Professional Investor Sample Clauses

Professional Investor. An investor who possesses the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs. In order to be considered a professional investor, the investor must fall in one of the following categories:
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Professional Investor. This Margin Account shall be offered only to professional investors as defined under the Securities and Futures Ordinance, as the same may be amended from time to time. By applying for the same, the Client represents that he is a professional investor and holds COL free and harmless from relying on such representation.
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Professional Investor. The Company has read and understood the Professional Investor Treatment Notice set forth in Schedule 7 and acknowledges and agrees to the representations, waivers and consents contained in such notice, in which the expressions “you” or “your” mean the Company, and “we” or “us” or “our” mean the Joint Global Coordinators.
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Professional Investor. The Company has read and understood the Professional Investor Treatment Notice and acknowledges and agrees to the representations waivers and consents contained in the Professional Investor Treatment Notice. For the purpose of this provision, the words "you" and "your" in the Professional Investor Treatment Notice shall means "the Company" and "the Company's" respectively.
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Professional Investor. 客戶如依法令規定為專業投資★，或已簽署或將簽署專業投資★聲明書而成為專業投資★，即不再受金融消費者保護法之保護。 If the Client is a professional investor under the laws and regulations, or has signed or will sign a Professional Investor Statement, and thus is categorized as a professional investor, the Financial Consumer Protection Act will not apply.
Sample 1
Professional Investor. The Seller is a professional investor within a category of person described in section 3(a), (c) and (d) of the Securities and Futures (Professional Investor) Rules under the SFO and that it has been assessed as satisfying the criteria in paragraph 15.3A(b) of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission (an "Eligible Corporate Professional Investor"), and has read and understood the Professional Investor Treatment Notice (in the form set out in Appendix IV of this Agreement) and acknowledges and agrees to the representations, waivers and consents contained in the Professional Investor Treatment Notice, in which the expressions "you" or "your" shall mean the Seller, and "us" or "our" shall mean the Placing Agent. The Seller undertakes to immediately notify JPM in writing if any of its representations or warranties was not correct when made or ceases to be correct prior to the Closing Time. Annex III
Sample 1
Professional Investor. The Selling Shareholder has read and understood the Professional Investor Treatment Notice and acknowledges and agrees to the representations, warranties and consents contained in the Professional Investor Treatment Notice. For the purpose of this provision, the words "you" or "your" in the Professional Investor Treatment Notice shall mean "the Selling Shareholder" and "the Selling Shareholder's" respectively. SIGNATURE PAGE THE COMPANY SIGNED by Xx Xxx Xxxx, Xxxxxx for and on behalf of NAM TAI ELECTRONIC & ELECTRICAL PRODUCTS LIMITED /s/ Xxxxxx Xxx Xxxx Xxx Xxxxxx Xxx Xxxx Xxx Xxxxxxx Xxxxxx & Master Solicitor, Hong Kong SAR THE SELLING SHAREHOLDER SIGNED by Xx Xxx Xxxx, Xxxxxx for and on behalf of NAM TAI ELECTRONICS, INC. /s/ Xxxxxx Xxx Xxxx Xxx Xxxxxx Xxx Xxxx Xxx Xxxxxxx Xxxxxx & Master Solicitor, Hong Kong SAR THE EXECUTIVE DIRECTORS SIGNED by Xx Xxx Xxxx, Xxxxxx as attorney for XXXX XXXX LING /s/ Xxxxxx Xxx Xxxx Xxx Xxxxxx Xxx Xxxx Xxx Xxxxxxx Xxxxxx & Master Solicitor, Hong Kong SAR SIGNED by Xx Xxx Xxxx, Xxxxxx as attorney for GUY XXXX XXXXXXXX BINDELS /s/ Xxxxxx Xxx Xxxx Xxx Xxxxxx Xxx Xxxx Xxx Xxxxxxx Xxxxxx & Master Solicitor, Hong Kong SAR SIGNED by Xxxxxxxx Orders for and on behalf of THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED /s/ Xxxxxxxx orders /s/ [ILLEGIBLE] CHOW KA XXX XXXXX LINKLATERS SOLICITOR, HONG KONG SAR THE PUBLIC OFFER UNDERWRITERS SIGNED by Xxxxxxxx Orders of THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED as the duly authorised agent or attorney of: /s/ Xxxxxxxx orders BNP PARIBAS PEREGRINE CAPITAL LIMITED NOMURA INTERNATIONAL (HONG KONG) LIMITED CAZENOVE ASIA LIMITED DBS ASIA CAPITAL LIMITED VC CEF CAPITAL LIMITED /s/ [ILLEGIBLE] Chow Ka Xxx Xxxxx Linkiaters
Sample 1
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Professional Investor. The Selling Shareholder has read and understood the Professional Investor Treatment Notice and acknowledges and agrees to the representations, warranties and consents contained in the Professional Investor Treatment Notice. For the purpose of this provision, the words "you" or "your" in the Professional Investor Treatment Notice shall mean "the Selling Shareholder" and "the Selling Shareholder's" respectively. THE COMPANY SIGNED by for and on behalf of } NAM TAI ELECTRONIC & ELECTRICAL PRODUCTS LIMITED THE SELLING SHAREHOLDER SIGNED by for and on behalf of } NAM TAI ELECTRONICS, INC. SIGNED by XXXX XXXX LING } SIGNED by GUY XXXX XXXXXXXX BINDELS } SIGNED by Xxxxxxxx Orders for and on behalf of } THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED THE INTERNATIONAL PLACING UNDERWRITERS SIGNED by Xxxxxxxx Orders of THE HONGKONG AND SHANGHAI } BANKING CORPORATION LIMITED as the duly authorised agent or attorney of: BNP PARIBAS PEREGRINE CAPITAL LIMITED NOMURA INTERNATIONAL (HONG KONG) LIMITED CAZENOVE ASIA LIMITED DBS ASIA CAPITAL LIMITED VC CEF CAPITAL LIMITED
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Related to Professional Investor

  • Additional Investors Notwithstanding anything to the contrary contained herein, if the Company issues additional shares of the Company’s Preferred Stock after the date hereof, any purchaser of such shares of Preferred Stock may become a party to this Agreement by executing and delivering an additional counterpart signature page to this Agreement, and thereafter shall be deemed an “Investor” for all purposes hereunder. No action or consent by the Investors shall be required for such joinder to this Agreement by such additional Investor, so long as such additional Investor has agreed in writing to be bound by all of the obligations as an “Investor” hereunder.

  • Investor 2.1 The Investor, by following a Strategy of a Strategy Provider, hereby agrees to the following:

  • PROFESSIONAL BEHAVIOR A. Teachers are expected to comply with reasonable rules, regulations, and directions adopted by the Board, or its representatives, which are not inconsistent with the provisions of this Agreement, provided that a teacher may reasonably refuse to carry out an order which threatens physical safety or well being or is professionally demeaning.

  • Professional Growth Professional growth is the continuous purposeful engagement in study and related activities designed to retain and extend the high standards of classified unit members.

  • Investors During the Escrow Period, Investors will be instructed by the Dealer Manager or any Soliciting Dealers to remit the purchase price in the form of checks payable to the order of, or funds wired in favor of, “UMB Bank, N.A., as escrow agent for Resource Apartment REIT III, Inc.” Notwithstanding the foregoing, however, Pennsylvania Investors, Washington Investors and New York Investors shall continue to make checks payable to the order of “UMB Bank, N.A., as escrow agent for Resource Apartment REIT III, Inc.” until, respectively, the Pennsylvania Minimum Offering, the Washington Minimum Offering or the New York Minimum Offering is raised. Any checks made payable to a party other than the Escrow Agent shall be returned to the Dealer Manager or Soliciting Dealer that submitted the check. By 12:00 p.m. (EST) of the next business day following the receipt of instruments of payment from the Offering, the Company or the Dealer Manager, as applicable, shall furnish the Escrow Agent with a list of the Investors who have paid for the Securities showing the name, address, tax identification number, the amount of Securities subscribed for purchase, the amount paid and whether such Investors are Pennsylvania Investors, Washington Investors or New York Investors. The information comprising the identity of Investors shall be provided to the Escrow Agent in substantially the format set forth in the list of Investors attached hereto as Exhibit A (the “List of Investors”). The Escrow Agent shall be entitled to conclusively rely upon the List of Investors in determining whether Investors are Pennsylvania Investors, Washington Investors or New York Investors and shall have no duty to independently determine or verify the same. When a Soliciting Dealer’s internal supervisory procedures are conducted at the site at which the subscription agreement and the check for the purchase of Securities were initially received by Soliciting Dealer from the subscriber, such Soliciting Dealer shall transmit the subscription agreement and such check to the Escrow Agent by the end of the next business day following receipt of the check for the purchase of Securities and subscription agreement. When, pursuant to such Soliciting Dealer’s internal supervisory procedures, such Soliciting Dealer’s final internal supervisory procedures are conducted at a different location (the “Final Review Office”), such Soliciting Dealer shall transmit the check for the purchase of Securities and subscription agreement to the Final Review Office by the end of the next business day following Soliciting Dealer’s receipt of the subscription agreement and the check for the purchase of Securities. The Final Review Office will, by the end of the next business day following its receipt of the subscription agreement and the check for the purchase of Securities, forward both the subscription agreement and such check to the Escrow Agent. If any subscription agreement solicited by a Soliciting Dealer is rejected by the Dealer Manager or the Company, then the subscription agreement and check for the purchase of Securities will be returned to the rejected subscriber within ten (10) business days from the date of rejection. All Investor Funds deposited in the Escrow Account shall not be subject to any liens or charges by the Company or the Escrow Agent, or judgments or creditors’ claims against the Company, until and unless released to the Company as hereinafter provided. The Company understands and agrees that the Company shall not be entitled to any Investor Funds on deposit in the Escrow Account and no such funds shall become the property of the Company, or any other entity except as released to the Company pursuant to Sections 3, 4, 5 or 6 hereto. The Escrow Agent will not use the information provided to it by the Company for any purpose other than to fulfill its obligations as Escrow Agent hereunder. The Company and the Escrow Agent will treat all Investor information as confidential. The Escrow Agent shall not be required to accept any Investor Funds which are not accompanied by the information on the List of Investors.

  • Placement Agent It will purchase the Subordinated Note(s) directly from the Company and not from the Placement Agent and understands that neither the Placement Agent nor any other broker or dealer has any obligation to make a market in the Subordinated Notes.

  • Professional Advice The acceptance of the Options and the sale of Common Stock issued pursuant to the exercise of Options may have consequences under federal and state tax and securities laws which may vary depending upon the individual circumstances of the Optionee. Accordingly, the Optionee acknowledges that he or she has been advised to consult his or her personal legal and tax advisor in connection with this Agreement and his or her dealings with respect to Options. Without limiting other matters to be considered with the assistance of the Optionee’s professional advisors, the Optionee should consider: (a) whether upon the exercise of Options, the Optionee will file an election with the Internal Revenue Service pursuant to Section 83(b) of the Code and the implications of alternative minimum tax pursuant to the Code; (b) the merits and risks of an investment in the underlying shares of Common Stock; and (c) any resale restrictions that might apply under applicable securities laws.

  • Professional Liability insurance shall be written with limits no less than $1,000,000 per claim and $1,000,000 policy aggregate limit, as applicable.

  • Professional Dues The school district will pay the annual dues for the Superintendent’s membership in the American Association of School Administrators, Association for Supervision and Curriculum Development, and Nebraska Council of School Administrators. The Superintendent’s membership in other professional organizations will be considered annually and may be approved at the discretion of the school board.

  • Professionals For projects involving installation or construction services, the Grantee agrees that only licensed professionals will be used to perform services under this Grant Agreement where such services are called for and licensed professionals are required for those services under State law.

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