Professional Investors means Customers to whom the Bank is not required to assume or discharge any obligation for ensuring the suitability of any financial or other products or their recommendation or solicitation, by reason of: (i) the Bank’s compliance with the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission (“Code of Conduct”), and (ii) the Customer, as the case may be, being classified by the Bank as “Institutional Professional Investors” or “Corporate Professional Investors”, or some other types of professional investors, as those terms are, or may from time to time be, defined in the Code of Conduct.
Professional Investors means the persons defined in section 1 of Part 1 of Schedule 1 to the Ordinance. It includes specified entities set out in paragraphs (a) to (j) of the definition and persons belonging to a class which is prescribed under the Professional Investor Rules;
Professional Investors means (1) for persons in Hong Kong, professional investors
Examples of Professional Investors in a sentence
Investors should not purchase the Notes in the primary or secondary markets unless they are Professional Investors and understand the risks involved.
The TOKYO PRO-BOND Market is a market for the Professional Investors, Etc.
The Hong Kong Stock Exchange has not reviewed the contents of this document, other than to ensure that the prescribed form disclaimer and responsibility statements, and a statement limiting distribution of this document to Professional Investors only have been reproduced in this document.
This Offering Circular is for distribution to Professional Investors only.
As the liaison, the office will be present at key meetings, promote and host multiple means – both formal and informal - for interaction, engagement, consultation, orientation, and effective communication.
More Definitions of Professional Investors
Professional Investors as defined in the Securities and Futures Ordinance (Cap. 571) of Hong Kong and any rules made under that Ordinance; or (2) in other circumstances which do not result in the document being a “prospectus” as defined in the Companies Ordinance (Cap. 32) of Hong Kong or which do not constitute an offer to the public within the meaning of that Ordinance; and
Professional Investors means qualified investors as defined pursuant to Article 100 of the TUF, as implemented by Article 34-ter, first paragraph, letter b) of CONSOB Regulation No. 11971 of 14 May 1999 (as amended from time to time) and by Article 35, first paragraph, letter d) of CONSOB Regulation No. 20307 of 15 February 2018 (as amended from time to time);
Professional Investors means Investors who qualify as professional investors within the meaning of Annex II of MiFID II."Management Fee"fee payable by the Fund to the Company as described in this Prospectus."Management Regulations"the Fund management regulations, effective as of 25 February 2020."Market Timing"any market timing practice within the meaning of CSSF circular 04/146 or as that term may be amended or revised by the CSSF in any subsequent circular, i.e., an arbitrage method through which an investor systematically subscribes and redeems or converts units or shares of the same Luxembourg undertaking for collective investment within a short time period, by taking advantage of time differences and/or imperfections or deficiencies in the methods of determination of the net asset value of the undertaking for collective investment."Maximum Target Amount"means a maximum amount of Total Subscriptions (if any) as defined with respect to each Sub-fund in the relevant Sub-fund factsheet."Mémorial"the Luxembourg Mémorial C, Recueil des Sociétés et Associations."MiFID II"directive 2014/65/EU of the European Parliament and of the Council of 15 may 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU."Minimum Target Amount"means a minimum amount of Total Subscriptions as defined with respect to each Sub-fund in the relevant Sub-fund factsheet to be reached during the Initial Offering Period."Net Asset Value" or "NAV"the net asset value of the Fund, a Sub-fund, a Class or per Unit as determined in accordance with the relevant provisions under chapter 15 "Net Asset Value"."OECD"Organization for Economic Cooperation and Development."PRIIPs KID"key information document within the meaning of the PRIIPs Regulation."PRIIPs Regulation"Regulation (EU) No 1286/2014 of the European Parliament and of the Council of 26 November 2014 on key information documents for packaged retail and insurance-based investment products (PRIIPs)."Prospectus"this prospectus as amended or supplemented from time to time."Qualifying Portfolio Undertaking"shall have the meaning ascribed to them in chapter 3.5."Redemption Day"as defined in chapter 13 "Unit Redemption"."Redemption Price"as defined in chapter 13 "Unit Redemption"."RESA"the Luxembourg Recueil Electronique des Sociétés et Associations."Retail Investor"an Investor who is not a Professional Investor."Sub-fund"a specific portfolio of assets and liabilities within the Fund having its own Net Asset Value and repre...
Professional Investors means the qualified investors, as defined by Article 2 of Regulation (EU) 2017/1129;
Professional Investors are those as defined in article 9-A of CVM Rule No. 539, in observance of CVM Rule No. 476 and this Issue Indenture, including, without limitation: (i) financial institutions and other institutions authorized to operate by the Central Bank of Brazil; (ii) insurance companies and capitalization companies; (iii) publicly-held and privately-held supplementary pension entities; (iv) individuals or legal entities with financial investments greater than ten million Reais (BRL 10,000,000.00) and that, additionally, confirm in writing their condition of professional investor; (v) investment funds; (vi) investment clubs, provided that they have a portfolio managed by a securities portfolio manager authorized by CVM; (vii) independent investment agents, portfolio managers, securities analysts and consultants authorized by CVM with respect to their own resources; and (viii) non-resident investors.
Professional Investors means individuals or legal entities who or which trade or invest in securities in the conduct of a business or profession (which includes banks, securities intermediaries (including dealers and brokers), insurance companies, pension funds, collective investment institutions, central governments, large international and supranational organisations, other institutional investors and other parties, including treasury departments of commercial enterprises, which as an ancillary activity regularly invest in securities.