Examples of TSW in a sentence
TSW requires pre-approval by Compliance of all Political Contributions, political fundraising activities, and political volunteer activities by all Firm employees.
TSW, an investment adviser registered with the SEC under the Advisers Act.
Notwithstanding this policy, it is never permitted for TSW and its employees to make, or direct or solicit any other person to make, any Political Contribution or provide anything else of value for the purpose of influencing or inducing the obtaining or retaining of investment advisory services business.
For example, a draft production-sharing agreement between Soma Oil & Gas Holdings Ltd and the Federal Government caused outrage when it emerged that the proposal could potentially lead to Soma Oil accruing 90 percent of oil revenues.48 While oil prices have fallen and will remain low for the next year at least,49 the political importance of oil has hardly changed.
TSW Associates are encouraged to reach out to members of the Compliance Department with questions concerning virtual events.
An outside business activity is defined as any business activity outside the scope of the relationship with TSW.
The Review Officer of the Firm shall prepare an annual report relating to this COE to TSW Executive Committee and of any U.S. registered investment company client advised or sub-advised by the Firm that request such reporting.
The Review Officer of the Firm shall report all violations (including non-material, technical violations) to the Compliance Committee and shall report material violations of this COE to the TSW Executive Committee.
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TS&W requires pre-approval by Compliance of all Political Contributions, political fundraising activities, and political volunteer activities by all Firm employees.