Trusted Contact definition

Trusted Contact means a natural person 18 years of age or older who the account owner has expressly identified and who is recorded in the books and records of a dealer or an investment adviser as the person who may be contacted about the account.

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Trusted Contact means someone you trust who is at least 18 years of age who acts as a resource if we lose contact with you or believe you and/or your assets are at risk. See “Part 3 – Opening and Maintaining an Account.” Trustee means the Nebraska State Treasurer. See “Part 1 – Overview.” UGMA means Uniform Gifts to Minors Act.

Trusted Contact. Trusted Contact: Trusted Contact: The account owner(s) acknowledge(s) that the information in this Client Profile and Suitability Questionnaire is a reasonable picture of the financial situation, investment goals, objectives and risk tolerance of the account owner(s). Signature of First Account Owner Date Signature of Second Account Owner Date This Client Fee Disclosure sets forth the investment advisory fee for asset management services described in an Asset Management Agreement executed by the undersigned Client.

Examples of Trusted Contact in a sentence

The Customer understands that, pursuant to FINRA regulations, the Broker is authorized to contact the Trusted Contact Person (as defined by FINRA Rule 4512) designated for the Customer Account and to disclose information about the Customer Account to address possible financial exploitation, to confirm the specifics of the Customer’s current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by Rule 2165.
Following a Significant Life Event, Management may continue to manage the Account in accordance with the then current Strategy or liquidate the Account at Management’s sole discretion until Management receives contrary instruction from a Trusted Contact or other person with authority to act for Client.
To allow Management continuous management of Client’s assets in the event of a Significant Life Event, Client hereby authorizes Management, after Management receives written notice of the occurrence a Significant Life Event, to provide any of Client’s Trusted Contacts with access to certain non-public personal information related to Client and Client’s account, upon written request by such Trusted Contact.
Client hereby designates the people listed on the Trusted Contact Person Designation below as “Trusted Contacts.” Such individuals must be age 18 or older.
A Trusted Contact Person is someone, age 18 years or older, whom ▇▇▇▇▇▇ ▇▇▇▇▇ is authorized to contact and disclose information to about my Account to address possible financial exploitation, to confirm the specifics of my current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by applicable rules and law including, but not limited to, Financial Industry Regulatory Authority (“FINRA”) Rule 2165.
I understand and acknowledge that I have the right to designate a Trusted Contact Person for my Account.
I understand and acknowledge that I have the right to designate a Trusted Contact Person for this Account.
If You provide Trusted Contact information, You agree that Pershing Advisor Solutions or an Affiliated Service Provider may share information about You with the Trusted Contact at the discretion of Pershing Advisor Solutions and/or Pershing.
Trusted Contact Name (First, Middle Initial, Last) Relationship Phone number(s) Email address Address Clearing, custody or other brokerage services provided by Axos Clearing LLC, Member FINRA and SIPC.
If you are electing to have a Trusted Contact person added to your account, please complete the following information.

More Definitions of Trusted Contact

Trusted Contact means someone you trust who is at least 18 years of age who acts as a resource if we lose contact with you or believe you and/or your assets are at risk. See “Part 3 - Opening and Maintaining an Account.” Trustee means the Nebraska State Treasurer. See “Part 1 – Overview.”

Trusted Contact is meant to be a resource benefitting you and ▇▇▇▇▇▇ Global in efforts to keep your account protected. ▇▇▇▇▇▇ Global may choose, but is not required, to notify the “Trusted Contact” of his or her designation.