Transferring Clients definition

Transferring Clients means (a) those Clients with respect to whom the Parties have received affirmative written consent to the transfers to the Buyer and (b) in the event a negative consent process is allowed under applied Law, those Clients deemed to have consented to the transfer to the Buyer pursuant to the negative consent process described in Section 6.6.

Examples of Transferring Clients in a sentence

  • The New Licensee acknowledges that its decision to take on the Transferring Clients and appoint the Adviser as one of its Authorised Representatives was solely based on its own assessment of the suitability of the Adviser and the Clients to its own business.

  • Within 6 months of the Date of Termination, the New Licensee will ensure that a full review of the advice provided under FSP's AFSL is offered to all Transferring Clients.

  • In accordance with all relevant laws, and to the extent applicable, RI Advice Group will use all reasonable endeavours to ensure that each agreement between RI Advice Group and an Issuer permits the transfer of fees and commissions in respect of Transferring Clients payable in respect of the period after termination of the Agreement in the manner set out in this clause 9, including the bulk transfer of those fees and commissions, to a New Licensee acceptable to the relevant Issuer.

  • In accordance with all relevant laws, and to the extent applicable, any fees or commissions paid by Issuers collected by RI Advice Group with respect to the period after termination of this Agreement that are referable to Transferring Clients, must be paid to the New Licensee promptly on receipt.

  • Transferring Client's trading orders to the market may not be effective or may not be executed at the specified price.

  • RI Advice Group must promptly notify all relevant Issuers of the transfer of Transferring Clients to a New Licensee.

  • RI Advice Group must promptly do all things reasonably in its power to facilitate the transfer of Transferring Clients under this clause 9 including dealing with the requirements of the Issuers.

  • Within 6 months of the Date of Termination, the New Licensee will ensure that a full review of the advice provided under RI’s AFSL is offered to all Transferring Clients.

Related to Transferring Clients

  • Transferring Party has the meaning given such term in Section 5.2(b).

  • Transferring Member has the meaning set forth in Section 9.4.

  • Transferring applicant means a person transferring from another health insurer.

  • Transferring Shareholder has the meaning set forth in Section 5.2(a).

  • Transferring Stockholder has the meaning assigned to such term in Section 3.4(a).

  • Transferring Employees means employees of the Incumbent Contractor who are wholly or mainly assigned to work in the provision of the Service and who are subject of a Relevant Transfer to the Contractor by virtue of the application of the TUPE Regulations.

  • Transferring Employee means an employee at the airport who timely transfers to the regional authority by the transfer date.

  • Transferring Supplier Employees means those employees of the Supplier and/or the Supplier’s Sub-Contractors to whom the Employment Regulations will apply on the Service Transfer Date.

  • Third Party Purchaser has the meaning set forth in Section 3.1(a).

  • Transferring Former Supplier Employees in relation to a Former Supplier, those employees of the Former Supplier to whom the Employment Regulations will apply on the Relevant Transfer Date; and

  • Transferring means moving into or out of a bed, chair or wheelchair.

  • Transfer student means a student entering an institution for the first time having successfully completed a minimum of 12 semester hours at another institution which is applicable for credit at the institution the student is entering.

  • Third Party Vendor means any person or entity that provides SaaS, third party software and/or related intellectual property. “Work” means any additional work the Customer requests Singtel to perform in relation to the Service.

  • prospective sale means a sale which is intended to be made in the future, upon the occurrence of a stated event, whether or not the occurrence of the event is certain;

  • Direct seller means a person selling consumer products to individuals for personal or household use and not from a fixed retail location, including selling such product at in-home product demonstrations, parties, and other one-on-one selling.

  • Prospective Student means an Applicant for admission to an Educational Institution.

  • Prospective Transferee means any Person to whom a Shareholder proposes to make a Proposed Transfer, including a Proposed Transfer by FEEL pursuant to Clause 2.3.

  • Tag or “RFID tag” means the unique identification number or Radio Frequency Identification (RFID) issued to a licensee by the agency for tracking, identifying and verifying marihuana plants, marihuana products, and packages of marihuana product in the statewide monitoring system.

  • Selling Institution The entity obligated to make payments to the Issuer under the terms of a Participation Interest.

  • Disposing Member is defined in Section 4.1.

  • End Client means the end client (if any) in respect of the project in connection with which the Supplier is providing its Services as a sub-contractor;

  • The Client means the organization purchasing the service.

  • Third Party Owner means any person who is the legal or beneficial owner (including a Lessor) of any Assets used or occupied by, or in the possession of the Deed Company as at the Appointment Date.

  • Direct Selling means marketing, distribution and sale of goods or providing of services through a network of direct sellers.

  • Prospective Purchaser shall have the meaning set forth herein in Section 2.2(a).

  • Restricted Client means any person, firm, corporation or other organization to whom the Participant directly or indirectly performed or assisted in performing Relevant Services, or with which the Participant otherwise had material contact, or about which the Participant learned Confidential Information or Trade Secrets, within the twenty-four months prior to the date on which the Participant’s employment with the Constituent Companies terminated.