Securities Market Act definition

Securities Market Act means the Swedish Securities Market Act (Sw. lag (2007:528) om värdepappersmarknaden).
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Securities Market Act means the Swedish Securities Markets Act (lag (2007:582) om värdepappersmarknaden).
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Securities Market Act means the Spanish Securities Market Act (Law 24/1988, of 28 July 1988).
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Examples of Securities Market Act in a sentence

  • The replacing CSD must be authorised to professionally conduct clearing operations pursuant to the Swedish Securities Market Act (Sw. lag (2007:528) om värdepappersmarknaden).

  • For the Parent Company, the interim report has been prepared in accordance with the Annual Accounts Act and the Swedish Securities Market Act in accordance with the provisions of RFR 2.

  • The shares representing the share capital are considered as securities and are governed by the provisions of the Securities Market Act and any other provisions applicable.

  • In this connection, and for the record, the Deed of Constitution shall have the effects prescribed by article 6 of the Securities Market Act.

  • Usage of Custodians does not constitute a transfer of the activities for the purpose of the Securities Market Act.

  • The shares, their transfer and the creation of real rights or any other encumbrances on them must be registered in the relevant book entry, pursuant to the Securities Market Act and concordant provisions.

  • This Client’s acceptance is considered an agreement for the purposes of subsection 88 (1) of the Securities Market Act.

  • The shares are represented by book entries and are governed by the Spanish Securities Market Act (LMV) and other applicable legal provisions.

  • Acting as an insurance agent shall be governed by the provisions of Chapter 10 of this Act and acting as an investment agent by the provisions of Chapter 131of the Securities Market Act.

  • Each Authorised Offeror will be required to represent and agree, that it will not publicly offer the Instruments or bring the Instruments into general circulation in Finland other than in compliance with all applicable provisions of the laws of Finland and especially in compliance with the Finnish Securities Market Act (495/1989) and any regulation or rule made thereunder, as supplemented and amended from time to time.


More Definitions of Securities Market Act

Securities Market Act means the Swedish Securities Market Act (2007:528) “SEK” means the Swedish krona
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Securities Market Act means the Finnish Securities Market Act (Arvopaperimarkinalaki, 14.12.2012/746, as amended, including the rules and regulations thereunder).
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Related to Securities Market Act

  • Securities Market means an established securities market.

  • Farmers market means a marketplace which operates seasonally, principally as a common market for Iowa-produced farm products on a retail basis for consumption elsewhere.

  • Securities and Futures Ordinance means the Securities and Futures Ordinance (Cap. 571) of Hong Kong.

  • Central Bank UCITS Regulations means the Central Bank (Supervision and Enforcement)

  • Central Bank Regulations means the Central Bank (Supervision and Enforcement) Act 2013

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Stock Exchanges means BSE Limited and National Stock Exchange of India Limited;

  • Listing Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • the 2010 Regulations means the Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 2010;

  • Securities Exchange means, at any time, the registered national securities exchange on which the Corporation’s equity securities are then principally listed or traded, which shall be the New York Stock Exchange or NASDAQ Global Market (or similar national quotation system of the NASDAQ Stock Market) (“NASDAQ”) or any successor exchange of either the New York Stock Exchange or NASDAQ.

  • Capital Instruments Regulations means the Delegated Regulation and any other rules or regulations of the Relevant Authority or which are otherwise applicable to the Issuer or the Group (as the case may be and, where applicable), whether introduced before or after the Issue Date of the relevant Series of Notes, which prescribe (alone or in conjunction with any other rules or regulations) the requirements to be fulfilled by financial instruments for their inclusion in the Own Funds to the extent required under the CRD IV Package;

  • Securities Regulators means collectively, the securities regulators or other securities regulatory authorities in the Selling Jurisdictions;

  • Stock Exchange The Stock Exchange of Hong Kong Limited

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • Securities Financing Transactions Regulation means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012;

  • SEBI Listing Regulations means SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015, as amended

  • Securities Transfer Act means the Securities Transfer Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act.

  • National Securities Exchange means an exchange registered with the Commission under Section 6(a) of the Exchange Act or any successor thereto.

  • the 2012 Regulations means the Council Tax Reduction Schemes (Prescribed Requirements) (England) Regulations 2012;

  • Alternative Stock Exchange means at any time, in the case of the Ordinary Shares, if they are not at that time listed and traded on the ASX, the principal stock exchange or securities market on which the Ordinary Shares are then listed or quoted or dealt in;

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • Public Governor means a member of the Council of Governors elected by the members of one of the Public Constituencies;