Securities Dealing Services Annex definition

Securities Dealing Services Annex means the Annex to these Terms of Business containing terms and conditions applicable to the provision of Securities Dealing Services by CLSA to you.
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Examples of Securities Dealing Services Annex in a sentence

  • Without limitation to your obligations under the Terms of Business and the Securities Dealing Services Annex, for every transaction in Securities in the Hong Kong Market, or through an account opened with CLSA Limited, you will inform us if that trade is a short selling order prior to or at time of the order.

  • This Securities Dealing Services Annex is referred to herein as “this Annex”.

  • The terms and conditions set out in this Annex shall apply to all Securities Dealing Services in the Taiwan Market provided by us to you in addition to, and supplemental to, the terms and conditions set out in the Terms of Business and in the Securities Dealing Services Annex.

  • Without limitation to your obligations under the Terms of Business and the Securities Dealing Services Annex, for every transaction in Securities in the Taiwan Market, you will inform us if that trade is a short selling order prior to or at time of the order.

  • Importantly, if the Standard Cover regime were extended to include life insurance there would be a need to amend section 37 of the ICA.

  • In response, DNR Detective Erlandson testified that she told Mr. Wood, “If I was going to manhandle you, sir, you’d be face down on the ground already” (App.

  • You agree that you undertake to indemnify us in respect of any liabilities, costs, damages and losses incurred by us due to any transaction effected by you or by your omission or failure to undertake any action required of you under this Annex, the Terms of Business, the Securities Dealing Services Annex, applicable laws, Market Requirements and legal process.

  • Accordingly, the terms and conditions in this Annex are legally binding and take effect when you signify your acceptance by placing an order for Securities in the Singapore Market with us or through an account opened with CLSA Singapore Pte Ltd following your receipt of our Terms of Business, the Securities Dealing Services Annex and this Annex.

  • In this Securities Dealing Services: Singapore Market Annex, including the Schedule, capitalised terms have the meaning given to them in the “CLSA Asia-Pacific Terms of Business” (the “ Terms of Business”) and the Securities Dealing Services Annex.

  • Without limitation to your obligations under the Terms of Business and the Securities Dealing Services Annex, you will comply at all times with the Market Requirements and the applicable rules and regulations of the SGX- ST and every other securities market in which we conduct transactions for you.

Related to Securities Dealing Services Annex

  • securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.

  • Service and support administrator means a person, regardless of title, employed by or under contract with a county board to perform the functions of service and support administration and who holds the appropriate certification in accordance with rule 5123:2-5-02 of the Administrative Code.

  • Automated data acquisition and handling system or "DAHS" means that component of the continuous emission monitoring system, or other emissions monitoring system approved for use under section 11 of this rule, designed to interpret and convert individual output signals from pollutant concentration monitors, flow monitors, diluent gas monitors, and other component parts of the monitoring system to produce a continuous record of the measured parameters in the measurement units required by section 11 of this rule.

  • Portal Market means The Portal Market operated by the National Association of Securities Dealers, Inc. or any successor thereto.

  • Financial Markets means international financial markets in which currency and other financial assets exchange rates are determined in multi-party trade.

  • Information Services means the Municipal Securities Rulemaking Board’s Electronic Municipal Market Access System; or, such other services providing information with respect to called municipal obligations as the District may specify in writing to the Paying Agent or as the Paying Agent may select.

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Data Services The Customer will receive a discount equal to 25% for the following Data Services: Access: Standard VBS2 Guide local loop charges for DS-1 Access and DS-3 Access Service.

  • Online Services Terms means the additional terms that apply to Customer’s use of Online Services published on the Licensing Site and updated from time to time.

  • Automated drug dispensing system means a mechanical or electronic system that performs

  • Portal has the meaning set forth in Section 3.6(b)(iii).

  • Extra Services means those services set forth in Schedule “B” that are requested by the Municipality for itself or on behalf of its citizens and provided by the Company in accordance with paragraph 7 of this Agreement;

  • Individual market means the market for health insurance coverage offered to individuals other than

  • Quotation means the Bidder’s response made on the Quotation form set out on Part E of this RFQ with all appendices or addenda submitted by the Bidder in response to the RFQ;

  • Automated external defibrillator or “AED” means an external semiautomatic device that determines whether defibrillation is required.

  • exempt market dealer means a person or company registered in the category of exempt market dealer;

  • Hosting Services means the provision, administration, and maintenance of servers and related equipment, the provision of bandwidth at the hosting facility, and the operation of the Application for access by Customer Users to be provided by the relevant hosting service provider.

  • Information Service Traffic means Local Traffic or IntraLATA Toll Traffic which originates on a Telephone Exchange Service line and which is addressed to an information service provided over a Party's information services platform (e.g., 976).

  • Reference Market-makers means four leading dealers in the relevant market selected by the party determining a Market Quotation in good faith (a) from among dealers of the highest credit standing which satisfy all the criteria that such party applies generally at the time in deciding whether to offer or to make an extension of credit and (b) to the extent practicable, from among such dealers having an office in the same city.

  • Reference Market-Maker means a leading dealer in the relevant market that is selected in a commercially reasonable manner and is not an affiliate of either party.

  • Customer Proprietary Network Information (“CPNI”) is as defined in the Act.

  • Conferencing Services In lieu of any other rates and discounts, the Customer will receive a discount equal to 30% for the following Conferencing Services: US Dial Out International Audio Conferencing. The current standard rates in the Guide (which includes both transport and bridging) for domestically bridged International Dial-Out Audio Conferencing, International Audio Conferencing (dial out from a US bridge).

  • Direct Market Access or “DMA” means an arrangement among a Sponsoring Broker, its Customer and BSEF that allows one or more representatives of that Customer to have Trading Access using the Participant ID of the Sponsoring Broker.

  • Market Abuse means any unscrupulous behavior addressed to the Market Abuse Law of 2016 (Law 102(I)/2016) and as amended, supplemented and/or replaced from time to time.

  • Account Information Service Provider means a payment service provider pursuing business activities as referred to in point (8) of Annex I;