Regulated Companies definition

Regulated Companies means the ATOL Holders and the ABTA Members;
Regulated Companies means all those organizations, corporations, associations, or other public or private entities which now are or may hereafter become subject to regulation in any manner by the department of public service regulation or the public service commission or any successor agency.
Regulated Companies means all organizations, corporations, associations, or other public or

Examples of Regulated Companies in a sentence

  • To the extent appropriate and practicable, all such required records shall be preserved on a consolidated basis on behalf of the Regulated Companies, for the periods and in the manner required by Rule 17j-1 and Rule 204-2.

  • If you have any questions concerning this Code, please contact the relevant Chief Compliance Officer of the Regulated Companies (“CCO”) or a designated person within the Asset Management Law Department of the General Counsel’s Office (“GCO”) (individually and collectively, “Compliance”).

  • Except as provided in the following sentence, this Code applies to all Supervised Persons of the Advisers2 and all Access Persons3 of the Regulated Companies.

  • Ensure that all activities of Regulated Companies are carried out following objective and non-discriminatory standards, avoiding any preferential treatment of Liberalised Companies or their customers.

  • Take appropriate measures to ensure the protection of sensitive sales information of Regulated Companies that might give a competitive advantage if known by Liberalised Companies.


More Definitions of Regulated Companies

Regulated Companies means all organizations, corporations, associations, or other public or private entities which now are or may hereafter become subject to regulation in any manner by the department of public service regulation, the public service commission, or any successor agency. The term does not include motor carriers regulated pursuant to Title 69, chapter 12.
Regulated Companies means GLHIC, CA Benefits and PIC.
Regulated Companies has the meaning specified in Section 5.04(a).
Regulated Companies means DHI, DHP, SSMHIC and SSMHP. “Related Person” means:
Regulated Companies means the companies listed on Schedule 3, attached hereto.
Regulated Companies have the meanings assigned to those terms in Section 5.34(a).
Regulated Companies means Hillier Parker Financial Services Limited and Hillier Parker Investment Management Limited, two of the Companies;