Examples of Prior Application in a sentence
Applicants note that the Commission may grant the requested relief for the same reasons set forth in Section IV, “Statement in Support of Relief Requested,” of the Prior Application.
Except as specifically noted herein, all representations and conditions contained in the Prior Application remain applicable and will apply to any Applicants relying on the Order.
All capitalized terms not otherwise defined in this Application have the meanings ascribed to them in the Prior Application.
Except as expressly stated herein, all representations contained in the Prior Application will remain in effect and will apply to the Co-Investment Affiliates relying on the Amended Order, and the terms and Conditions set forth in the February 2014 Order will apply to the Co-Investment Affiliates relying on the Amended Order.
Mechanics of the Co-Investment ProgramUpon the issuance of the requested Amended Order and subject to any regulatory approval required for a Capital Markets Affiliate to participate in a Co-Investment Transaction in a principal capacity, the mechanics of the Co-Investment Program will remain the same as described in the Prior Application.
Prior Application -- all applicants will be required to discuss project ideas with ONAP staff prior to application.
Sections 17(d) and 57(a)(4) of the 1940 Act Based on the analysis in this section of the Prior Application, CGMSIM controls CGMSF and NFIC, and any other Investment Adviser will be controlling, controlled by or under common control with CGMSIM.
The Applicants believe that the proposed Conditions, as outlined below and in the Prior Application, will ensure the protection of shareholders of the Regulated Funds and compliance with the purposes and policies of the 1940 Act with respect to the Co-Investment Transactions.
Rule 17d-1 under the 1940 Act Based on the analysis in this section of the Prior Application, which the Applicants believe is similarly applicable to this Application, the Applicants believe that the terms and Conditions set forth in the Application would ensure that the conflicts of interest that Sections 17(d) and 57(a)(4) of the 1940 Act were designed to prevent would be addressed and the standards for an order under Rule 17d-1 under the 1940 Act would be met.
Except as discussed below, Section IV “Statement in Support of Relief Requested” of the Prior Application is equally applicable to this Application and is, therefore, not repeated herein.