Originating Broker definition

Originating Broker means a legal entity that: (i) is based in a country other than the country of establishment of the Executing Broker; (ii) is licensed to perform investment intermediary services, i.e. securities services under the rules of its country of establishment; and (iii) is a Member that has concluded an Originating Broker Membership Agreement with SEE Link that is valid on the Effective Date of this Agreement.
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Originating Broker means the Member from one Participating Country who signed an Inter-broker Agreement for placing Orders with Executing Broker in another Participating Country by way of utilizing the System.
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Examples of Originating Broker in a sentence

  • The applicant complained about the judicial authorities’ refusal to grant her escorted leave from prison in order to travel to the funeral home and pay her last respects to her deceased father.

  • Th e p r ocessed co n t a m i na t ed s a m - ples s ha ll be ana l yzed a cco r di n g t o t h e fol- lowi n g p r oced ur e.

  • In such case, SEE Link shall have no liability towards the Executing Broker for the inability to receive the Service with respect to such Contracted Originating Broker.

  • The Originating Broker is initially authorized to permit use of the Service by the Users listed and identified in the Letter of Acceptance.

  • SEE Link reserves the right to suspend or terminate immediately any account of the Originating Broker, i.e. its User or any of their activity that is disrupting or causing harm to the System or to other parties.

  • In the event the Service is suspended, SEE Link will use commercially reasonable efforts to inform the Originating Broker and will work with the Originating Broker to resolve such issues and re-instate the Service.

  • The Originating Broker acknowledges and agrees that it is prohibited from sharing passwords and/or user names with unauthorized users.

  • Should the Originating Broker desire to make any use of the Data (including, but not limited to, developing or communicating derivative information based upon the Data, retransmission, redistribution, reproduction or calculation of indices) in any manner not described herein, the Originating Broker may do so only with prior approval by the Foreign Exchange that has provided such Data.

  • However, if the Originating Broker is prevented by operation of law or otherwise from making such payments free and clear of such deductions or withholdings, amounts due to SEE Link under this Agreement shall be increased to such amount as may be necessary to remit to SEE Link the full amount it would have received had such payment been made without such deductions or withholdings.

  • If the Originating Broker fails to pay when due any amount payable to it under this Agreement, SEE Link shall be entitled to claim from the Originating Broker the statutory default interest under the governing law of this Agreement on any such overdue amount.

Related to Originating Broker

  • Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Data Broker means either of the following:

  • Originating Party means the Party, including any entity which provides Classified Information in accordance with the laws and regulations in force in its state;

  • Mortgage broker means any person who for compensation or

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • originating means qualifying as originating under the rules of origin set out in Chapter 3 (Rules of origin and origin procedures);

  • Origination Fee means any origination fee payable to the Department by the lender with respect to any Trust Student Loan.

  • Customs Broker Agreement means an agreement, in form reasonably satisfactory to the Collateral Agent, in which the customs broker or other carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Collateral Agent and agrees, upon notice from the Collateral Agent, to hold and dispose of such Inventory solely as directed by the Collateral Agent.

  • insurance broker means an insurance brokerage firm,