Examples of Approved Broker in a sentence
In such circumstances, the investor is reliant upon the Approved Broker to act on its behalf including submitting subscription and redemption requests in a timely and accurate manner.
Recourse by the investor against the Approved Broker would be subject to the terms agreed between the investor or its agent and the Approved Broker.
In the event that an investor chooses to acquire Shares using an Approved Broker, the Approved Broker will act as the investor's nominee holding Shares on its behalf.
In the event of an error or omission by the Approved Broker, the investor's recourse would be to the Approved Broker as its appointed nominee.
Waverton dealers have discretion in selecting any venue from Waverton’s Approved Broker list that they believe will provide best execution.