Authorized Broker definition

Authorized Broker means those Brokers which are authorized to deal in Government Securities.

Authorized Broker means a person who is either employed or is an agent of a Broker Firm and who is authorized to utilize the Exchange pursuant to the applicable Authorized Broker User ID Request Form.

Authorized Broker means a Person who is employed by or is an Authorized Agent of a Broker Firm Participant and who has been authorized by such Broker Firm Participant to access one or more Platforms pursuant to Rule 308 and to enter Orders or execute Swaps on a Platform on behalf of the Customers of the Broker Firm Participant

Examples of Authorized Broker in a sentence

• The following Covered Accounts may be maintained away from an Authorized Broker without obtaining prior approval.

• Authorized Broker is not obligated to give Entrant any advice or market information except the last price traded and the margin requirements for existing or contemplated positions.

• Authorized Broker, in its sole discretion, may terminate the participation of any Entrant for Entrant’s failure to enter orders in a timely, consistent and professional manner.

• The Entrant represents that he or she and his or her Account Manager (if applicable) are of legal age in the states in which they reside and that neither of them nor any member of their household nor any of their partners or shareholders is related to principals or employees of the Sponsor, Authorized Broker or Carrying Broker.

• Entrant gives permission to Authorized Broker to provide Sponsor with the ability to view activity in Entrant’s account(s) for the purpose of monitoring Championship performance.

More Definitions of Authorized Broker

Authorized Broker means a Participant identified in any Broker Authorization Form between said Participant and Multiple Listing Organization.

Authorized Broker means those Brokers which are authorized to deal in Government Se- curities.

Authorized Broker means those Brokers which are authorized to deal in Shariah compliant Government Securities.

Authorized Broker means those Brokers which are authorized to deal in Government Securities and other securities.

Authorized Broker means HFF, Seller’s authorized broker.

Authorized Broker means a person who is either employed or is an agent of a Participant and who is authorized to utilize the Exchange to place orders and execute transactions on behalf of Customers of such Participant.

Authorized Broker means those Brokers which are authorized to deal.