Law of Securities definition

Law of Securities means the Law on Securities No. 60/2005/QH11 passed by the National Assembly on June 29th, 2006 and took effect as from January 1st, 2007; and the Law amending and supplementing a number of Article of the Law on Securities No. 62/2010/QH12 passed by the National Assembly on November 24th, 2010.
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Law of Securities means the Law on Securities No. 54/2019/QH14 passed by the National Assembly on November 26th 2019 and took effect as from January 1st 2021.
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Examples of Law of Securities in a sentence

  • Words or terms defined in the Law on Enterprises, the Law of Securities (if they do not contradict the subject or context) will have the same meanings in this Charter.

  • Sachs, Judge Friendly and the Law of Securities Regulation: The Creation of a Judicial Reputation, 50 SMU L.

  • See Thomas Lee Hazen, Treatise on the Law of Securities Regulation, (3rd ed.

  • The shares acquired by the Company shall be treasury stocks and the Board of Directors may offer in ways in consistency with the provisions of this Charter, the Law of Securities and relevant guiding documents.

  • Although retention of title is available, it is not widely used in Dubai.Security interests over movables are registered with the Registrar of Securities at the Office of the DIFC under the provisions of the Law of Securities.

  • The statements required under the Law of Companies and the Law of Securities and instructions issued pursuant thereto.

  • Marek Dubovec, The Law of Securities, Commodities and Bank Accounts – The Rights of Account Holders(Edward Elgar Publishing 2014) p.

  • See 3 Thomas Lee Hazen, Treatise on the Law of Securities Regulation § 10.1[1] (6th ed.

  • Thomas Lee Hazen, The Law of Securities Regulation, section 4:98.

  • Physical transactions remain only for REPOs. Moreover, in September 2002, the Law of Securities De-materialization came into effect, by electronic annotations in the account.

Related to Law of Securities

  • holder of Securities “registered holder”, or other similar term, means the Person or Persons in whose name or names a particular Security is registered on the Security Register kept for that purpose in accordance with the terms of this Indenture.

  • Spin-Off Securities means equity share capital of an entity other than the Issuer or options, warrants or other rights to subscribe for or purchase equity share capital of an entity other than the Issuer.

  • Breach of Security means the occurrence of unauthorised access to or use of the Premises, the Services, the Contractor system or any ICT or data (including the Authority’s Data) used by the Authority or the Contractor in connection with this Contract.

  • Series of Secured Debt means, severally, each Series of Priority Lien Debt and each Series of Parity Lien Debt.

  • Series of Securities means each series of debentures, notes or other debt instruments of the Company created pursuant to Sections 2.1 and 2.2 hereof.

  • Holders of Secured Obligations means the holders of the Obligations from time to time and shall include (i) each Lender and each Issuing Bank in respect of its Loans and LC Exposure, (ii) the Administrative Agent and the Lenders in respect of all other present and future obligations and liabilities of the Borrower and each Subsidiary of every type and description arising under or in connection with the Credit Agreement or any other Credit Document, (iii) each Lender and each Affiliate of such Lender, in each case in respect of Hedging Agreements and Banking Services Agreements entered into with such Person by the Borrower or any Subsidiary, (iv) each indemnified party under Section 9.03 in respect of the obligations and liabilities of the Borrower to such Person hereunder and under the other Credit Documents, and (v) their respective successors and (in the case of a Lender, permitted) transferees and assigns.

  • Regulation S Securities means all Initial Securities offered and sold outside the United States in reliance on Regulation S.

  • Exercise of Secured Creditor Remedies means, except as otherwise provided in the final sentence of this definition:

  • Regulation RR means Regulation RR (Credit Risk Retention) promulgated by the Securities and Exchange Commission to implement the credit risk retention requirements of Section 15G of the Securities Exchange Act.

  • Regulation S Global Notes has the meaning set forth in Section 2.16.

  • Original Indenture has the meaning specified in the first paragraph of this Supplemental Indenture.

  • Maximum Number of Securities shall have the meaning given in subsection 2.1.4.

  • Regulation S Global Securities means one or more permanent global Securities in registered form representing the aggregate principal amount of Securities sold in reliance on Regulation S under the Securities Act.

  • Regulation S Global Note means a Regulation S Temporary Global Note or Regulation S Permanent Global Note, as appropriate.

  • Public External Indebtedness means any External Indebtedness which is in the form of, or represented by, notes, bonds or other securities which are for the time being quoted, listed or ordinarily dealt in on any stock exchange.

  • Regulation S Global Security The meaning specified in Section 3.01(c).

  • Regulation S-X means Regulation S-X under the Securities Act.

  • Rule 144A Global Notes has the meaning set forth in Section 2.16.

  • Regulation S-T means Regulation S-T of the Commission.

  • Compliant Securities means securities issued by UBS Group AG or any of its subsidiaries that have economic terms not materially less favourable to a Holder than these Terms and Conditions (as reasonably determined by the Issuer), provided that

  • Regulations D, T, U and X” means, respectively, Regulations D, T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations made thereunder, as now in effect or as the same may from time to time be amended, re-enacted or replaced.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Debt Securities has the meaning stated in the first recital of this Indenture and more particularly means any Debt Securities authenticated and delivered under this Indenture.

  • 144A Global Note means a Global Note substantially in the form of Exhibit A hereto bearing the Global Note Legend and the Private Placement Legend and deposited with or on behalf of, and registered in the name of, the Depositary or its nominee that will be issued in a denomination equal to the outstanding principal amount of the Notes sold in reliance on Rule 144A.

  • Rule 144A Global Note has the meaning assigned to it in Section 2.1(d).