Regulation S-X definition

Regulation S-X means Regulation S-X under the Securities Act.
Regulation S-X means Regulation S-X under the Securities Act of 1933, as amended.
Regulation S-X means Regulation S-X under the Act.

Examples of Regulation S-X in a sentence

  • Such attestation will be in accordance with Rules 1-02(a)(3) and 2-02(g) of Regulation S-X under the Securities Act and the Exchange Act.

  • For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.

  • Such attestation shall be in accordance with Rules 1-02(a)(3) and 2-02(g) of Regulation S-X under the Securities Act and the Exchange Act.

  • There are no pro forma or as adjusted financial statements that are required to be included in the Statutory Prospectus, the Prospectus and the Registration Statement in accordance with Regulation S-X that have not been included as so required.

  • To the best of the Company’s knowledge, there are no pro forma or as adjusted financial statements which are required to be included in the Registration Statement and the Prospectus in accordance with Regulation S-X which have not been included as so required.


More Definitions of Regulation S-X

Regulation S-X means Regulation S-X of the General Rules and Regulations promulgated by the SEC.
Regulation S-X. Regulation S-X promulgated by the SEC, as in effect on the Closing Date.
Regulation S-X means Regulation S-X promulgated under the Securities Act, as it may be amended from time to time, and any successor provision thereto.
Regulation S-X means Regulation S-X, 17 C.F.R. §§210.1-01-210.12-29, as such may be amended from time to time, and subject to such clarification and interpretation as may be provided by the Commission or its staff from time to time.
Regulation S-X means Regulation S-X promulgated under the Exchange Act.
Regulation S-X means Regulation S-X promulgated by the Commission.
Regulation S-X. Regulation S-X promulgated by the Securities and Exchange Commission, as in effect on the Closing Date.