Regulation S-T definition

Regulation S-T means Regulation S-T of the Commission.
Regulation S-T and "Regulation S-K" refer to such regulation under the 1933 Act Regulations.
Regulation S-T means Regulation S-T under the Act. “Rule 163,” “Rule 164,” “Rule 172,” “Rule 405,” “Rule 424,” “Rule 430B,” “Rule 433,” “Rule 456,” “Rule 457” and “Rule 462refer to such rules under the Act.

Examples of Regulation S-T in a sentence

  • The Prospectus when filed complied in all material respects with the Securities Act and, if filed with the Commission through its Electronic Data Gathering, Analysis and Retrieval system (“▇▇▇▇▇”) (except as may be permitted by Regulation S-T under the Securities Act), was identical to the copy thereof delivered to the Sales Agent for use in connection with the issuance and sale of the Shares.

  • The Prospectus when filed complied or will comply in all material respects with the Securities Act and, if filed with the Commission through ▇▇▇▇▇ (except as may be permitted by Regulation S-T under the Securities Act), was identical to the copy thereof delivered to the Agents for use in connection with the issuance and sale of the Shares.

  • The Prospectus and any amendments or supplements thereto furnished to the Underwriters will be identical to any electronically transmitted copies thereof filed with the Commission pursuant to ▇▇▇▇▇, except to the extent permitted by Regulation S-T.

  • Each Statutory Prospectus and the Final Prospectus and any amendment or supplement thereto furnished to the Underwriters will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to ▇▇▇▇▇ (as defined below), except to the extent permitted by Regulation S-T.

  • The copies of the Original Registration Statement and each amendment thereto furnished to the Underwriters will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to ▇▇▇▇▇, except to the extent permitted by Regulation S-T.

  • The Prospectus when filed complied or will comply in all material respects with the Securities Act and, if filed with the Commission through ▇▇▇▇▇ (except as may be permitted by Regulation S-T under the Securities Act), was identical to the copy thereof delivered to the Agent for use in connection with the issuance and sale of the Shares.

  • The Prospectus when filed complied or will comply in all material respects with the Securities Act and, if filed with the Commission through its Electronic Data Gathering, Analysis and Retrieval system (“▇▇▇▇▇”) (except as may be permitted by Regulation S-T under the Securities Act), was identical to the copy thereof delivered to the Agents for use in connection with the issuance and sale of the Shares.

  • The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via E▇▇▇▇, except to the extent permitted by Regulation S-T.

  • Each preliminary prospectus and the Prospectus when filed complied in all material respects with the Securities Act and, if filed by electronic transmission pursuant to E▇▇▇▇, was identical (except as may be permitted by Regulation S-T under the Securities Act) to the copy thereof delivered to the Underwriters for use in connection with the offer and sale of the Offered Shares.

  • The Prospectus when filed complied in all material respects with the Securities Act and, if filed by electronic transmission pursuant to ▇▇▇▇▇, was identical (except as may be permitted by Regulation S-T under the Securities Act) to the copy thereof delivered to the Underwriters for use in connection with the offer and sale of the Offered Securities.


More Definitions of Regulation S-T

Regulation S-T means Regulation S-T under the Act.
Regulation S-T means Regulation S-T of the Commission. “Rule 164,” “Rule 164(h)(2),” “Rule 172,” “Rule 173(d),” “Rule 405,” “Rule 424,” “Rule 424(b),” “Rule 424(b)(2),” “Rule 424(b)(5),” “Rule 424(b)(7),” “Rule 424(b)(8),” “Rule 430B,” “Rule 433,” “Rule 433(d)(5)(i),” “Rule 433(d)(8)(i),” “Rule 433(d)(8)(ii),” “Rule 433(g)” and “Rule 433(h)(5)” refer to such rules under the 1933 Act.
Regulation S-T means Regulation S-T of the Commission. “Repayment Event” has the meaning set forth in Section 2(a)(xv). “Representation Date” has the meaning set forth in Section 2(a). “Rule 405” means Rule 405 of the 1933 Act Regulations.
Regulation S-T means Regulation S-T of the Commission. “Repayment Event” means any event or condition which, either immediately or with notice or passage of time or both, (i) gives the holder of any
Regulation S-T means the general rules and regulations for electronic filings as defined by 17 CFR 232.