Investment Dealers definition

Investment Dealers means two investment dealers selected by the Issuers who are independent of the Issuers and are each members of IIROC (or if IIROC shall cease to exist, such other independent investment dealer as the Issuers may select, with the approval of the Trustee, acting reasonably), which Investment Dealers shall be retained by and at the cost of the Issuers to determine the Government of Canada Yield. The two investment dealers shall be any two agents party to the Agency Agreement (as defined in the Prospectus Supplement dated October 27, 2015);
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Investment Dealers means two investment dealers selected by the Issuer who are independent of the Issuer and are each members of IIROC (or if IIROC shall cease to exist, such other independent investment dealer as the Issuer may select, with the approval of the Trustee, acting reasonably), which Investment Dealers shall be retained by and at the cost of the Issuer to determine the Government of Canada Yield. The two investment dealers shall be any two agents party to the Agency Agreement (as defined in the Prospectus Supplement dated August 20, 2020);
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Investment Dealers means two investment dealers selected by the Issuers who are independent of the Issuers and are each members of IIROC (or if IIROC shall cease to exist, such other independent investment dealer as the Issuers may select, with the approval of the Trustee, acting reasonably), which Investment Dealers shall be retained by and at the cost of the Issuers to determine the Government of Canada Yield. The two investment dealers shall be any two agents party to the Agency Agreement (as defined in the Prospectus Supplement dated April 21, 2022);
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Examples of Investment Dealers in a sentence

  • The Investigation was commenced by Enforcement Department Staff (“IDA Staff”) of the Investment Dealers Association of Canada (“IDA”) prior to May 30, 2008.

  • IIROC was created in 2008, when Investment Dealers Association of Canada (“IDA”) and Market Regulation Services Inc.

  • On June 1, 2008, IIROC consolidated the regulatory and enforcement functions of the Investment Dealers Association of Canada and Market Regulation Services Inc.

  • On June 1st, 2008, IIROC consolidated the regulatory and enforcement functions of the Investment Dealers Association of Canada (IDA) and Market Regulation Services Inc.

  • According to the Investment Dealers' Digest, the top three banking organizations' Section 20 subsidiaries had a combined 10% of the underwriting market for domestic debt and equity issues for the year 1996.

  • Additional Eligible MarketsCANADA– The OTC market in Canadian Government Securities conducted by primary dealers selected by the Bank of Canada– The over-the-counter market in Canadian Government Bonds, regulated by the Investment Dealers Association of Canada.– Toronto Stock Exchange– TSX Venture ExchangeFRANCE– Les titres de créances négociables (TCN)JAPAN– Tokyo Stock Exchange– Osaka Exchange– Nagoya Stock Exchange– Sapporo Securities Exchange– JASDAQ (inc.


More Definitions of Investment Dealers

Investment Dealers means two investment dealers selected by the Corporation who are independent of the Corporation and are each members of NSROC (or if NSROC shall cease to exist, such other independent investment dealer as the Corporation may select, with the approval of the Trustee, acting reasonably), which Investment Dealers shall be retained by and at the cost of the Corporation to determine the Government of Canada Yield. The two investment dealers shall be any two agents party to the Agency Agreement (as defined in the Prospectus);
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Investment Dealers means two investment dealers selected by the Issuer who are independent of the Issuer and are each members of the NSROC (or if NSROC shall cease to exist, such other independent investment dealer as the Issuer may select, with the approval of the Trustee, acting reasonably), which Investment Dealers shall be retained by and at the cost of the Issuer to determine the Government of Canada Yield. The two investment dealers shall be any two agents party to the agency agreement dated February 9, 2023 among the Issuer and CIBC World Markets Inc., RBC Dominion Securities Inc., TD Securities Inc., BMO Nesbitt Burns Inc., National Bank Financial Inc., Scotia Capital Inc., Desjardins Securities Inc., HSBC Securities (Canada) Inc., Mizuho Securities Canada Inc., MUFG Securities (Canada), Ltd., SMBC Nikko Securities Canada, Ltd., and Sera Global Securities Canada LP, each as agents;
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Investment Dealers means two investment dealers selected by the Issuers who are independent of the Issuers and are each members of CXXX (or if CXXX shall cease to exist, such other independent investment dealer as the Issuers may select, with the approval of the Trustee, acting reasonably), which Investment Dealers shall be retained by and at the cost of the Issuers to determine the Government of Canada Yield. The two investment dealers shall be any two agents party to the Agency Agreement (as defined in the Prospectus Supplement dated July 25, 2023);
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Investment Dealers means two investment dealers selected by the Company, who are independent of the Company and are each members of IIROC (or if IIROC shall cease to exist, such other independent investment dealer as the Company may select), which Investment Dealers shall be retained by and at the cost of the Company to determine the Government of Canada Yield. The two investment dealers shall be, unless the Company otherwise determines, RBC Dominion Securities Inc. and Scotia Capital Inc.
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Investment Dealers has the meaning assigned thereto in Section 3.11;
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Investment Dealers means two investment dealers selected by Finco who are independent of Finco and are each members of the Investment Industry Regulatory Organization of Canada (“IIROC”) (or if IIROC shall cease to exist, such other independent investment dealer as Finco may select, with the approval of the Trustee, acting reasonably), which Investment Dealers shall be retained by and at the cost of Finco to determine the Government of Canada Yield. The two investment dealers shall be any two Agents party to the Agency Agreement.
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Related to Investment Dealers

  • investment dealer means a person or company registered in the category of investment dealer;

  • Wholesale dealer means any dealer who deals in, or who holds a licence under any law to deal in, as the case may be, wholesale quantities of goods, and the business and stock of a wholesale dealer shall be deemed to include the business and stocks of any retail dealer who conducts business on the same premises on which the wholesale dealer conducts his or her business; and

  • Commercial Paper Dealers means Merrill Lynch, Pierce, Fenner & Smith Incorporated and such other commercial paper dealer or dealers as the Corporation may from time to time appoint, or, in lieu of any thereof, their respective affiliates or successors.

  • Reference Dealers means leading dealers, banks or banking corporations, which deal in the TRY/USD exchange market, selected by the Calculation Agent in its sole discretion, acting in good faith and in a commercially reasonable manner;

  • Manufactured home dealer means any person, firm or

  • Retail dealer means a person engaged in the business of storing and dispensing motor fuel from a motor fuel pump for sale on a retail basis, regardless of whether the motor fuel pump is located at a retail motor fuel site including a permanent or mobile location.

  • Dealers shall refer to alternate distribution sources for an OEM that are authorized and designated by said OEM, subject to approval by New York State.

  • Vehicle dealer means a person engaged in the business of buying, selling, or exchanging a vehicle as defined in Subsection (138).

  • Renminbi Dealer means an independent foreign exchange dealer of international repute active in the Renminbi exchange market in Hong Kong reasonably selected by the Issuer.

  • Private Investment means a securities offering that is exempt from registration under certain provisions of the U.S. securities laws and/or similar laws of non-U.S. jurisdictions. It includes investments in hedge funds, private equity funds, limited partnerships, real estate, peer to peer lending clubs and private businesses.

  • Dealer means a dealer who sold a Financed Vehicle and who originated and assigned the respective Receivable to AmeriCredit or an Originating Affiliate under a Dealer Agreement or pursuant to a Dealer Assignment.

  • Special Purpose Investment Personnel means each SEI Access Person who, in connection with his or her regular functions (including, where appropriate, attendance at Board meetings and other meetings at which the official business of a Trust or any Fund thereof is discussed or carried on), obtains contemporaneous information regarding the purchase or sale of a Security by a Fund. Special Purpose Investment Personnel shall occupy this status only with respect to those Securities as to which he or she obtains such contemporaneous information.

  • Investment is any beneficial ownership interest in any Person (including stock, partnership interest or other securities), and any loan, advance or capital contribution to any Person.

  • Investment Person means all Portfolio Managers of Loomis Sayles and other Advisory Persons who assist the Portfolio Managers in making and implementing investment decisions for an Investment Company or other client of Loomis Sayles, including, but not limited to, designated Research Analysts and traders of Loomis Sayles. A person is considered an Investment Person only as to those client accounts or types of client accounts as to which he or she is designated by Personal Trading Compliance or the Chief Compliance Officer as such. As to other accounts, he or she is simply an Access Person.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.