UBS Securities LLC Sample Clauses

UBS Securities LLC. With respect to any of the foregoing designations as to which the corresponding reference is "None," all defined terms and provisions in this Agreement relating solely to such designations shall be of no force or effect, and any calculations in this Agreement incorporating references to such designations shall be interpreted without reference to such designations and amounts. Defined terms and provisions in this Agreement relating to statistical rating agencies not designated above as Rating Agencies shall be of no force or effect.
UBS Securities LLC. Xxxxxxx Xxxxx & Associates, Inc............................................... --------- Total..................................... 5,735,661 =========
UBS Securities LLC. Xxxxxx X. Xxxxx & Co. Incorporated .................... Xxxxxx Xxxxxx & Company, Inc. .........................
UBS Securities LLC. Sands Brothers & Co., Ltd. . . . . . . . . . . . --------- Total . . . . . . . . . . . . . . . . . . . . . . 3,200,000 ========= SCHEDULE B Number of Initial Securities to be Sold --------------------- Brightpoint, Inc. 1,440,000 Selling Shareholders Robexx Xxxxx 1,600,000 Josexx Xxxxx 160,000 --------- Total ................... 3,200,000 ========= SCHEDULE C BRIGHTPOINT, INC. 3,200,000 Shares of Common Stock (Par Value $.01 Per Share)
UBS Securities LLC. (a) Within 60 days following the Closing Date, UBS Securities LLC shall prepare or cause to be prepared and provide to PAFM the aggregate purchase price to the public of the Common Shares sold by UBS Securities LLC, which shall be appended as Schedule A to this Additional Compensation Agreement. Such Schedule A shall be prepared in good faith by UBS Securities LLC and subject to verification by PAFM. (b) PAFM hereby employs UBS Securities LLC, for the period and on the terms and conditions set forth herein, to provide the following services at the reasonable request of PAFM: (i) after-market support services designed to maintain the visibility of the Fund on an ongoing basis; (ii) relevant information, studies or reports regarding general trends in the closed-end investment company and asset management industries, if reasonably obtainable, and consult with representatives of PAFM in connection therewith; and (iii) the provision of information to and consultation with PAFM with respect to applicable strategies designed to address market value discounts, if any, with respect to the Fund.
UBS Securities LLC. Bear, Stearns & Co. Inc. ............................... Natexis Bleichroedxx Xxx. ..............................
UBS Securities LLC. Xxxx Xxxxx Xxxx Xxxxxx, Incorporated...................... Bear, Xxxxxxx & Co. Inc................................... Xxxxx Xxxxxxx & Co........................................ ------ Total..................................................... ----- Sch A-1 SCHEDULE B BLACKRIDGE INVESTMENT CORP. [__] Shares of Common Stock (Par Value $0.001 Per Share)
UBS Securities LLC. Wachovia Capital Markets, LLC X.X. Xxxxxxx & Sons, Inc. Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Total ..................... Sch A-1 SCHEDULE B XXXXX & STEERS SELECT UTILITY FUND, INC. 3,400 Shares [ ]% AMPS, Series M7 3,400 Shares [ ]% AMPS, Series T7 3,400 Shares [ ]% AMPS, Series W7 3,400 Shares [ ]% AMPS, Series TH28 3,400 Shares [ ]% AMPS, Series F7 Liquidation Preference $25,000 per share
UBS Securities LLC. [NAMES OF OTHER UNDERWRITERS] . . . . . . . . . . . . . . . . . . ----------- ----------- Total . . . . . . . . . . . . . . . . . . . . . =========== =========== SCHEDULE II NUMBER OF OPTIONAL SHARES TO BE TOTAL NUMBER OF SOLD IF FIRM SHARES MAXIMUM OPTION TO BE SOLD EXERCISED --------------- ------------------ The Company 2,000,000 600,000 The Selling Stockholder(s): Sanjxx X. Xxxxx(x) 728,000 0 Kanna N. Sxxxxx(x) 120,000 0 The K-B Sharma Limited Partnership(a) 662,400 0 Sandxxx X. Xxxxxxx(x) 80,000 0 Gregxxx X. Xxxxx(x) 100,000 0 Vidhxx Xxxxxxx(x) 80,000 0 Ravi X. Xxxxx(x) 80,000 0 Pratxxxx Xxxxx(x) 80,000 0 InSight Venture Partners II, L.P.(a) 52,000 0 The Bianxx X. Xxxxxx Xxxritable Remainder 17,600 0 Trust One(a) --------------- ------------------ Total 4,000,000 600,000 =============== ==================
UBS Securities LLC. Invemed Associates, Inc. . . . . . .