BMO Capital Markets Corp a Delaware corporation (“BMO”), as the Agent (together with its successors and assigns in such capacity, the “Agent”);
BMO Capital Markets Corp. Xxxxxx Xxx, xxxxxxxxxxxxxxx.xxx@xxx.xxx, (000) 000-0000 Xxxx Xxxxxxx, xxxx.xxxxxxx@xxx.xxx, (000) 000-0000 Xxxxxxx Xxxxx, xxxxxxx.xxxxx@xxx.xxx, (000) 000-0000 BofA Securities Inc. Xxxxxxxxx Xxxxxx, xxxxxxxxx.xxxxxx@xxxx.xxx Canaccord Genuity LLC XXXXXXX@xxx.xxx, Attn: Xxxxxxxx Xxxxx & Xxxx Xxxxxxx Citigroup Global Markets Inc. Xxxxxxx Xxxxxx, xxxxxxx.x.xxxxxx@xxxx.xxx Credit Suisse Securities (USA) LLC Xxxxx Xxxxx, xxxxx.xxxxx@xxxxxx-xxxxxx.xxx, (000) 000-0000 Xxxxxxx Xxxxxxxx, Xxxxxxx.xxxxxxxx@xxxxxx-xxxxxx.xxx, (000) 000-0000 Xxxxxx Xxxxxx, xxxxxx.xxxxxx@xxxxxx-xxxxxx.xxx, (000) 000-0000 Xxx Xxxxx, xxx.xxxxx@xxxxxx-xxxxxx.xxx, (000) 000-0000 Xxxxxxx Sachs & Co. LLC Xxxx Xxxxxx, xxxx.xxxxxx@xx.xxx Xxxxxx Xxxxxxx & Co. LLC Charlie Leisure, Xxxxxxx.Xxxxxxx@xxxxxxxxxxxxx.xxx Xxxxxx XxxXxxxx, Xxxxxx.XxxXxxxx@xxxxxxxxxxxxx.xxx Xxxxxxx Xxxxxx, Xxxxxxxxx.Xxxxxx@xxxxxxxxxxxxx.xxx Xxxxx Xxxxxxx, Xxxxx.Xxxxxxx@xxxxxxxxxxxxx.xxx Truist Securities, Inc. Xxxx Xxxxxxx, xxxx.xxxxxxx@xxxxxx.xxx, (000) 000-0000 Xxxxx Xxxxxxxxx, xxxxx.xxxxxxxxx@xxxxxx.xxx, (000) 000-0000 Xxxxx Xxxxxx, xxxxx.xxxxxx@xxxxxx.xxx, (000) 000-0000 Cree, Inc. Xxxxx Xxxxxxxx Xxxx Xxxxxxx Xxxx Xxxx EXHIBIT C COMPENSATION The Managers shall be paid compensation equal to 2.0% of the gross proceeds from the sales of Securities pursuant to the terms of this Agreement. EXHIBIT D SUBSIDIARIES OF THE COMPANY Subsidiaries of Cree, Inc. Xxxxxxxxxxxx Xxxx Xxxx Xxxx Xxxxxxx Xxxx Xxxx Subsidiaries of Cree Hong Kong Limited Jurisdiction Cree Huizhou Solid State Lighting Company Limited People’s Republic of China Exhibit D EXHIBIT E-1 FORM OF OPINION OF COMPANY COUNSEL Exhibit E-1 EXHIBIT E-2 FORM OF OPINION OF SMITH, ANDERSON, BLOUNT, DORSETT, XXXXXXXX & XXXXXXXX, L.L.P. EXHIBIT F OFFICER’S CERTIFICATE The undersigned, the duly qualified and elected [●], of Cree, Inc. (“Company”), a North Carolina corporation, does hereby certify in such capacity and on behalf of the Company, pursuant to Section 7(o) of the Equity Distribution Agreement dated February 11, 2021 (the “Agreement”) between the Company and Xxxxx Fargo Securities, LLC, BMO Capital Markets Corp., BofA Securities Inc., Canaccord Genuity LLC, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Xxxxxxx Xxxxx & Co. LLC, Xxxxxx Xxxxxxx & Co. LLC and Truist Securities, Inc. (each a “Manager” and, collectively, the “Managers”), that to the knowledge of the undersigned:
BMO Capital Markets Corp a Delaware corporation, as deal agent (the “Deal Agent”);
BMO Capital Markets Corp. FHN Financial Securities Corp. Fifth Third Securities, Inc. ING Financial Markets LLC KeyBanc Capital Markets Inc.
BMO Capital Markets Corp. Xxxx Xxxxxxxx xxxx.xxxxxxxx@xxx.xxx Xxxxx Xxxxxxxx xxxxx.xxxxxxxx@xxx.xxx
BMO Capital Markets Corp. Xxx Xxxxxxxxx Xxxx Xxxxxxx Xxxxxxx Xxxxxxx Xxxxx Xxxxxx Xxxxxxx Xxxxxxxx Xxxx Xxxxxx Xxxxxx Xxxxxxx Xxxxxxxx Xxxxx Xxxxx Xxxxxxxxx Global Partners LP Xxxxxx X. Xxxxxx Xxxxxx X. Faneuil Xxxxxxx X. Xxxxxxxx EXHIBIT B FORM OF OPINION OF XXXXXX & XXXXXX L.L.P.
BMO Capital Markets Corp. Acting individually and as Representatives of the several Underwriters named in the attached Schedule A. XXXXXXXXX LLC By: Name: Title: BMO CAPITAL MARKETS CORP. By: Name: Title: Schedule A Underwriters Number of Firm Shares to be Purchased Jxxxxxxxx LLC [●] BMO Capital Markets Corp. [●] JMP Securities LLC [●] Rxxxxxx Jxxxx & Associates, Inc. [●] Total [●] Schedule B Free Writing Prospectuses Included in the Time of Sale Prospectus [None.] Schedule C Pricing Information Price to Public: $[ ● ] per Ordinary Share Number of Firm Shares: [ ● ] Number of Optional Shares: [ ● ] Schedule D Permitted Section 5(d) Communications [None.] Exhibit A Form of Lock-up Agreement ________, 2018 JXXXXXXXX LLC BMO CAPITAL MARKETS CORP. As Representatives of the several Underwriters c/o JEFFERIES LLC 500 Xxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 c/o BMO CAPITAL MARKETS CORP. 3 Xxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 RE: Sol-Gel Technologies Ltd. (the “Company”) Ladies & Gentlemen: The undersigned is an executive officer or director of the Company or an owner of ordinary shares, par value NIS 0.1 per share, of the Company (collectively, the “Shares”), or of securities convertible into or exchangeable or exercisable for Shares. The Company proposes to conduct a public offering of ordinary shares of the Company (the “Offering”), for which Jxxxxxxxx LLC (“Jefferies”) and BMO Capital Markets Corp. (“BMO”) will act as the representatives of the underwriters. The undersigned recognizes that the Offering will benefit each of the Company and the undersigned. The undersigned acknowledges that the underwriters are relying on the representations and agreements of the undersigned contained in this letter agreement in conducting the Offering and, at a subsequent date, in entering into an underwriting agreement (the “Underwriting Agreement”) and other underwriting arrangements with the Company with respect to the Offering. Annex A sets forth definitions for capitalized terms used in this letter agreement that are not defined in the body of this agreement. Those definitions are a part of this agreement. In consideration of the foregoing, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the undersigned hereby agrees that, during the Lock-up Period, the undersigned will not (and will cause any Family Member not to), without the prior written consent of Jefferies and BMO, which may withhold their consent in their sole discretion: · ...
BMO Capital Markets Corp. .......... Susquehanna Financial Group, LLLP .................
BMO Capital Markets Corp. Acting individually and as Representatives of the several Underwriters named in the attached Schedule X. XXXXXXXXX LLC By:/s/ Xxx Xxx-Xxxxx Name: Xxx Xxx-Xxxxx Title: Managing Director BMO CAPITAL MARKETS CORP. By:/s/ Xxxxx Xxxxx Name: Xxxxx Xxxxx Title: Managing Director Schedule A Underwriters Number of Offered Shares to be Purchased Number of Offered Warrants to be Purchased Xxxxxxxxx LLC 1,072,102 1,072,102 BMO Capital Markets Corp. 601,424 601,424 Xxxxxxx Xxxxx & Associates, Inc. 313,786 313,786 X.X. Xxxxxxxxxx & Co., LLC 104,595 104,595 Total 2,091,907 2,091,907 Schedule B Free Writing Prospectuses Included in the Time of Sale Prospectus [None.] Exhibit A Lock-up Agreement _____________________, 2020 XXXXXXXXX LLC BMO CAPITAL MARKETS CORP. As Representatives of the several Underwriters c/o JEFFERIES LLC 000 Xxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 c/o BMO CAPITAL MARKETS CORP.
BMO Capital Markets Corp. BMO Capital Markets Corp. Attention: Conduit Management Team 000 Xxxxx XxXxxxx Xxxxxx 00xx Xxxxx, Xxxxxxx, Xxxxxxxx 00000 Phone: (000) 000-0000 Facsimile: (000) 000-0000 Email: xxxxxxxxxxx@xxx.xxx
