Clearing Corporation Securities definition

Clearing Corporation Securities means securities which are registered in the name of Custodian or its nominee in the form of an entry on the records of a Clearing Corporation.
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Clearing Corporation Securities means securities which are registered in the name of Custodian or its nominee on the records of a Clearing Corporation.
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Clearing Corporation Securities. “Certificated securities” as defined in Section 8-102(a)(4) of the UCC which are in the continuous possession of the Clearing Corporation in the State of New York or a Securities Intermediary. Closing Date: October 22, 1996. Code: The Internal Revenue Code of 1986, as amended from time to time (including any successor statute), and the regulations promulgated and the rulings issued thereunder.
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Examples of Clearing Corporation Securities in a sentence

  • During the term of a particular Transaction, Custodian shall continuously identify such Clearing Corporation Securities on its books and records as belonging to Buyer.

  • This first chapter of the FAA continues to apply to arbitration agreements concerning “maritime transactions” or “any other matters in foreign commerce,” including “commerce among the several States or with foreign nations, or in any Territory of the United States or in the District of Columbia.” Id. at § 1.

  • If Custodian has not received delivery instructions with respect to Purchased Securities and/or cash in Buyer’s Account, Custodian may, in its sole discretion, hold Book-Entry Securities and Clearing Corporation Securities in escrow for the benefit of and at the expense of Buyer and deliver Physical Securities and cash to Buyer at the address provided below.

  • For conditions precedent for eligibility, Applicant is required to refer to Rules, Bye- Laws and Regulation of the Clearing Corporation, Securities Contracts (Regulation) Rules, 1957 {SCRR} and SEBI (Stock Brokers) Regulations, 1992 {SBR} and comply with the same at all points of time.

  • If Custodian has not received delivery instructions with respect to Purchased Securities, including cash, in Buyer's Account, Custodian may, in its sole discretion, hold Book-Entry Securities and Clearing Corporation Securities in escrow for the benefit of and at the expense of Buyer and deliver Physical Securities, including cash, to Buyer at the address provided below.

  • Each Eligible Security which is either (i) a Clearing Corporation Security, or (ii) part of a fungible bulk of Clearing Corporation Securities shall be continuously maintained by Subcustodian in an account with the appropriate Clearing Corporation.

  • Source: Coop Law Blog, USDA Approves $3.1 Billion in Loans to Coops, EVERSHEDS SUTHERLAND (Nov.

  • Filing and Order Granting Accelerated Approval of Proposed Rule Change of Options Clearing Corporation, Securities Exchange Act Release No. 21233 (August 10, 1984) (SR-OCC- 84-12).

  • Each Retained Securitization Interests identified as Clearing Corporation Securities in Schedule V (Retained Securitization Interests) will be credited by the relevant Clearing Corporation to the securities account of Lender at such Clearing Corporation on or prior to the Closing Date.

  • See Self Regulatory Organizations; Government Securities Clearing Corporation, Securities Exchange Act Release Nos.


More Definitions of Clearing Corporation Securities

Clearing Corporation Securities means securities which are
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Clearing Corporation Securities means securities which are credited to a securities account of the Custodian in the records of a Clearing Corporation.
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Clearing Corporation Securities. Certificated securities" as defined in Section 8-102(l)(a) of the New York UCC and Section 8-102(a)(4) of the New York UCC which are in the continuous possession in the State of New York or the Clearing Corporation or a Custodian Bank.
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Clearing Corporation Securities means "certificated securities" as defined in Section 8-102(l)(a) of the New York UCC and Section 8-102(a)(4) of the Texas UCC which are in the continuous possession in the States of Texas or New York of the Clearing Corporation or a Custodian Bank.
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Clearing Corporation Securities means "certificated securities" as defined in Section 8-102(l)(a) of the UCC which are in the continuous possession in the States of North Carolina or New York of the Clearing Corporation or a Custodian Bank.
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Related to Clearing Corporation Securities

  • Clearing Corporation Security means securities which are in the custody of or maintained on the books of a Clearing Corporation or a nominee subject to the control of a Clearing Corporation and, if they are Certificated Securities in registered form, properly endorsed to or registered in the name of the Clearing Corporation or such nominee.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Clearing Corporation The meaning specified in Section 8-102(a)(5) of the UCC.

  • Foreign Securities Depository means a foreign securities clearing system qualifying as an Eligible Securities Depository (as defined in Section (b)(1) of Rule 17f-7 under the 0000 Xxx) that is listed on Schedule B annexed hereto, as amended from time to time pursuant to Section 4.5 hereof.

  • Corporation Security or “Corporation Securities” means (i) Common Shares, (ii) shares of preferred stock issued by the Corporation (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation §§ 1.382-2T(h)(4)(v)) and 1.382-4 to purchase Securities of the Corporation, and (iv) any Shares.

  • Non Book-Entry Capital Securities shall have the meaning set forth in Section 2.05.

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • central securities depository means a person or company that provides centralized facilities as a depository of securities, including securities accounts, central safekeeping services and asset services, which may include the administration of corporate actions and redemptions;

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.

  • Approved Securities Intermediary means a Securities Intermediary or Commodity Intermediary selected or approved by the Administrative Agent and with respect to which a Grantor has delivered to the Administrative Agent an executed Control Account Agreement.

  • Investor Securities is defined in Section 2.1.

  • Non Book-Entry Preferred Securities shall have the meaning set forth in Section 2.4.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Book-Entry Capital Security means a Capital Security, the ownership and transfers of which shall be made through book entries by a Clearing Agency as described in Section 5.11.

  • BofA Securities means BofA Securities, Inc.

  • Securities Depository Nominee means, as to any Securities Depository, such Securities Depository or the nominee of such Securities Depository in whose name there shall be registered on the registration books maintained by any Registrar the Bond certificates to be delivered to and immobilized at such Securities Depository during the continuation with such Securities Depository of participation in its book-entry system.

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Book-Entry Preferred Security means a Preferred Security, the ownership and transfers of which shall be made through book entries by a Depositary.

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Liquid Securities means securities that are publicly traded on the New York Stock Exchange, NYSE MKT, the Nasdaq Stock Market or any other regulated stock exchange in the United States, Canada, Europe or Australia (or any of their successors) and as to which the Company is not subject to any restrictions on sale or transfer (including any volume restrictions under Rule 144 under the Securities Act or any other restrictions imposed by the Securities Act) or as to which a registration statement under the Securities Act covering the resale thereof is in effect for as long as the securities are held; provided that securities meeting such requirements shall be treated as Liquid Securities from the date of receipt thereof until and only until the earlier of (a) the date on which such securities are sold or exchanged for cash or Cash Equivalents and (b) 180 days following the date of receipt of such securities. If such securities are not sold or exchanged for cash or Cash Equivalents within 180 days of receipt thereof, for purposes of determining whether the transaction pursuant to which the Company or a Restricted Subsidiary received the securities was in compliance with Section 4.12, such securities shall be deemed not to have been Liquid Securities at any time.

  • CDS Global Warrants means Warrants representing all or a portion of the aggregate number of Warrants issued in the name of the Depository represented by an Uncertificated Warrant, or if requested by the Depository or the Corporation, by a Warrant Certificate;

  • uncertificated securities means securities as defined in the Securities Services Act which are by virtue of the Companies Act transferable without a written instrument and are not evidenced by a certificate;

  • Book-Entry Securities Securities maintained in the form of entries (including, without limitation, the Security Entitlements in such Securities) in the commercial book-entry system of the Fed and held for the Trustee, directly or indirectly, by any Trustee's Fed Member. Book-Entry Securities shall not include, in any event, any Certificated Security (or any Security Entitlement in any Certificated Security) held, directly or indirectly, through a Clearing Corporation.

  • Clearing Agent means Clearstream Banking AG, Euroclear Bank S.A., and Clearstream Banking S.A. and such further or alternative clearing agent(s) or clearance system(s) as may be approved by the Issuer from time to time and notified to the Holders in accordance with General Condition 4 (each a “Clearing Agent” and together the “Clearing Agents”);

  • Regulation S Global Securities means one or more permanent global Securities in registered form representing the aggregate principal amount of Securities sold in reliance on Regulation S under the Securities Act.

  • Book-Entry Preferred Securities Certificates means a beneficial interest in the Preferred Securities Certificates, ownership and transfers of which shall be made through book entries by a Clearing Agency as described in Section 5.11.