Brochure Supplement definition

Brochure Supplement prepared in compliance with Part 2B of Form ADV is also in all material ways accurate, true and complete to the best of Manager’s knowledge. Manager will comply in all material respects with all applicable SEC regulations governing provision to the RM Parties of any subsequent amendments to the Brochure or any Brochure Supplement.
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Brochure Supplement means: “A written disclosure statement containing information about certain of your supervised persons that your firm is required by Part 2B of Form ADV to provide to clients and prospective clients.” See Form ADV: Glossary.
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Examples of Brochure Supplement in a sentence

  • Each of the individuals in this Brochure Supplement in the Research Department reports up to ▇▇.

  • If client did not receive a Brochure Supplement for the IAR, the client should contact the IAR or LPL at ▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇@▇▇▇.▇▇▇.

  • You acknowledge that you: (i) have received and read Ellevest’s Wrap Fee Program Brochure and Brochure Supplement and (ii) have received a copy of Ellevest’s Privacy Policy.

  • The advice provided by each of the individuals in this Brochure Supplement also is subject to LPL’s policies and procedures and to any guidelines established for the applicable advisory program.

  • For more information about the IAR managing the account, client should refer to the Brochure Supplement for the IAR, which should have been provided by the IAR along with the LPL Financial Brochure and these Brochure Supplements at the time client opened the account.

  • For more information about the IAR managing the account, client should refer to the Brochure Supplement for the IAR, which client should have received along with this Brochure at the time client opened the account.

  • For more information about the IAR managing the account, client should refer to the Brochure Supplement for the IAR, which should have been provided by the IAR along with this Brochure at the time client opened the account.

  • For more information about the IAR managing the account, client should refer to the Brochure Supplement for the IAR available from the IAR.

  • Client acknowledges receipt of LPL’s Model Wealth Portfolios Program Form Brochure and IAR’s Brochure Supplement as required by Rule 204-3 under the Advisers Act.

  • The Adviser hereby acknowledges that (a) it has received a copy of the Sub-Adviser’s Brochure and Brochure Supplement (Form ADV Part 2A and 2B), and (b) consents to receive the Sub-Adviser’s Form ADV Part 2A and 2B and other regulatory reporting via e-mail.