Bona Fide Electronic Road Show definition

Bona Fide Electronic Road Show means a “bona fide electronic road show” (as defined in Rule 433(h)(5) under the Securities Act) that the Company has made available without restriction by “graphic means” (as defined in Rule 405 under the Securities Act) to any person.
Bona Fide Electronic Road Show means a road show that is a written communication transmitted by graphic means that contains a presentation by one or more officers of an issuer or other persons in an issuer’s management (and in the case of an offering of asset-backed securities, management involved in the securitization or servicing function of one or more of the depositors, sponsors, or servicers (as such terms are defined in Item 1101 of Regulation AB) or an affiliated depositor) and, if more than one road show that is a written communication is being used, includes discussion of the same general areas of information regarding the issuer, such management, and the securities being offered as such other issuer road show or shows for the same offering that are written communications.NOTE to §230.433. This section does not affect the operation of the provisions of clause (a) of section 2(a) (10) of the Act providing an exception from the definition of “prospectus.” [70 FR 44815, Aug. 3, 2005, as amended at 71 FR 7413, Feb. 13, 2006; 79 FR 57331, Sept. 24, 2014]230.482 ADVERTISING BY AN INVESTMENT COMPANY AS SATISFYING REQUIREMENTS OF SECTION 10
Bona Fide Electronic Road Show which means a version of an electronic road show (one that is provided or made available by means of graphic communication) that contains a presentation by some members of an issuer’s management and that, where the issuer is using more than one version of an electronic road show, covers the same general areas regarding the issuer, its management and the securities being offered as the other versions.

Examples of Bona Fide Electronic Road Show in a sentence

  • The Company has made available a Bona Fide Electronic Road Show in compliance with Rule 433 of the Securities Act Regulations such that no filing of any “road show” (as defined in Rule 433 of the Securities Act Regulations) is required in connection with the Offering.


More Definitions of Bona Fide Electronic Road Show

Bona Fide Electronic Road Show has the meaning set forth in Section 1(d).
Bona Fide Electronic Road Show means a road show that is a written communication transmitted by graphic means that contains a presentation by one or more officers of an issuer or other persons in an issuer’s management (and in the case of an offering of asset-backed securities, management involved in the securitization or servicing function of one or more of the depositors, sponsors, or servicers (as such terms are defined in Item 1101 of Regulation AB) or an affiliated depositor) and, if more than one road show that is a written communication is being used, includes discussion of the same general areas of information regarding the issuer, such management, and the securities being offered as such other issuer road show or shows for the same offering that are written communications.Note to § 230.433. This section does not affect the operation of the provisions of clause (a) of section 2(a)(10) of the Act providing an exception from the definition of ‘‘prospectus.’’§ 230.434 [Removed]■ 38. Remove § 230.434.■ 39. Amend § 230.439 by revising paragraph (b) to read as follows:§ 230.439 Consent to use of material incorporated by reference.* * * * *(b) Notwithstanding paragraph (a) of this section, any required consent may be incorporated by reference into a registration statement filed pursuant to Rule 462(b) (§ 230.462(b)) or a post- effective amendment filed pursuant to Rule 462(e) (§ 230.462(e)) from a previously filed registration statement relating to that offering, provided that the consent contained in the previously filed registration statement expressly provides for such incorporation.■ 40. Amend § 230.456 as follows:■ a. Revise the section heading;■ b. Designate the current text as paragraph (a); and■ c. Add paragraph (b).The revisions and additions read as follows:§ 230.456 Date of filing; timing of fee payment.* * * * *(b)(1) Notwithstanding paragraph (a) of this section, a well-known seasoned issuer that registers securities offerings on an automatic shelf registration statement, or registers additional securities or classes of securities thereon pursuant to Rule 413(b) (§ 230.413(b)), may, but is not required to, defer payment of all or any part of the registration fee to the Commission required by section 6(b)(2) of the Act on the following conditions:
Bona Fide Electronic Road Show means a “bona fide electronic road show,” as defined in Rule 433 of the Securities Act Regulations. “Issuer Free Writing Prospectus” means any “issuer free writing prospectus,” as defined in Rule 433 of the Securities Act Regulations (“Rule

Related to Bona Fide Electronic Road Show

  • Electronic filing means a document that is filed under securities legislation or securities directions in electronic format or the act of filing a document under securities legislation or securities directions in electronic format, as the context indicates;

  • Electronic means relating to technology having electrical, digital, magnetic, wireless, optical, electromagnetic, or similar capabilities.

  • Electronic Delivery is defined in Section 7.1(a).

  • Electronic Record(s means the electronic record as defined under clause (t) of subsection (1) of section 2 of the Information Technology Act, 2000.

  • Electronic File Transfer means any system or process that utilizes an electronic format and protocol to send or receive data files.

  • Electronic information means any information stored in an electronic form (including but not limited to binary-encoded information).

  • Electronic Record and “Electronic Signature” shall have the meanings assigned to them, respectively, by 15 USC §7006, as it may be amended from time to time.

  • Electronic ballot means a ballot that is recorded using a direct electronic voting

  • Electronic delivery device means any product containing or delivering nicotine, lobelia, or any other substance, whether natural or synthetic, intended for human consumption that can be used by a person to simulate smoking in the delivery of nicotine or any other substance through inhalation of aerosol or vapor from the product. Electronic delivery devices includes but is not limited to devices manufactured, marketed, or sold as electronic cigarettes, electronic cigars, electronic pipe, vape pens, modes, tank systems, or under any other product name or descriptor. Electronic delivery device includes any component part of a product, whether or not marketed or sold separately. Electronic delivery device excludes drugs, devices, or combination products, as those terms are defined in the Federal Food, Drug, and Cosmetic Act, that are authorized for sale by the United States Food and Drug Administration.

  • Electronic filing system means the system used by the board's records and information center to accept and publish documents filed electronically and which allows the public and parties to view most documents filed with or issued by the board on the board's Web site.

  • Electronic File means any text, illustration or other matter supplied or produced by either Party in digitised form on disc, through a modem, or by ISDN or any other communication link.

  • electronic communications network means transmission systems and, where applicable, switching or routing equipment and other resources, including network elements which are not active, which permit the conveyance of signals by wire, radio, optical or other electromagnetic means, including satellite networks, fixed (circuit and packet-switched, including Internet) and mobile terrestrial networks, electricity cable systems, to the extent that they are used for the purpose of transmitting signals, networks used for radio and television broadcasting, and cable television networks, irrespective of the type of information conveyed;