Telephone Verification Procedures Sample Clauses

Telephone Verification Procedures. The Transfer Agent will require verification of all of the following by the caller ¨ Social Security number or Tax ID number ¨ Account Registration / Legal Name of Account ¨ Mailing Address of Record Fax Verification Procedures: The Transfer Agent will require that the fax contain an authorized signature for verification. In addition, for faxed applications, the Transfer Agent will require the shareholder to mail the original in a timely manner. Phone Fax Mail
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Telephone Verification Procedures. The Transfer Agent will require verification of all of the following by the caller o Social Security number or Tax ID number o Account Registration / Legal Nameof Account o Mailing Address of Record Fax Verification Procedures: The Transfer Agent will require that the fax contain an authorized signature for verification. In addition, for faxed applications, the Transfer Agent will require the shareholder to mail the original in a timely manner. Phone Fax Mail NO Signature Guarantee Required Signature Guarantee Required(2) Redemptions Wire to bank instructions on record Wire to new bank instructions Exchanges between classes Purchases Purchase by wire Transfers Transfer assets to different account registration Account Maintenance Establish new account Change address of record Change account registration Add bank wiring instructions Remove bank wiring instructions Change interested party (additional mailings) Change broker dealer of record Change dividend options Addition or removal of authorized signer or transactor ALPS MUTUAL FUNDS SERVICES, INC. CALIFORNIA INVESTMENT TRUST CALIFORNIA INVESTMENT TRUST II By: /s/ Jxxxxx Xxx By: /s/ Sxxxx Xxxxxx Name: Jxxxxx Xxx Name: Sxxxx Xxxxxx Title: Managing Director Title: Chairman
Sample 1
Telephone Verification Procedures. The Transfer Agent will require verification of all of the following by the caller o Social Security number or Tax ID number o Account Registration / Legal Name of Account o Mailing Address of Record Fax Verification Procedures: The Transfer Agent will require that the fax contain an authorized signature for verification. In addition, for faxed applications, the Transfer Agent will require the shareholder to mail the original in a timely manner. Phone Fax Mail NO Signature Guarantee Required Signature Guarantee Required Redemptions Wire to bank instructions on record Wire to new bank instructions Exchanges between classes Purchases Purchase by wire Transfers Transfer assets to different account registration Account Maintenance Establish new account Change address of record Change account registration Add bank wiring instructions Remove bank wiring instructions Change interested party (additional mailings)
Sample 1
Telephone Verification Procedures. The Transfer Agent will require verification of all of the following by the caller o Social Security number or Tax ID number o Account Registration / Legal Name of Account o Mailing Address of Record Fax Verification Procedures: The Transfer Agent will require that the fax contain an authorized signature for verification. In addition, for faxed applications, the Transfer Agent will require the shareholder to mail the original in a timely manner. Mail Phone Fax NO Signature Guarantee Required Signature Guarantee Required(2) Redemptions Wire to bank instructions on record X X X Wire to new bank instructions X Exchanges between classes X X X Purchases Purchase by wire X X X Transfers Transfer assets to different account registration X* Account Maintenance Establish new account X Change address of record X X X Change account registration X* Add bank wiring instructions X Remove bank wiring instructions X Change interested party (additional mailings) X X X Change broker dealer of record X X Change dividend options X X X Addition or removal of authorized signer or transactor X * Also includes new account applications. In addition to the transaction discussed above, the Transfer Agent will follow the following procedures with respect to corporate accounts: · The Transfer Agent may require authorization from the Trust to accept outdated corporate resolutions. · The Transfer Agent will require authorization from the Trust to accept transactions or maintenance requests for accounts with corporate resolutions missing authorized signatories. ALPS FUND SERVICES, INC. By: /s/ Xxxxxx X. Xxxxx Name: Xxxxxx X. Xxxxx Title: President FINANCIAL INVESTORS VARAIBLE INSURANCE TRUST By: /s/ Xxxxxx X. May Name: Xxxxxx X. May Title: Treasurer, Chief Financial Officer
Sample 1

Related to Telephone Verification Procedures

  • Notification Procedures The Auction Manager will calculate the Applicable Threshold Price no later than the next Business Day after the date that the Return Bids were due. The Auction Manager will insert the amount of Term Loans to be assigned and the applicable settlement date determined by the Auction Manager in consultation with the Offeror onto each applicable Auction Assignment and Acceptance received in connection with a Qualifying Bid. Upon written request of the submitting Lender, the Auction Manager will promptly return any Auction Assignment and Acceptance received in connection with a Return Bid that is not a Qualifying Bid.

  • Selection Procedures In selecting the Loan Assets to be Pledged pursuant to this Agreement, no selection procedures were employed which are intended to be adverse to the interests of the Lenders.

  • Collection Procedures (a) On or before the Closing Date, the Seller and the Purchaser shall have established and shall maintain thereafter the system of collecting and processing Collections of Receivables in accordance with Section 2.02 of the Servicing Agreement.

  • Loan Procedures 19 2.2.1 Various Types of Loans.................................................................. 19 2.2.2 Borrowing Procedures.................................................................... 19 2.2.3 Conversion and Continuation Procedures.................................................. 20 2.3

  • Cooperation Procedures The Seller shall, in connection with the delivery of each Qualified Replacement Mortgage to the Custodian, on behalf of the Indenture Trustee, provide the Indenture Trustee with information set forth in the Schedules of Home Equity Loans with respect to such Qualified Replacement Mortgage.

  • Creation Procedures On any Business Day, an Authorized Participant may place an order with the Marketing Agent to create one or more Creation Baskets in accordance with this Agreement and the Procedures. For purposes of processing Purchase and Redemption Orders, a “Business Day” means any day other than a day when any of the NYSE Arca, ICE Futures Exchange or the New York Stock Exchange is closed for regular trading. Purchase orders must be placed by 12:00 PM New York time or the close of regular trading on NYSE Arca, whichever is earlier, except in the case of an Authorized Participant’s initial order to purchase one or more Creation Baskets on the first day the Baskets are to be offered and sold, when such orders shall be placed by 9:00 AM New York time on the day agreed to by the General Partner and the Authorized Participant. The day on which the Marketing Agent receives a valid Purchase Order is the Purchase Order Date. By placing a Purchase Order, an Authorized Participant agrees to (1) deposit Treasuries, cash, or a combination of Treasuries and cash with the Custodian of the Fund, and (2) if required by the General Partner in its sole discretion, enter into or arrange for a block trade, an exchange for physical or exchange for swap, or any other over-the-counter energy transaction (through itself or a designated acceptable broker) with the Fund for the purchase of a number and type of futures contracts at the closing settlement price for such contracts on the Purchase Order Date, as specified in the Purchase Order Form (see Exhibit B). Failure to consummate (1) and (2) above shall result in the cancellation of the order. The number and type of contracts specified shall be determined by the General Partner, in its sole discretion, to meet the Fund’s investment objective and shall be purchased as a result of the Authorized Participant’s purchase of Shares. Prior to the delivery of Baskets for a Purchase Order, the Authorized Participant must also have wired to the Custodian the non-refundable transaction fee due for the Purchase Order. “Treasuries” shall be any U.S. treasury security with two years or less remaining to maturity with an aggregate market value, as determined in the sole discretion of the Administrator using the valuation procedures set forth in Exhibit D that together with any cash amount, will equal the purchase price of the Creation Basket being purchased. The total deposit required to create each basket (“Creation Basket Deposit”) will be an amount of Treasuries and/or cash that is in the same proportion to the total assets of the Fund (net of estimated accrued but unpaid fees, expenses and other liabilities) on the date the order to purchase is accepted as the number of Shares to be created under the Purchase Order is in proportion to the total number of Shares outstanding on the date the order is received. The General Partner determines, directly in its sole discretion, or in consultation with the Administrator, the requirements for Treasuries and/or the amount of cash, including the maximum permitted remaining maturity of a Treasury and the proportions of Treasuries and cash, that may be included in deposits to create Baskets. The Marketing Agent will publish such requirements at the beginning of each business day. Unless otherwise determined by the General Partner, if Treasuries and cash are to be deposited, the amount of the cash deposit required will be the difference between (i) the aggregate market value of the Treasuries required to be included in a Creation Basket Deposit as of 4:00 PM New York time on the Purchase Order Date and (ii) the total required deposit. An Authorized Participant who places a Purchase Order is responsible for transferring to the Fund’s account with the Custodian the required amount of Treasuries and/or cash by the end of the third Business Day following the Purchase Order Date, except in the case of an Authorized Participant’s initial order to purchase one or more Creation Baskets on the first day the Baskets are to be offered and sold when the Creation Basket Deposit will be due by 12:00 PM New York time on the date the Purchase Order was accepted by the Marketing Agent. Upon receipt of the deposit amount, the Administrator will cause DTC to credit the number of Baskets ordered to the Authorized Participant’s DTC account on the third Business Day following the Purchase Order Date, except in the case of an Authorized Participant’s initial order to purchase one or more Creation Baskets, when the Administrator will cause DTC to credit the number of Baskets so ordered upon confirmation by the Custodian that the Creation Basket Deposit has been received by the Custodian. The expense and risk of delivery and ownership of Treasuries until such Treasuries have been received by the Custodian on behalf of the Fund shall be borne solely by the Authorized Participant.

  • Auction Procedures The provisions contained in Section 11.10 of the Amended and Restated Bylaws concerning Auction Procedures will be followed by the Fund and, to the extent applicable, the Auction Agent, and the provisions contained therein are incorporated herein by reference in their entirety and shall be deemed to be a part of this Agreement to the same extent as if such provisions were set forth fully herein.

  • Election Procedures Each holder of record of shares of Company Common Stock (“Holder”) shall have the right, subject to the limitations set forth in this Article II, to submit an election in accordance with the following procedures:

  • Transition Procedures Upon the expiration or termination of the Term of this Lease, for whatever reason (other than a purchase of the Leased Property by Lessee), Lessor and Lessee shall do the following (and the provisions of this Section 2.3 shall survive the expiration or termination of this Lease until they have been fully performed) and, in general, shall cooperate in good faith to effect an orderly transition of the management and/or lease of the Hotel:

  • Escalation Procedures Documented customer support processes are to be developed by PSI. Specific process documentation is required for the following: o customer support procedures o trouble escalation procedures o trouble ticketing, tracking, and resolution PSI must provide information to the IXC customer describing customer support, problem resolution, and trouble escalation procedures, customer contact information, and trouble reporting methods.

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