SVX AS AN EXEMPT MARKET DEALER Sample Clauses

SVX AS AN EXEMPT MARKET DEALER. SVX is a not-for-profit entity with its head office at 000 Xxxxx Xxxxx Xxxxx, XX Xxx 00000, Xxxxxxxx, XX, X0X 0X0. SVX is registered as an exempt market dealer in Ontario, Quebec, Alberta, British Columbia, Manitoba and Saskatchewan with the Ontario Securities Commission as its principal regulator. The "exempt market" describes a section of Canada’s capital markets where securities can be sold without the protections associated with a prospectus. Examples of activity in the exempt market include: • Canadian and foreign companies, both public and private, selling securities to institutional investors and qualified investors • Canadian and foreign hedge funds and pooled funds selling securities to institutional investors and qualified investors Generally, securities offered to the public in Canada must be offered under a prospectus, which is a document that provides detailed information about the security and the company offering it. However, there are some exceptions to this rule that allow securities to be offered without a prospectus, called prospectus exemptions. These prospectus exemptions can help a company raise money without the time and expense of preparing a prospectus. Investors who buy securities through prospectus exemptions generally do not have the benefit of ongoing information about the security that they are buying or the company selling it. As well, they often do not have the ability to easily resell the security.
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