SCOPE OF SERVICES AND PROFESSIONALISM AND COMPLIANCE Sample Clauses

SCOPE OF SERVICES AND PROFESSIONALISM AND COMPLIANCE. 2.1 The Scope of Services. The Scope of Services to be provided under this Agreement is set forth in Schedule A to the Agreement as the same may be amended from time to time, each iteration of which shall be dated and signed by an authorized person of each party to this Agreement. Included with Schedule A is a Summary of Services, Expenses, Expense Responsibility and Reimbursements ("Summary of Services") setting forth services, expenses, responsibility for expenses and reimbursement obligations; the Summary of Services is a part of this Agreement and not simply a description of what this Agreement contains. The Summary of Services may be amended from time to time with each alteration dated and signed by an authorized person of each party. Should CLIENT elect to change the Scope of Services to be provided under this Agreement, the compensation paid to SHS will be appropriately adjusted to reflect the change, upon written agreement of the parties.
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SCOPE OF SERVICES AND PROFESSIONALISM AND COMPLIANCE. 3.1 The Scope of Services. During the period beginning January 1, 2004 and ending December 31, 2006 (the "Services Period"), Athlon shall provide at least 125 sales representatives (the "Sales Representatives") who shall promote the AAI Products in first and second detail position (the "Services"). Athlon shall use the following targets in performing the first and second details during the Services Period: -------------------------------------------------------------------------------- Per Business Day Per Calendar Month Per Calendar Year -------------------------------------------------------------------------------- Number of First Details 500 10,000 120,000 -------------------------------------------------------------------------------- Number of Second Details 500 10,000 120,000 -------------------------------------------------------------------------------- Total Details 1000 20,000 240,000 --------------------------------------------------------------------------------
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SCOPE OF SERVICES AND PROFESSIONALISM AND COMPLIANCE. 2.1. THE SCOPE OF SERVICES. The Scope of Services to be provided under this Agreement is set forth in Schedule A to this Agreement as the same may be amended from time to time, each iteration of which shall be dated and signed by the Authorized Representative of each party to this Agreement. The Scope of Services shall particularly include the Reports (including the frequency and time for delivery of each Report as specified in Schedule A-1B); each Report shall reflect 100% of the data intended to be covered by such Report. Included with Schedule A is a Summary of Services (the "Summary of Services") setting forth in summary fashion, broad categories of Services to be provided under this Agreement; the Summary of Services is a part of this Agreement and not simply a description of what this Agreement contains. The Summary of Services may be amended from time to time with each iteration dated and signed by the Authorized Representative of each party. Should CLIENT elect to
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Related to SCOPE OF SERVICES AND PROFESSIONALISM AND COMPLIANCE

  • Scope of Services The scope of services to be provided by BNYM under this Agreement shall not be increased as a result of new or revised regulatory or other requirements that may become applicable with respect to the Company, unless the parties hereto expressly agree in writing to any such increase. BNYM shall not be obligated to develop or implement Upgrades, but to the extent it elects to do so Section 3.1 shall apply.

  • Sub-Advisor Compliance Policies and Procedures The Sub-Advisor shall promptly provide the Trust CCO with copies of: (i) the Sub-Advisor’s policies and procedures for compliance by the Sub-Advisor with the Federal Securities Laws (together, the “Sub-Advisor Compliance Procedures”), and (ii) any material changes to the Sub-Advisor Compliance Procedures. The Sub-Advisor shall cooperate fully with the Trust CCO so as to facilitate the Trust CCO’s performance of the Trust CCO’s responsibilities under Rule 38a-1 to review, evaluate and report to the Trust’s Board of Trustees on the operation of the Sub-Advisor Compliance Procedures, and shall promptly report to the Trust CCO any Material Compliance Matter arising under the Sub-Advisor Compliance Procedures involving the Sub-Advisor Assets. The Sub-Advisor shall provide to the Trust CCO: (i) quarterly reports confirming the Sub-Advisor’s compliance with the Sub-Advisor Compliance Procedures in managing the Sub-Advisor Assets, and (ii) certifications that there were no Material Compliance Matters involving the Sub-Advisor that arose under the Sub-Advisor Compliance Procedures that affected the Sub-Advisor Assets. At least annually, the Sub-Advisor shall provide a certification to the Trust CCO to the effect that the Sub-Advisor has in place and has implemented policies and procedures that are reasonably designed to ensure compliance by the Sub-Advisor with the Federal Securities Laws.

  • Performance and Compliance Purchaser shall have performed all of the covenants and complied, in all material respects, with all the provisions required by this Agreement to be performed or complied with by it on or before the Closing.

  • Quality Service Standards/NAV Errors Price Associates and the Fund may, from time to time, agree to certain quality service standards, with respect to the Services hereunder. In the event Price Associates is the party responsible for causing an error in the computation of the net asset value for a Fund or share class of a Fund (“NAV Error”), the actions that are required to be taken as to such NAV Error shall be made in accordance with the Fund’s Net Asset Value Error Correction Policy and Procedures (“NAV Error Policy”) attached hereto as Schedule II.

  • Quality Service Standards Price Services and the Fund may from time to time agree to certain quality service standards, as well as incentives and penalties with respect to Price Services’ Services hereunder.

  • Quality Assurance Licensee agrees that all use of the Licensed Subject Matter shall be only upon the Products manufactured by or for Licensee in accordance with quality standards approved by Licensor prior to the commencement of manufacturing of the Products. Licensee shall submit for Licensor's sole and absolute approval the type of cereal, the name of cereal, the packaging design, advertising material, and all other materials to be used in connection with the Products subject to the sole and absolute approval of Licensor which shall not be unreasonably delayed or withheld.

  • Periodic Review of Compliance Policies and Procedures During the Term, Transfer Agent shall periodically assess its compliance policies and procedures (the “Policies”). Transfer Agent shall provide, (i) no less frequently than annually, electronic access to its Policies to the chief compliance officer of the Fund (the “Chief Compliance Officer”), and/or any individual designated by the Fund or such Chief Compliance Officer, including but not limited to members of the internal compliance and audit departments of Federated Investors, Inc., and any advisory board constituted by the Fund provided that the Transfer Agent may reasonably require any members of such advisory board that are not employees of the Fund or its Affiliates to execute a confidentiality agreement with respect to such information; (ii) at such reasonable times as he or she shall request, access by such Chief Compliance Officer to such individuals as may be necessary for the Chief Compliance Officer to conduct an annual review of the operation of such Policies for purposes of making his or her annual report to the Board of the Fund (the “Annual Report”), (iii) promptly upon enactment, notification of, and a copy of, any material change in such Policies, and (iv) promptly upon request, such other information as may be reasonably requested by such Chief Compliance Officer for purposes of making such Annual Report.

  • Expedited Advertising Compliance Review $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)

  • Data Necessary to Perform Services The Trust or its agent shall furnish to USBFS the data necessary to perform the services described herein at such times and in such form as mutually agreed upon.

  • Compliance Policies and Procedures To assist the Fund in complying with Rule 38a-1 of the 1940 Act, BBH&Co. represents that it has adopted written policies and procedures reasonably designed to prevent violation of the federal securities laws in fulfilling its obligations under the Agreement and that it has in place a compliance program to monitor its compliance with those policies and procedures. BBH&Co will upon request provide the Fund with information about our compliance program as mutually agreed.

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