RIGHTS, RESPONSIBILLITES/OBLIGATIONS OF THE TRADING MEMBER Sample Clauses

RIGHTS, RESPONSIBILLITES/OBLIGATIONS OF THE TRADING MEMBER. (a) The Trading Member shall be responsible for all acts of omission and commission of the Authorised Person and/or their employees, including liabilities arising there from.
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RIGHTS, RESPONSIBILLITES/OBLIGATIONS OF THE TRADING MEMBER. The Trading Member shall be responsible for all acts of omission and commission of the Authorised Person and/or their employees, including liabilities arising there from. The Trading Member shall maintain a separate record including accounts in respect of the dealings in securities entered into on behalf of the individual client’s dealing, with bifurcation showing the details by the Authorised Person. The Trading Member shall display at the branch office additional information such as particulars of the Authorised Person in charge of that branch, time lines for dealing through Authorised Person, etc., as may be specified by NSEIL. On noticing irregularities, if any, in the operations of the Authorised Person, the Trading Member shall be entitled to seek withdrawal of approval, withhold all moneys due to Authorised Person till resolution of investor problems, alert investors in the location where Authorised Person operates, file a complaint with the police, and take all measures required to protect the interest of investors and market. The Trading Member shall be entitled to conduct periodic inspection of branch assigned to the Authorised Person and records of operations carried out by the Authorised Person.
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