REPRESENTATIONS AND WARRANTIES OF PARENT 20. Section 4.01. Corporate Existence and Power 20 Section 4.02. Corporate Authorization 20 Section 4.03. Governmental Authorization 20 Section 4.04. Non-contravention 21 Section 4.05. Capitalization 21 Section 4.06. Disclosure Documents 21 Section 4.07. SEC Filings and the Xxxxxxxx-Xxxxx Act 22 Section 4.08. Financial Statements 23 Section 4.09. Absence of Certain Changes 23 Section 4.10. No Undisclosed Material Liabilities 23 Section 4.11. Compliance with Applicable Law; Permits 23 Section 4.12. Material Contracts 23 Section 4.13. Taxes 24 Section 4.14. Employees and Employee Benefit Plans 25 Section 4.15. Intellectual Property 25 Section 4.16. Financing 25 Section 4.17. Finders’ Fees 26 Section 4.18. Opinion of Financial Advisor 26 Section 4.19. Litigation 26 Section 4.20. Ownership of Company Common Stock 26 Section 4.21. No Other Representations or Warranties 26 ARTICLE 5 COVENANTS OF THE COMPANY 26 Section 5.01. Conduct of the Company 26 Section 5.02. No Solicitation; Other Offers 29 Section 5.03. Access to Information; Confidentiality 31 Section 5.04. Shareholder Litigation 31 Section 5.05. Real Estate Matters 31 Section 5.06. D&O Insurance 31 Section 5.07. Rule 16b-3 32 Section 5.08. Company Board of Directors 32 Section 5.09. Evidence of Closing Cash and Adjustment Amount 32 ARTICLE 6 COVENANTS OF PARENT 32 Section 6.01. Conduct of Parent 32 Section 6.02. Obligations of Merger Subsidiary 32 Section 6.03. Director and Officer Liability 32 ARTICLE 7 COVENANTS OF PARENT AND THE COMPANY 33 Section 7.01. Form S-4 and Proxy Statement; Shareholders Meetings 33 Section 7.02. Reasonable Best Efforts; Antitrust Filings 35 Section 7.03. Certain Filings 36 Section 7.04. Public Announcements 36 Section 7.05. Stock Exchange De-listing 36 Section 7.06. Financing 36 ii Table of Contents Page Section 7.07. Further Assurances 40 Section 7.08. Notices of Certain Events 40 Section 7.09. Anti-Takeover Statute 40
