OMISSION OF COMPLIANCE OF THE GEM LISTING RULES Sample Clauses

OMISSION OF COMPLIANCE OF THE GEM LISTING RULES. The Investigation Committee of the Company (the “Investigation Committee”) was formed by the Board on 19 October 2021 and was authorised to conduct independent investigations in relation to deposits, other receivables and prepayments of the Company as set out in the annual report of the Company for the year ended 31 December 2020. A forensic accountant was engaged by the Investigation Committee to conduct the aforesaid investigation on 2 November 2021 and issued an independent forensic investigation report dated 28 January 2022 (the “Investigation Report”) which reveals the particulars of each of the YDJ Loan Agreement, the YDJ Loan Extension Agreements, the LKY Loan Agreements, the LKY Loan Extension Agreements, the SXN Loan Agreement, the SXN Loan Extension Agreements, the Financial Advisory Agreement, the Repayment Agreement and the Repayment Extension Agreements. Due to inadvertent oversight of the Directors at the material times of entering into the Subject Agreements mentioned herein, the Company admits that the Subject Agreements have not been notified and announced by the Company and/or approved by the Shareholders in a timely manner in accordance with the GEM Listing Rules which constitute breaches of Chapters 17 and 19 of the GEM Listing Rules at the material time. As a result of the substantial change of Board members recently, the Board was only informed of the particulars of the Subject Agreements lately as revealed in the Investigation Report and was therefore made aware of the Company’s omission to disclose the Subject Agreements and its non-compliance in accordance with Chapters 17 and 19 of the GEM Listing Rules. The Company wishes to apologise for the late disclosure of the Subject Agreements pursuant to Chapters 17 and 19 of the GEM Listing Rules, which are inadvertence on the part of the Company. Save as disclosed herein, to the best knowledge, information and belief of the Directors, the Board confirms that as at the date of this announcement, there is no further extension granted to each of the YDJ Loan Agreement, the LKY Loan Agreements, the SXN Loan Agreement and the Repayment Agreement and no other transaction of the Company which requires disclosure under the GEM Listing Rules.
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