Leveraged Transactions Sample Clauses

Leveraged Transactions. (a) ATA and GECC agree to enter into a leveraged lease financing transaction, on and subject to the terms and conditions described herein (a "Leveraged Transaction"), with respect to each of the (Confidential Material Omitted) Aircraft identified on Exhibit A (the "Firm Aircraft").
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Leveraged Transactions. In order to avoid the creation of “senior securities” First Affirmative requires that in short selling and similar investment techniques a mutual fund must “cover” a “leveraged transaction.” Cash or liquid securities must be earmarked or segregated in a value equal to the value of the leveraged transaction or the fund must enter into an economically offsetting investment. Proper record-keeping and asset valuation will need to be reviewed daily in order to account for any increase or decrease in the value of the leveraged transaction. Gifts and Benefits (Third-Party Benefit) A conflict of interest occurs when the personal interests of an employee interfere or could potentially interfere with their responsibilities to the firm, its clients or the Fund. The overriding principle is that employees should not accept inappropriate gifts, favors, entertainment, special accommodations, or other third party benefits of material value that could influence their decision-making or make them feel beholden to a person or firm. Similarly, employees should not offer gifts, favors, entertainment or other things of value that could be viewed as overly generous or aimed at influencing decision-making or making a client feel beholden to the firm or the employee.
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Leveraged Transactions. In order to avoid the creation of “senior securities” First Affirmative requires that in short selling and similar investment techniques a mutual fund must “cover” a “leveraged transaction.” Cash or liquid securities must be earmarked or segregated in a value equal to the value of the leveraged transaction or the fund must enter into an economically offsetting investment. Proper record-keeping and asset valuation will need to be reviewed daily in order to account for any increase or decrease in the value of the leveraged transaction. Scalping: Also known as the short squeeze involves the purchasing of the float and more of an outstanding security in order to force short interest holders to buy from the purchaser usually at a steep premium. This practice is prohibited by First Affirmative.
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Related to Leveraged Transactions

  • Excluded Transactions The Company shall not be obligated to effect any registration of Registrable Securities under this Section 2.1 incidental to the registration of any of its Securities in connection with:

  • Related Transactions 10 3.10 Insurance.............................................................................10 3.11

  • Portfolio Transactions The Manager is authorized to select the brokers or dealers that will execute the purchases and sales of portfolio securities for the Portfolio and is directed to use its best efforts to obtain the best available prices and most favorable executions, except as prescribed herein. It is understood that the Manager will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Fund or to the Portfolio, or be in breach of any obligation owing to the Fund or to the Portfolio under this Agreement, or otherwise, solely by reason of its having caused the Portfolio to pay a member of a securities exchange, a broker, or a dealer a commission for effecting a securities transaction for the Portfolio in excess of the amount of commission another member of an exchange, broker, or dealer would have charged if the Manager determines in good faith that the commission paid was reasonable in relation to the brokerage or research services provided by such member, broker, or dealer, viewed in terms of that particular transaction or the Manager’s overall responsibilities with respect to its accounts, including the Fund, as to which it exercises investment discretion. The Manager will promptly communicate to the officers and directors of the Fund such information relating to transactions for the Portfolio as they may reasonably request.

  • Consummation of Related Transactions Agent shall have received fully executed copies of each of the Related Transactions Documents, each of which shall be in full force and effect in form and substance reasonably satisfactory to Agent. The Related Transactions shall have been consummated in accordance with the terms of the Related Transactions Documents.

  • Aggregated Transactions On occasions when the Adviser deems the purchase or sale of a security to be in the best interest of a Fund as well as other clients of the Adviser, the Adviser may, to the extent permitted by applicable law and regulations, aggregate the order for securities to be sold or purchased. In such event, the Adviser will allocate securities or futures contracts so purchased or sold, as well as the expenses incurred in the transaction, in the manner the Adviser reasonably considers to be equitable and consistent with its fiduciary obligations to the Fund and to such other clients under the circumstances.

  • Permitted Transactions The Customer agrees that it will cause transactions to be made pursuant to this Agreement only upon Instructions in accordance Section 14 and only for the purposes listed below.

  • Unusual Transactions All Accounts have been originated by the Grantors and all Inventory has been acquired by the Grantors in the ordinary course of business.

  • Fund Transactions The Advisor is authorized to select the brokers or dealers that will execute the purchases and sales of portfolio securities for the Fund. With respect to brokerage selection, the Advisor shall seek to obtain the best overall execution for fund transactions, which is a combination of price, quality of execution and other factors. The Advisor may, in its discretion, purchase and sell portfolio securities from and to brokers and dealers who provide the Advisor with brokerage, research, analysis, advice and similar services, and the Advisor may pay to these brokers and dealers, in return for such services, a higher commission or spread than may be charged by other brokers and dealers, provided that the Advisor determines in good faith that such commission is reasonable in terms either of that particular transaction or of the overall responsibility of the Advisor to the Fund and its other clients and that the total commission paid by the Fund will be reasonable in relation to the benefits to the Fund and its other clients over the long-term. The Advisor will promptly communicate to the officers and the trustees of the Trust such information relating to portfolio transactions as they may reasonably request.

  • Exempt Transactions The following transactions shall be exempt from the provisions of this Section 4:

  • Affiliated Transactions The Company shall cause each of the Initial Stockholders to agree that, in order to minimize potential conflicts of interest which may arise from multiple affiliations, the Initial Stockholders will present to the Company for its consideration, prior to presentation to any other person or company, any suitable opportunity to acquire an operating business, until the earlier of the consummation by the Company of a Business Combination, the liquidation of the Company or until such time as the Initial Stockholders cease to be an officer or director of the Company, subject to any pre-existing fiduciary or contractual obligations the Initial Stockholders might have.

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