Exempt Transactions definition

Exempt Transactions means the transactions described in the section hereof titled “Exempt Transactions.”

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Exempt Transactions means transactions in securities that are exempt from the pre-clearance and/or the reporting requirements of this Code. Refer to Exhibit C for a list of security types that fall into this category.

Exempt Transactions means any transaction exempt from the pre-clearance, holding and/or reporting requirements under the Code. Such transactions are still subject to the Code of Ethics, and may still be reviewed by the CCO.

Examples of Exempt Transactions in a sentence

The Issuer of this Note is Scottish Power UK plc, which is not an authorised institution or a European authorised institution (as such terms are defined in the Banking ▇▇▇ ▇▇▇▇ (Exempt Transactions) Regulations 1997).
Transfer of Ownership – Exempt Transactions Authority is granted to Servicer to follow guidelines as stated in the ▇▇▇▇▇▇ Mae Servicing Guide Part III, 408.02.
This holding period restriction does not apply to Exempt Securities or Exempt Transactions.
The blackout period does not apply to Exempt Transactions or transactions of Exempt Securities.
Subject to the terms and conditions of this Article 17 and the Exempt Transactions, Tenant shall have a one-time right to lease certain space on the third (3rd) floor and the first (1st) floor as shown on Exhibit 17.1 attached hereto and made a part hereof (such space, the “ROFO Space”).

More Definitions of Exempt Transactions

Exempt Transactions means the transactions described in Section 7 hereof.

Exempt Transactions means transactions in securities that are exempt from the prior approval and/or the reporting requirements of this Code. Refer to Appendix C for a list of security types that fall into this category.

Exempt Transactions means: (1) purchases or sales effected in any account over which an Access Person or Investment Personnel has no direct or indirect influence or control; (2) purchases or sales which are non-volitional2 on the part of the Access Person, Investment Personnel or the Funds; (3) purchases which are part of an Automatic Investment Plan; or (4) purchases effected upon the exercise of rights issued by an issuer pro-rata to all holders of a class of its Reportable Securities, to the extent such rights were acquired from such issuer, and sales of such rights so acquired.

Exempt Transactions under subparagraph (C)(1)(h) means:

Exempt Transactions means that the restrictions of Sections IV and V shall not apply to:

Exempt Transactions means an operator may grant an exemption from the tax to employees of the federal government and its agencies or the State of Tennessee and its political subdivisions when the hotel room charges are either billed directly to the applicable government, are paid using a government credit card, or are paid with cash, a personal check or personal credit card. In situations when the federal or State of Tennessee employee