Investor Compensation Fund claims Sample Clauses

Investor Compensation Fund claims. The provisions of paragraph 3.30 of this Agreement shall apply subject to the maximum compensation limit as prescribed under the SFO for each of the Joint Account Holders on a per-investor basis. 8.7 ¼"® ¾ :M ø 3.30 ¼ Ⓒ;› K =‰B_‰ab ½ Ƽ| $ff½t ÆJÆ Qffi$▲Ⓒ; Z
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Investor Compensation Fund claims. The provisions of paragraph 3.30 of this Agreement shall apply equally in respect of claims that may be made or which are made by any or all of the Partners. 9.9 "U : c 3.30 ¼W o › 2l 4$K ▲uI Wv °
Investor Compensation Fund claims. In the event of any default under this Agreement by the Broker in connection herewith resulting in pecuniary loss to the Client, the liability of the Investor Compensation Fund will be restricted to valid claims as provided for in the SFO, and accordingly there can be no assurance that any pecuniary loss sustained by the Client by reason of such a default will necessarily be recouped from the Investor Compensation Fund in full, in part or at all. 3.30 ¼"® ¾ :: eKM Y$ M $ k¼ŁⒸlM ª£ $¾üL Ł›‰¼|$ b¾ZⒸk> =]B_‰ab / $ › Mºfl›ⒸW =£ º$ ŁⒸMşq k¼¾üL Ł>h ¼|$ b¾ ûp y o
Investor Compensation Fund claims. In the event of any default under this Agreement by UOBKH(HK)L resulting in pecuniary loss to the Client, the liability of the Investor Compensation Fund will be restricted to valid claims as provided for in the SFO, and accordingly there can be no assurance that any pecuniary loss sustained by the Client by reason of such a default will necessarily be recouped from the Investor Compensation Fund in full, in part or at all.
Investor Compensation Fund claims. The provisions of paragraph
Investor Compensation Fund claims. In the event of any default under this Agreement by the Broker in connection herewith resulting in pecuniary loss to the Client, the liability of the Investor Compensation Fund will be restricted to valid claims as provided for in the SFO, and accordingly there can be no assurance that any pecuniary loss sustained by the Client by reason of such a default will necessarily be recouped from the Investor Compensation Fund in full, in part or at all.
Investor Compensation Fund claims. In the event of any default under this Agreement (as defined in the SFO) by the Broker resulting in pecuniary loss to the Client, the Client shall have a right to claim under the Investor Compensation Fund established under the SFO, subject to the terms of such Investor Compensation Fund from time to time. Any claims the Client may have against the Investor Compensation Fund established under the SFO will be restricted to the extent provided for in such Ordinance.
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Related to Investor Compensation Fund claims

  • Investor Compensation Fund The Company is a member of the Investor Compensation Fund. The Client, under certain preconditions, is entitled to compensation from the Investor Compensation Fund. For more information please see Investor Compensation Fund 24. Acknowledgement of Risks By accepting this Agreement the Client accepts that the Client has read and understood the information contained in this Agreement and the Company’s general description of the nature and risks of different Financial Instruments, Products, and/or Service(s) which can be found in our Risk Disclosure

  • Director Compensation Petitioner shall not compensate members of the Charter School’s Governing Board in excess of reasonable expenses incurred in connection with actual attendance at board meetings or with performance of duties associated therewith.

  • Compensation & Payment 8.4.1. Should the claim be found proven; settlement is executed only in the form of compensation payment added to the Client trade account.

  • Executive Compensation Until such time as the Investor ceases to own any debt or equity securities of the Company acquired pursuant to this Agreement or the Warrant, the Company shall take all necessary action to ensure that its Benefit Plans with respect to its Senior Executive Officers comply in all respects with Section 111(b) of the EESA as implemented by any guidance or regulation thereunder that has been issued and is in effect as of the Closing Date, and shall not adopt any new Benefit Plan with respect to its Senior Executive Officers that does not comply therewith. “Senior Executive Officers” means the Company's "senior executive officers" as defined in subsection 111(b)(3) of the EESA and regulations issued thereunder, including the rules set forth in 31 C.F.R. Part 30.

  • Show-Up Compensation An employee who is scheduled for work and reports for work, except for situations addressed in Article 123--Inclement or Hazardous Conditions, and is released from work shall be paid the equivalent of two

  • Extra Compensation 1. CTSO Advisors will be paid twenty-five ($25) per hour (capped at eight (8) hours per day) for non-discretionary CTSO activities (e.g., conferences, conventions, and competitions) involving students on days not scheduled as part of the regular school year calendar.

  • Reporting Subawards and Executive Compensation a. Reporting of first-tier subawards.

  • Callout Compensation A regular employee who is called back to work outside their regular working hours shall be compensated for a minimum of three hours at overtime rates. They shall be compensated from the time they leave their home to report for duty until the time they arrive back upon proceeding directly to and from work.

  • BROKER COMPENSATION BROKER shall be entitled to a rental commission from all rent monies collected and shall retain any charges deemed "additional rent" or fees in the lease agreement.

  • Amount of Employer Contribution The Employer Contribution amounts and rules in effect on June 30, 2017 will continue through December 31, 2017.

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