Record Date Uses in Adjustment of Conversion Rate Clause

Adjustment of Conversion Rate from Senior Note

INDENTURE, dated as of April 29, 2015, between CINEDIGM CORP., a Delaware corporation, as issuer (the "Company," as more fully set forth in Section 1.01), and U.S. Bank National Association, a national banking association, as trustee (the "Trustee," as more fully set forth in Section 1.01).

Adjustment of Conversion Rate. The Conversion Rate shall be adjusted from time to time by the Company if any of the following events occurs, except that the Company shall not make any adjustments to the Conversion Rate if Holders of the Notes participate (other than in the case of (x) a share split or share combination or (y) a tender or exchange offer, in each case, that would result in an adjustment to the conversion rate pursuant to Section 14.04(a) or Section 14.04(e) below), at the same time and upon the same terms as holders of the Common Stock and solely as a result of holding the Notes, in any of the transactions described in this Section 13.05, without having to convert their Notes, as if they held a number of shares of Common Stock equal to the Conversion Rate, multiplied by the principal amount (expressed in thousands) of Notes held by such Holder.

Adjustment of Conversion Rate from Senior Subordinated Note

INDENTURE dated as of January 24, 2013 between Solazyme, Inc., a Delaware corporation, as issuer (the Company, as more fully set forth in Section 1.01) and Wells Fargo Bank, National Association, a national banking association, as trustee (the Trustee, as more fully set forth in Section 1.01).

Adjustment of Conversion Rate. The Conversion Rate shall be adjusted from time to time by the Company if any of the following events occurs, except that the Company shall not make any adjustments to the Conversion Rate if Holders of the Notes participate (other than in the case of a share split or share combination), at the same time and upon the same terms as holders of the Common Stock and solely as a result of holding the Notes, in any of the transactions described in this Section 14.04, without having to convert their Notes, as if they held a number of shares of Common Stock equal to (i) the Conversion Rate, multiplied by (ii) the principal amount of Notes held by such Holder, divided by $1,000.

Adjustment of Conversion Rate from Convertible Subordinated Note

THIS FIRST SUPPLEMENTAL INDENTURE, dated as of April 6, 2011, is entered by and between A123 Systems, Inc., a Delaware corporation (the Issuer), and U.S. Bank National Association, a national banking association (the Trustee), under the Indenture, dated as of April 6, 2011, between the Issuer and the Trustee (as amended or supplemented from time to time in accordance with the terms thereof, the Original Indenture).

Adjustment of Conversion Rate. The Conversion Rate shall be adjusted from time to time by the Issuer if any of the following events occurs, except that the Issuer shall not make any adjustments to the Conversion Rate if Holders of the Notes participate (other than in the case of a share split or share combination), at the same time and upon the same terms as holders of the Common Stock and solely as a result of holding the Notes, in any of the transactions described in this Section 4.04, without having to convert their Notes, as if they held a number of shares of Common Stock, for each $1,000 principal amount of their Notes, equal to the Conversion Rate.

Adjustment of Conversion Rate from Convertible Debenture

INDENTURE dated as of May 14, 2009, between TRICO MARINE SERVICES, INC., a Delaware corporation (the Company), and Wells Fargo Bank, National Association, as trustee (the Trustee).

Adjustment of Conversion Rate. The Conversion Rate shall be adjusted from time to time by the Company as follows:

Adjustment of Conversion Rate from Convertible Debenture

INDENTURE dated as of May , 2009, between TRICO MARINE SERVICES, INC., a Delaware corporation (the Company), and Wells Fargo Bank, National Association, as trustee (the Trustee).

Adjustment of Conversion Rate. The Conversion Rate shall be adjusted from time to time by the Company as follows:

Adjustment of Conversion Rate from Convertible Debenture

INDENTURE dated as of May 14, 2009, between TRICO MARINE SERVICES, INC., a Delaware corporation (the Company), and Wells Fargo Bank, National Association, as trustee (the Trustee).

Adjustment of Conversion Rate. The Conversion Rate shall be adjusted from time to time by the Company as follows:

Adjustment of Conversion Rate from Convertible Debenture

INDENTURE dated as of May , 2009, between TRICO MARINE SERVICES, INC., a Delaware corporation (the Company), and Wells Fargo Bank, National Association, as trustee (the Trustee).

Adjustment of Conversion Rate. The Conversion Rate shall be adjusted from time to time by the Company as follows:

Adjustment of Conversion Rate from Convertible Debenture

INDENTURE dated as of May , 2009, between TRICO MARINE SERVICES, INC., a Delaware corporation (the Company), and Wells Fargo Bank, National Association, as trustee (the Trustee).

Adjustment of Conversion Rate. The Conversion Rate shall be adjusted from time to time by the Company as follows:

Adjustment of Conversion Rate from Convertible Debenture

INDENTURE dated as of May , 2009, between TRICO MARINE SERVICES, INC., a Delaware corporation (the Company), and Wells Fargo Bank, National Association, as trustee (the Trustee).

Adjustment of Conversion Rate. The Conversion Rate shall be adjusted from time to time by the Company as follows:

Adjustment of Conversion Rate from Convertible Debenture

INDENTURE dated as of February 7, 2007, between TRICO MARINE SERVICES, INC., a Delaware corporation (the Company), and Wells Fargo Bank, National Association, as trustee (the Trustee).

Adjustment of Conversion Rate. The Conversion Rate shall be adjusted from time to time by the Company as follows: