Examples of Trading Asset in a sentence
Trading Asset Subsidiaries will be established only in cases and under the conditions identified in the Regulations.
Dubai International Financial CenterThe focus of DIFC is comprehensive and includes Banking Services (Investment Banking, Corporate Banking & Private Banking); Capital Markets (Equity, Debt Instruments, Derivatives and Commodity Trading); Asset Management and Fund Registration; Insurance and Reinsurance; Islamic Finance; Business Processing Operations to Ancillary Services.
To maintain on a consolidated basis a Trading Asset Ratio of at least 1.40:1.0, to be measured quarterly.
Private Placement Review Private Placements require the approval of the Employee’s Manager, TBCAM’s CEO, the TBCAM Compliance Department and the Bank of New York Mellon Investment Ethics Council Last Revised: June 2017 The Boston Company Personal Trading Asset Management, LLC Policy » A BNY Mellon CompanySM Any Employee who seeks to invest in a private placement must complete the Placement Form (PP Form) and submit the completed PP Form to a CO.
Such trading restrictions may be appropriate to protect the Company and its employees from potential Last Revised: June 2017 The Boston Company Personal Trading Asset Management, LLC Policy » A BNY Mellon CompanySM violations, or the appearance of violations, of securities laws.