Securities Regulatory Authorities definition

Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;
Securities Regulatory Authorities means the applicable securities commission or regulatory authority in each province and territory of Canada;
Securities Regulatory Authorities means the securities commissions and similar regulatory authorities listed in Appendix C of National Instrument 14-101 Definitions;

Examples of Securities Regulatory Authorities in a sentence

  • In the event the Subscriber has any questions with respect to the indirect collection of such information by the Securities Regulator, the Subscriber should contact the appropriate Securities Regulator at set out in Appendix VII – Contact Information for the Canadian Securities Regulatory Authorities.

  • The investment restrictions and practices applicable to the ETF which are contained in securities legislation, including NI 81-102, may not be deviated from without the prior consent of the Securities Regulatory Authorities having jurisdiction over the ETF.


More Definitions of Securities Regulatory Authorities

Securities Regulatory Authorities means the applicable securities commission or similar regulatory authorities in each of the provinces and territories of Canada and the SEC;
Securities Regulatory Authorities means, collectively, the securities commissions or similar securities regulatory authorities in the Selling Jurisdictions;
Securities Regulatory Authorities means the applicable securities commissions and similar regulatory authorities of each of the provinces or territories of Canada;
Securities Regulatory Authorities means the securities commissions or similar regulatory authorities in each of the provinces and territories of Canada, and the stock exchanges on which the Common Shares are listed for trading;
Securities Regulatory Authorities means each of the securities commission or similar regulatory authority in each of the provinces and territories of Canada.
Securities Regulatory Authorities means all applicable securities regulatory authorities, including: (i) the provincial and territorial securities regulatory authorities in the provinces and territories of Canada in which either AcquireCo or TargetCo is a reporting issuer (or the equivalent); (ii) all applicable federal and state securities regulatory authorities in the United States, including the SEC, in each case having or claiming jurisdiction over AcquireCo and TargetCo; (iii) the TSX; and (iv) the AMEX;
Securities Regulatory Authorities means the securities regulatory authorities in each of the Provinces of Canada;