SEC Rule 433 definition

SEC Rule 433 means Rule 433 promulgated by the SEC under the Securities Act.
View Source
SEC Rule 433 means Rule 433 promulgated by the SEC pursuant to the Securities Act as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC having substantially the same effect as such Rule.
View Source

Examples of SEC Rule 433 in a sentence

  • The Company has complied and will comply with the requirements of SEC Rule 433 under the Securities Act applicable to any Issuer Free Writing Prospectus, including timely filing with the SEC or retention where required and legending.

  • The Company has taken all actions necessary so that any “road show” (as defined in SEC Rule 433) in connection with the offering of the Units and the Securities will not be required to be filed pursuant to the Securities Act.

  • For the purposes of this Agreement, the term “Parent-Represented Free-Use Writing Prospectus” means any “issuer free writing prospectus”, as defined in SEC Rule 433 under the Securities Act, relating to securities of Parent in the form filed or required to be filed with the SEC or, if not required to be filed, in the form retained in the Parent’s records pursuant to Rule 433(g) under the Securities Act.

Related to SEC Rule 433

  • Rule 433 and “Rule 462” refer to such rules under the Act.

  • SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.

  • 1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.

  • SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.

  • Rule 424 means Rule 424 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.