Examples of Rule 173 in a sentence
You represent and warrant that you are familiar with Rule 173 under the Securities Act relating to electronic delivery.
You represent and warrant that you are familiar with Rule 173 under the Securities Act relating to electronic delivery.
Rule 17f-7 means Rule 17f-7 promulgated under the 1940 Act.
Rule 164 “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.
Rule 17f-5 means Rule 17f-5 promulgated under the 1940 Act.
Rule 172 “Rule 173”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
Rule 163 “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
Rule 17g-5 Rule 17g-5 under the Exchange Act.
Rule 158 “Rule 163”, “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.
Rule 433 and “Rule 462” refer to such rules under the Act.
Rule 144 means Rule 144 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.
1933 Act means the Securities Act of 1933, as amended.
1934 Act Regulations means the rules and regulations of the Commission under the 1934 Act.
Rule 144A means Rule 144A promulgated under the Securities Act.
SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.
Rule 145 means Rule 145 as promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.
SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.
Rule 424 means Rule 424 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.