Rule 173 definition

Rule 173. “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
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Rule 173. “Rule 401”, “Rule 405”, “Rule 424”, “Rule 430A”, “Rule 430B”, “Rule 433”, “Rule 436”, “Rule 456”, and “Rule 457” refer to such rules under the Securities Act.
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Rule 173. Rule 405", and "Rule 433" refer to such rules under the Securities Act.
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Examples of Rule 173 in a sentence

  • You represent and warrant that you are familiar with Rule 173 under the Securities Act relating to electronic delivery.


More Definitions of Rule 173

Rule 173. “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act. “Sales Notice” shall have the meaning ascribed to such term in Section 2(b)(i). “SEC Reports” shall have the meaning ascribed to such term in Section 3(m). “Settlement Date” shall have the meaning ascribed to such term in Section 2(b)(vii). “Subsidiary” shall have the meaning ascribed to such term in Section 3(a). “Terms Agreement” shall have the meaning ascribed to such term in Section 2(a). “Time of Delivery” shall have the meaning ascribed to such term in Section 2(c). “Trading Day” means a day on which the Trading Market is open for trading. “Trading Market” means the Nasdaq Capital Market. 2.
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Rule 173 and “Rule 433” refer to such rules under the Act.
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Rule 173. “Rule 405”, “Rule 415”,
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Rule 173. “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act. “Rule 462(b) Registration Statement” means any registration statement prepared by the Company registering additional Shares, which was filed with the Commission on or prior to the date hereof and became automatically effective pursuant to Rule 462(b) promulgated by the Commission pursuant to the Securities Act.
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Rule 173. “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act. “Sales Notice” shall have the meaning ascribed to such term in Section 2(b)(i).
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Rule 173. “Rule 405”, “Rule 430B” and “Rule 433” refer to such rules under the Securities Act. “Sales Notice” shall have the meaning ascribed to such term in Section 3(b)(i). “SEC Reports” shall have the meaning ascribed to such term in Section 4(n). “Securities Act” shall mean the United States Securities Act of 1933, as amended, and the rules and regulations of the Commission promulgated thereunder. “SEDAR” means System for Electronic Document Analysis and Retrieval. “Settlement Date” shall have the meaning ascribed to such term in Section 3(b)(ix). “Shares” shall have the meaning ascribed to such term in Section 3. “Shelf Procedures” shall have the meaning ascribed to such term in Section 2. “Shelf Securities” shall have the meaning ascribed to such term in Section 2. “Subsidiary” shall have the meaning ascribed to such term in Section 4(a). “Taxes” shall have the meaning ascribed to such term in Section 4(dd). “Terms Agreement” shall have the meaning ascribed to such term in Section 3(a). “Time of Delivery” shall have the meaning ascribed to such term in Section 3(c). “Trading Day” means a day on which the Trading Market is open for trading. “Trading Market” means The Nasdaq Capital Market securities exchange. “TSX” means the Toronto Stock Exchange. “U.S. Company Counsel” shall have the meaning ascribed to such term in Section 5(m).
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Related to Rule 173

  • Rule 17f-7 means Rule 17f-7 promulgated under the 1940 Act.

  • Rule 164 “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • Rule 17f-5 means Rule 17f-5 promulgated under the 1940 Act.

  • Rule 172 “Rule 173”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 163 “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 17g-5 Rule 17g-5 under the Exchange Act.

  • Rule 158 “Rule 163”, “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • 1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.

  • Rule 433 and “Rule 462” refer to such rules under the Act.

  • Rule 144 means Rule 144 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.

  • SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.

  • 1933 Act means the Securities Act of 1933, as amended.

  • 1934 Act Regulations means the rules and regulations of the Commission under the 1934 Act.

  • Rule 144A means Rule 144A promulgated under the Securities Act.

  • SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.

  • Rule 145 means Rule 145 as promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.

  • SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.

  • Rule 424 means Rule 424 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.