Rule 415 Offering definition

Rule 415 Offering means an offering on a delayed or continuous basis pursuant to Rule 415 (or any successor rule to similar effect) promulgated under the Securities Act.
Rule 415 Offering means an offering on a delayed or continuous basis pursuant to Rule 415 (or any successor rule to similar effect) promulgated under the Act.
Rule 415 Offering means a distribution under Rule 415 under the 1933 Act that is made under this Instrument;

Examples of Rule 415 Offering in a sentence

  • The Offering is a Rule 415 Offering and, although the Base Prospectus may not include all the information with respect to the Securities and the offering thereof required by the Securities Act and the rules thereunder to be included in the Prospectus, the Base Prospectus includes all such information required by the Securities Act and the rules thereunder to be included therein as of the Effective Date.

  • If the Offering is a Rule 415 Offering (as specified in Schedule II hereto), paragraph (x) below is applicable and, if the Offering is a Rule 430A Offering (as so specified), paragraph (y) below is applicable.

  • If any Rule 415 Offering or any offering pursuant to a Demand Registration Statement is an Underwritten Offering, Retail Ventures will select a managing underwriter or underwriters to administer the offering, which managing underwriter shall be reasonably satisfactory to DSW.

  • In accordance with Section 8(a)(i) of the Existing Agreement, the Stockholder hereby makes written demand that the Company register the Secondary Shares under the Securities Act for sale as promptly as possible in an underwritten public offering (the "Offering") (which will not be a Rule 415 Offering).

  • If any Rule 415 Offering or any offering pursuant to a Demand Registration Statement is an Underwritten Offering, Compuware will select a managing underwriter or underwriters to administer the offering, which managing underwriter shall be reasonably satisfactory to Covisint.


More Definitions of Rule 415 Offering

Rule 415 Offering shall have the meaning ascribed to it in Section 2.01(a).
Rule 415 Offering means an offering of securities pursuant to Rule 415 which does not commence promptly after the effective date of a registration statement, with the result that only information required pursuant to Rule 415 need be included in such registration statement at the effective date thereof with respect to the securities so offered. Whether the offering of the Securities is a Rule 430A Offering or a Rule 415 Offering shall be set forth in Schedule II hereto. “Execution Time” means the date and time that this Agreement is executed and delivered by the parties hereto.
Rule 415 Offering means an offering of securities pursuant to Rule 415 which does not commence promptly after the effective date of a registration statement, with the result that only information required pursuant to Rule 415 need be included in such registration statement at the effective date thereof with respect to the securities so offered. Whether the offering of the Securities is a Rule 430A Offering or a Rule 415 Offering shall be set forth in Schedule I hereto.
Rule 415 Offering means an offering under Rule 415 under the 1933 Act that is made in Canada pursuant to Section 3.7;
Rule 415 Offering. An offering on a delayed or continuous basis pursuant to Rule 415 promulgated by the Commission pursuant to the Securities Act, as such rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission as a replacement thereto having substantially the same effect as such rule.
Rule 415 Offering means any offering involving registration of securities on a "shelf" registration statement pursuant to Section 415 under the Securities Act (or any successor provisions of such Acts) or any other registration of securities on a continuous or delayed basis.
Rule 415 Offering is defined in Section 2.1 of this Agreement.