SEC Rule 145 definition

SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.
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SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities
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SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act including the relevant no-action letters then interpreting such rule.
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Examples of SEC Rule 145 in a sentence

  • Notwithstanding the foregoing, the obligations described in this Section 3.12 shall not apply to a registration relating solely to employee benefit plans on Form S-1 or Form S-8 or similar forms which may be promulgated in the future, or a registration relating solely to a SEC Rule 145 transaction on Form S-4 or similar forms which may be promulgated in the future.

  • Id. As of 2017, there are approximately 1,160,000 individuals on the watch- list, of which 4,640 are U.S. Persons.

  • Many of the personnel providing the service may also be the same, having been transferred from the council to the new body.

  • Notwithstanding the foregoing, the obligations described in this Section 2.12 shall not apply to a registration relating solely to employee benefit plans on Form S-1 or Form S-8 or similar forms which may be promulgated in the future, or a registration relating solely to an SEC Rule 145 transaction on Form S-4 or similar forms which may be promulgated in the future.

  • All such accounts payable added after the date hereof to Schedule 2.1(o)(i)(b) shall have been incurred in the ordinary course of business for goods or services received by the Company.

  • For the avoidance of doubt, registration by the Company of options or shares of employees or consultants, and registration of securities in an SEC Rule 145 transaction, shall not be deemed to constitute a Piggy-Back Underwritten Offering.

  • Notwithstanding the foregoing, the obligations described in this Section 2.13 shall not apply to a registration relating solely to employee benefit plans on Form S-1 or Form S-8 or similar forms which may be promulgated in the future, or a registration relating solely to an SEC Rule 145 transaction on Form S-4 or similar forms which may be promulgated in the future.

  • Notwithstanding the foregoing, the obligations described in this Section 10(f) shall not apply to a registration relating solely to employee benefit plans on Form S-1 or Form S-8 or similar forms which may be promulgated in the future, or a registration relating solely to an SEC Rule 145 transaction.

  • Notwithstanding the foregoing, the obligations described in this Section 14 will not apply to a registration relating solely to employee benefit plans on Form S-1 or Form S-8 or similar forms which may be promulgated in the future, or a registration relating solely to an SEC Rule 145 transaction on Form S-4 or similar forms which may be promulgated in the future.

  • There are several methods of computing the rate of returns on investment in education, but only two are predominant.


More Definitions of SEC Rule 145

SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act as such rule may be amended from time to time, or any similar successor rule that may be promulgated by the SEC.
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SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act. Shareholders’ Agreement 3 Confidential
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SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act. The term “Violation” -- means losses, claims, damages, or liabilities (joint or several) to which a party hereto may become subject under the Securities Act, the Exchange Act or other federal or state law, insofar as such losses, claims, damages, or liabilities (or actions in respect thereof) arise out of or are based upon any of the following statements, omissions or violations: (i) any untrue statement or alleged untrue statement of a material fact contained in such registration statement, including any preliminary prospectus or final prospectus contained therein or any amendments or supplements thereto, (ii) the omission or alleged omission to state therein a material fact required to be stated therein, or necessary to make the statements therein not misleading, or (iii) any violation or alleged violation by any other party hereto, of the Securities Act, the Exchange Act, any state securities law or any rule or regulation promulgated under the Securities Act, the Exchange Act or any state securities law.
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Related to SEC Rule 145

  • SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • Form S-3 means such form under the Securities Act as in effect on the date hereof or any registration form under the Securities Act subsequently adopted by the SEC that permits incorporation of substantial information by reference to other documents filed by the Company with the SEC.

  • 1933 Act means the Securities Act of 1933, as amended.

  • Securities Act means the Securities Act of 1933, as amended.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Form S-1 shall have the meaning given in subsection 2.1.1.

  • 1934 Act means the Securities Exchange Act of 1934, as amended.