SEC Rule 144 definition

SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act. “SEC Rule 145” means Rule 145 promulgated by the SEC under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act and any successor provision. 1.15 “SEC Rule 405” means Rule 405 promulgated by the SEC under the Securities Act and any successor provision.

Examples of SEC Rule 144 in a sentence

  • The Company will not require such a legal opinion or “no action” letter (x) in any transaction in compliance with SEC Rule 144; or (y) in any transaction in which such Holder distributes Restricted Securities to an Affiliate of such Holder for no consideration; provided that each transferee agrees in writing to be subject to the terms of this Section 2.12.


More Definitions of SEC Rule 144

SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act including the relevant no-action letters then interpreting such rule.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act, as amended, or any successor provision thereto.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act, as such rule may be amended from time to time, or any similar successor rule that may be promulgated by the SEC.
SEC Rule 144 means Rule 144 promulgated by the SEC under the authority of the Securities Act and codified at 17 C.F.R. §
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act, or any other similar or successor rule or regulation of the SEC that may at any time permit the Holders to sell securities of the Acquiror to the public without registration.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act. “Securities Act” means the Securities Act of 1933, as amended.