SEC Rule 144 definition

SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act. “SEC Rule 145” means Rule 145 promulgated by the SEC under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities

Examples of SEC Rule 144 in a sentence

  • In this connection, such Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.

  • Holder represents that it is familiar with SEC Rule 144, and understands the resale limitations imposed thereby and by the Securities Act.

  • Accordingly, Optionee hereby acknowledges that Optionee is prepared to hold the Purchased Shares for an indefinite period and that Optionee is aware that SEC Rule 144 issued under the 1933 Act which exempts certain resales of unrestricted securities is not presently available to exempt the resale of the Purchased Shares from the registration requirements of the 1933 Act.

  • Notwithstanding the foregoing, the Company shall not require any transferee of shares pursuant to an effective registration statement or, following the IPO, SEC Rule 144, in each case, to be bound by the terms of this Agreement.

  • In this connection, the Investor represents that it is familiar with SEC Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Act.


More Definitions of SEC Rule 144

SEC Rule 144 means Rule 144 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act including the relevant no-action letters then interpreting such rule.
SEC Rule 144 means Rule 144 promulgated by the SEC under the authority of the Securities Act and codified at 17 C.F.R. §
SEC Rule 144 means Rule 144 promulgated by the Securities and Exchange Commission under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act (or any successor provision
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act (or any successor rule promulgated thereafter by the SEC). “Securities Act” means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder.
SEC Rule 144 means Rule 144 promulgated by the SEC under the DocuSign Envelope ID: 56AB6408-9B5D-4237-B130-D82A44DFCA8F DocuSign Envelope ID: 4460DB1A-C9E3-45EB-A068-2125D01354BF Securities Act. Securities Act.  DocuSign Envelope ID: 56AB6408-9B5D-4237-B130-D82A44DFCA8F DocuSign Envelope ID: 4460DB1A-C9E3-45EB-A068-2125D01354BF