SEC Rule 144 definition

SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act. “SEC Rule 145” means Rule 145 promulgated by the SEC under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act, as amended.

Examples of SEC Rule 144 in a sentence

  • The Company shall provide for the transfer, upon request of the Purchaser, or removal of any legends upon the Securities, all as may be allowed in accordance with SEC Rule 144 and provide any required opinions of counsel to the Company’s transfer agents, at the Purchaser’s cost and expense (“Legal Counsel Opinion”).

  • The Company shall make generally available such information as may be necessary under SEC Rule 144 to allow for the resale of Securities by the Purchaser for at least three (3) years after the final Closing of the offering.

  • The requestor should also be prepared to comply with SEC Rule 144 and file a Form 144, if necessary, at the time of any sale.


More Definitions of SEC Rule 144

SEC Rule 144 means Rule 144 promulgated under the SEC by the Securities Act;
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act including the relevant no-action letters then interpreting such rule.
SEC Rule 144 means Rule 144 promulgated by the SEC under the authority of the Securities Act and codified at 17 C.F.R. §
SEC Rule 144 means Rule 144 promulgated by the Securities and Exchange Commission under the Securities Act.
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act (or any successor provision
SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act, as such rule may be amended from time to time, or any similar successor rule that may be promulgated by the SEC.
SEC Rule 144 shall have the meaning ascribed to it in Section 7.2.