Rule 430B definition

Rule 430B and “Rule 433” refer to such rules under the Act.
Rule 430B and “Rule 433” shall mean, in each case, such rule promulgated by the Commission under the Securities Act (or any successor provision), as the same may be amended or succeeded from time to time.
Rule 430B. “Rule 433”, “Rule 456”, “Rule 457” and “Rule 462” refer to such rules under the Act.

Examples of Rule 430B in a sentence

  • If any sales are made pursuant to this Agreement which are not made in “at the market” offerings as defined in Rule 415, including, without limitation, any Placement pursuant to a Terms Agreement, the Company shall file a Prospectus Supplement describing the terms of such transaction, the amount of Shares sold, the price thereof, the Manager’s compensation, and such other information as may be required pursuant to Rule 424 and Rule 430B, as applicable, within the time required by Rule 424.


More Definitions of Rule 430B

Rule 430B and “Rule 433” refer to such rules under the Securities Act.
Rule 430B means Rule 430B under the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC.
Rule 430B and “Rule 462” mean, in each case, such rule promulgated under the Securities Act (or any successor provision) by the SEC, as the same will be amended from time to time, or any successor rule then in force.
Rule 430B and “Rule 462” refer to such rules under the Act.
Rule 430B and “Rule 433” refer to such rules under the 1933 Act.
Rule 430B refers to Rule 430B under the 1933 Act.
Rule 430B means Rule 430B promulgated by the Commission pursuant to the Securities Act.