Rule 497 definition

Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.
Rule 497. Rule 430A,” “Rule 433” and “Rule 462(b)” refer to such rules under the 1933 Act.
Rule 497 refers to such rule (or any successor rule or rules) under -------- the Securities Act (as defined in Section 2 below).

Examples of Rule 497 in a sentence

  • All filings with the Commission required by Rule 497 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 497 under the Securities Act.

  • The Prospectus shall have been filed with the Commission in accordance with Rule 497 under the 1933 Act.

  • The Company will promptly effect the filings necessary pursuant to Rule 497 and will take such steps as it deems necessary to ascertain promptly whether the form of prospectus transmitted for filing under Rule 497 was received for filing by the Commission and, in the event that it was not, it will promptly file such prospectus.

  • The Preliminary Prospectus when first filed under Rule 497 and as of its date complied in all material respects with the 1933 Act, and when filed by electronic transmission pursuant to EDGAR (except as may be permitted by Regulation S-T under the 1933 Act), was substantially identical to the copy thereof delivered to the Underwriters for use in connection with this Offering.

  • A final prospectus containing the Rule 430C Information shall have been filed with the Commission in accordance with Rule 497.


More Definitions of Rule 497

Rule 497 refers to such rule (or any successor rule or rules) under the Securities Act (as defined in Section 2 below).
Rule 497 refers to Rule 497(a) under the 1933 Act, as applicable.
Rule 497 means Rule 497 promulgated by the Commission pursuant to the Securities Act, as such rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission as a replacement thereto having substantially the same effect as such rule.
Rule 497 refer to such rules under the Act. "Rule 430A Information" means information with respect to the Securities and the offering thereof permitted to be omitted from the Registration Statement when it becomes effective pursuant to Rule 430A.
Rule 497 refers to Rule 497(a) under the Securities Act.
Rule 497 refers to such rule (or any successor rule(s)) under the Securities Act.
Rule 497. Rule 497 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar Rule or regulation hereafter adopted by the Commission as a replacement thereto having substantially the same effect as such rule.