ORDINARY COURSE BROKER DEALER SHARES definition

ORDINARY COURSE BROKER DEALER SHARES means those shares of Hexcel Common Stock which are acquired by any Person solely in connection with the activities of a broker or dealer registered under Section 15 of the Exchange Act (i) as a result of underwriting activities in connection with a registration statement filed by Hexcel (including any shares acquired for the investment account of a broker or dealer in connection with such underwriting activities), (ii) as a result of the exercise of investment or voting discretion authority with respect to any of such Person's customer accounts, or (iii) in good faith in connection with a debt previously contracted; provided, in each case, that the Person engaging in such activities does not Beneficially Own such shares of Hexcel Common Stock.
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ORDINARY COURSE BROKER DEALER SHARES means Common Shares, the beneficial ownership of which is acquired in connection with the activities of a broker or dealer registered under Section 15 of the Exchange Act, including, but not limited to, the acquisitions of beneficial ownership of such shares as a result of any market-making or underwriting activities (including any shares acquired for the investment account of a broker or dealer in connection with such underwriting activities), or the acquisition of Common Shares as a result of the exercise of investment or voting discretion authority with respect to any of its customer accounts, or the acquisition in good faith of such shares in connection with a debt previously contracted.
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ORDINARY COURSE BROKER DEALER SHARES means those shares of the Corporation's Common Stock which are acquired by any Person solely in connection with the activities of a broker or dealer registered under Section 15 of the Exchange Act (i) as a result of underwriting activities in connection with a registration statement filed by Hexcel (including any shares acquired for the investment account of a broker or dealer in connection with such underwriting activities), (ii) as a result of the exercise of investment or voting discretion authority with respect to any of such Person's customer accounts, or (iii) in good faith in connection with a debt previously contracted; provided, in each case, that the Person engaging in such activities does not Beneficially Own such shares of the Corporation's Common Stock.
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More Definitions of ORDINARY COURSE BROKER DEALER SHARES

ORDINARY COURSE BROKER DEALER SHARES means shares, the beneficial ownership of which is acquired in the ordinary course of the activities of a broker or dealer registered under Section 15 of the Exchange Act, as amended, and not with the purpose nor with the effect of changing or influencing the control of the Corporation, nor in connection with nor as a participant in any transaction having such purpose or effect, including, but not limited to, the acquisition of beneficial ownership of such securities as a result of any market-making or underwriting activities (including any shares acquired for the investment account of a broker or 3 dealer in connection with such underwriting activities), or the purchase or exercise of investment or voting discretion authority over any of its customer accounts, or the acquisition in good faith of such securities in connection with a debt previously contracted.
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ORDINARY COURSE BROKER DEALER SHARES means shares, the beneficial ownership of which is acquired in the ordinary course of the activities of a broker or dealer registered under Section 15 of the Exchange Act, and not with the purpose nor with the effect of changing or influencing the control of the Company, nor in connection with nor as a participant in any transaction having such purpose or effect, including, but not limited to, the acquisition of beneficial ownership of such securities as a result of any market-making or underwriting activities, or the purchase or exercise of investment or voting discretion authority over any of its customer accounts, or the acquisition in good faith of such securities in connection with a debt previously contracted.
Sample 1
ORDINARY COURSE BROKER DEALER SHARES means shares, the beneficial ownership of which is acquired in the ordinary course of the activities of a broker or dealer registered under Section 15 of the Exchange Act, as amended, and not with the purpose nor with the effect of changing or influencing the control of the Company, nor in connection with nor as a participant in any transaction having such purpose or effect, including, but not limited to, the acquisition of beneficial ownership of such securities as a result of any market-making or underwriting activities (including any shares acquired for the investment account of a broker or dealer in connection with such underwriting activities), or the purchase or exercise of investment or voting discretion authority over any of its customer accounts, or the acquisition in good faith of such securities in connection with a debt previously contracted.
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Related to ORDINARY COURSE BROKER DEALER SHARES

  • Broker-Dealer Subsidiary means any Subsidiary that is registered as a broker-dealer under the Exchange Act or any other applicable law requiring similar registration.

  • Broker-Dealer Agreement means each agreement between the Auction Agent and a Broker-Dealer substantially in the form attached hereto as Exhibit A.

  • Restricted Broker-Dealer Any Broker-Dealer which holds Broker-Dealer Transfer Restricted Securities.

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Broker-Dealer Any broker or dealer registered under the Exchange Act.

  • Participating Broker-Dealer has the meaning set forth in the Registration Rights Agreement.

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Permitted Securities means any of the following:

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company).

  • Qualified Initial Public Offering means a firm underwritten offering of the Company pursuant to a registration statement under the Securities Act (i) of common Capital Stock having an aggregate gross offering price of at least $50,000,000 and (ii) reasonably expected to result in more than 100 holders of record of Voting Stock of the Company (exclusive of holdings of Affiliates and employees of the Company).

  • Broker Dealer of Record means GWM Limited or any successor or replacement thereto or any other entity appointed as broker dealer of record in accordance with the terms of the Broker Dealer of Record Agreement.

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e).

  • Dealer Manager Agreement shall have the meaning set forth in the preamble.

  • Permitted Securitization Transaction Any financing transaction undertaken by the Seller or an Affiliate of the Seller that is secured, directly or indirectly, by the Collateral or any portion thereof or any interest therein, including any sale, lease, whole loan sale, asset securitization, secured loan or other transfer.

  • Permitted Holder Group shall have the meaning assigned to such term in the definition of “Permitted Holders.”

  • Forward Hedge Selling Commission means, for any Forward Contract, the product of (x) the Forward Hedge Selling Commission Rate for such Forward Contract and (y) the Volume-Weighted Hedge Price.

  • Permitted Holders means (a) the Investors and (b) any Person with which one or more Investors form a “group” (within the meaning of Section 14(d) of the Exchange Act) so long as, in the case of this clause (b), the relevant Investors beneficially own more than 50% of the relevant voting stock beneficially owned by the group.

  • Private Exchange Securities shall have the meaning set forth in Section 2(a) hereof.

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Unrestricted Securities means one or more Securities that do not and are not required to bear the Private Placement Legend in the form set forth in Exhibit A hereto, including, without limitation, the Exchange Securities and any Securities registered under the Securities Act pursuant to and in accordance with the Registration Rights Agreement.

  • Qualified Securitization Transaction means any transaction or series of transactions that may be entered into by the Company or any of its Restricted Subsidiaries pursuant to which the Company or any of its Subsidiaries may sell, convey or otherwise transfer to:

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • Qualified Independent Underwriter means a “qualified independent underwriter” within the meaning of FINRA Rule 5121.