Order Instituting Proceedings definition

Order Instituting Proceedings means a written order issued by the Di- rector to initiate a civil penalty hear- ing.
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Order Instituting Proceedings means an order issued by the Commission commencing a proceeding or an order issued by the Commission to hold a hearing;
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Order Instituting Proceedings means a written order issued by the Director to initiate a civil penalty hearing.
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Examples of Order Instituting Proceedings in a sentence

  • The Director shall cause any Prepenalty Notice, Penalty Notice, Ac- knowledgment of Hearing Request, Order Instituting Proceedings, and other related orders and decisions, or any amendments or supplements there- to, to be served upon the respondent.

  • The Director’s interrogatories shall be served by the later of 30 days after the receipt of service of respondent’s interrogatories or 40 days after issuance of the Order Instituting Proceedings if no interrog- atories are filed by respondent.

  • Unless otherwise directed by the Ad- ministrative Law Judge, an answer shall specifically admit, deny, or state that the respondent does not have, and is unable to obtain, sufficient informa- tion to admit or deny each allegation in the Order Instituting Proceedings.

  • The Di- rector may combine claims contained in two or more Penalty Notices involv- ing the same respondent, and for which hearings have been requested, into a single Order Instituting Proceedings.

  • The Director may, in his or her discretion, withdraw an Order Instituting Proceedings at any time prior to the issuance of a de- cision by the Administrative Law Judge.

  • In deciding whether to determine the proceedings against a party deemed to be in default, the Administrative Law Judge shall consider the record of the proceedings (including the Order Instituting Proceedings) and shall con- strue contested matters of fact and law against the party deemed to be in de- fault.

  • Upon motion by the Direc- tor, the Administrative Law Judge may, at any time prior to issuance of a decision, permit the Director to amend an Order Instituting Proceedings to in- clude new matters of fact or law that are within the scope of the original Order Instituting Proceedings.

  • CFTC Order” means the Order Instituting Proceedings Pursuant to Sections 6(c) and 6(d) of the Commodity Exchange Act, Making Findings, and Imposing Remedial Sanctions, In re: Barclays PLC, Barclays Bank PLC and Barclays Capital Inc., CFTC Docket No. 15-25 (May 20, 2015).

  • Plan; Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amend.

  • Notification of Commencement of Disciplinary Proceedings 90 (a) Notice 90 (b) Content of Order Instituting Proceedings 90 (c) Notice of a Hearing on a Registration Application 91 (d) Amendment to Order Instituting Proceedings 91 Rule 5202.


More Definitions of Order Instituting Proceedings

Order Instituting Proceedings means an order issued by the Commission commencing a proceeding or an order issued by the Commission to hold a hearing; Securities and Exchange Commission § 201.102
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Related to Order Instituting Proceedings

  • Formal proceedings means proceedings conducted before a judge with notice to interested persons.

  • CCAA Proceedings means the proceedings commenced by the Applicant under the CCAA as contemplated by the Initial Order;

  • criminal proceedings means criminal proceedings in relation to which the strict rules of evidence apply;

  • winding-up proceedings means collective proceedings involving realisation of the assets and distribution of the proceeds among the creditors, shareholders or members as appropriate, which involve any intervention by administrative or judicial authorities, including where the collective proceedings are terminated by a composition or other analogous measure, whether or not they are founded on insolvency or are voluntary or compulsory;

  • Informal proceedings means proceedings for probate of a will or appointment of a personal representative conducted by the probate register without notice to interested persons.

  • Administrative proceeding means a non-judicial process that is adjudicatory in nature in order to make a determination of fault or liability (e.g., Securities and Exchange Commission Administrative Proceedings, Civilian Board of Contract Appeals Proceedings, and Armed Services Board of Contract Appeals Proceedings). This includes administrative proceedings at the Federal and State level but only in connection with performance of a Federal contract or grant. It does not include agency actions such as contract audits, site visits, corrective plans, or inspection of deliverables.

  • Bankruptcy Proceedings has the meaning set forth in clause (b) of paragraph 9 hereof.

  • Disciplinary proceeding means an adjudicative proceeding permitted under this

  • Criminal proceeding means a proceeding instituted by means of the swearing of an information, the laying of a charge or the return of an indictment, before a Court of competent jurisdiction in Canada with jurisdiction to hear and determine the charges referred to therein, alleging or charging that the "Insured" has contravened the provisions of any Provincial or Federal statute, including the Criminal Code, R.S.C. 1985 ch. C-46 as amended, which creates an offence or crime and which provides for conviction thereunder, whether by way of summary conviction or indictment, and as a result of which the "Insured" is liable to be convicted, fined or sentenced to some form of imprisonment or other punishment.

  • Delinquency proceeding means a proceeding instituted against an insurer for the purpose of liquidating, rehabilitating, reorganizing or conserving the insurer, and a summary proceeding under section 507C.9 or 507C.10. “Formal delinquency proceeding” means any liquidation or rehabilitation proceeding.

  • dispute resolution proceeding ’ means any process in which an alternative means of dispute resolution is used to resolve an issue in controversy in which a neutral is appointed and specified parties participate;

  • civil proceedings means any proceedings in or before any court or tribunal that are not criminal proceedings;

  • Environmental Proceedings means any judicial or administrative proceedings arising from or in any way associated with any Environmental Requirement.

  • Child custody proceeding means a proceeding in which legal custody, physical custody, or visitation with respect to a child is an issue. The term includes a proceeding for divorce, separation, neglect, abuse, dependency, guardianship, paternity, termination of parental rights, and protection from domestic violence in which the issue may appear. The term does not include a proceeding involving juvenile delinquency, contractual emancipation, or enforcement under Part 3 of this Article.

  • Adjudicatory proceeding means a contested case, a proceeding that may culminate in a contested case, a petition for declaratory order, a petition for expedited resolution of a negotiability dispute, or any other proceeding which may require the board or its designee to issue a decision, order, or ruling.

  • relevant proceedings means proceedings for contempt of court or proceedings under Schedule 2 to the Anti-social Behaviour, Crime and Policing Act 2014;

  • Protective proceeding means a judicial proceeding in which a protective order is sought or has been issued.

  • ADR Proceeding means either an Arbitration or a Mediation.

  • Bond proceedings means, collectively, this Resolution, the Certificate of Award, the Continuing Disclosure Agreement, the Registrar Agreement, the Purchase Agreement, and such other proceedings of the Board, including the Bonds, that provide collectively for, among other things, the rights of holders and beneficial owners of the Bonds.

  • Insolvency Proceedings means bankruptcy, liquidation or other collective judicial or administrative proceedings, including interim proceedings, in which the assets and affairs of the debtor are subject to control or supervision by a court for the purposes of reorganisation or liquidation;

  • Complaints Procedure means the School's procedure for handling complaints from parents, as amended from time to time for legal or other substantive reasons, or in order to assist the proper administration of the School. It does not form part of the contract between you and the School. A copy of the most up-to-date procedure is on the School's website and is otherwise available from the School at any time upon request;

  • Criminal justice agency means (i) a court or any other governmental agency or subunit thereof

  • Legal Proceedings means any judicial, administrative or arbitral actions, suits, proceedings (public or private) or governmental proceedings.

  • Dispute Resolution Process means the process described in clause 9

  • Pendency of the procurement process means the time period commencing with the public notice of the request for proposals and ending with the award of the contract or the cancellation of the request for proposals.

  • Institution of higher learning means an educational institution located within this state meeting all of the following requirements: