Disciplinary proceeding definition

Disciplinary proceeding means an adjudicative proceeding permitted under this

Disciplinary proceeding means any proceeding under the authority of each board pursuant to which licensee discipline may be imposed.

Disciplinary proceeding means any inquiry, investigation, disciplinary proceeding, summary imposition of fines, summary suspension or other summary action conducted pursuant to Chapter 7 of the Rules.

Examples of Disciplinary proceeding in a sentence

• Members of the Disciplinary Panel or the Appeal Panel, as applicable, shall not knowingly make or cause to be made an ex parte communication relevant to the merits of a Disciplinary Proceeding to any Person subject to such proceeding, the Market Regulation Department or any legal counsel or other representative of such Person or the Market Regulation Department.

• Any Person subject to the Company’s jurisdiction may be represented in a Disciplinary Proceeding by legal counsel or any other representative of its choosing at its own expense.

• No Company Official, Director or Officer will interfere with or attempt to influence the process or resolution of any Disciplinary Proceeding, except to the extent provided under the Rules with respect to a Disciplinary Proceeding in which an Officer or Company Official is a member of the enforcement staff or a Director is a member of the relevant Disciplinary Panel or Appeal Panel.

• A Person shall not be deemed to have violated this Rule if the Person refuses an attempted communication concerning the merits of a Disciplinary Proceeding as soon as it becomes apparent the communication concerns the merits.

• The Appeal Panel may only consider new evidence when the Appeals Panel determines that good cause exists as to why the evidence was not introduced during the Disciplinary Proceeding.

More Definitions of Disciplinary proceeding

Disciplinary proceeding means any proceeding under the authority of the board pursuant to which licensee discipline may be imposed.

Disciplinary proceeding means an adjudicative proceeding permitted

Disciplinary proceeding means all activities related to the University’s non-criminal resolution of a report to the University of Prohibited Conduct, including, but not limited to, fact-finding investigations, formal or informal meetings, and hearings. “Disciplinary proceeding” does not include communications and meetings between Title IX Officials and a Complainant or a Respondent concerning supportive measures.

Disciplinary proceeding means any proceeding by a regulatory or disciplinary official, board or agency to investigate charges of professional misconduct in the performance of Professional Services.

Disciplinary proceeding means a proceeding brought by a governmental authority or self-regulatory body to investigate actual or alleged misconduct committed by a named insured in connection with the provision of “financial services” of a type otherwise covered by this policy for the named insured as set forth in the Named Insureds Endorsement.”

Disciplinary proceeding means a proceeding against one or more licensees in which the board may revoke, suspend, or limit a license, reprimand a licensee, or assess a forfeiture or require education or training under s. 452.14 (4m) or (4r).

Disciplinary proceeding means a proceeding in which the Bar is charging an attorney with misconduct in a formal complaint.