NZ Markets Disciplinary Tribunal definition

NZ Markets Disciplinary Tribunal means the body constituted by NZX under the NZ Markets Disciplinary Tribunal Rules as amended from time to time and where the context permits includes any division or duly authorised delegate of NZ Markets Disciplinary Tribunal;
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NZ Markets Disciplinary Tribunal has the meaning given in the NZSX Listing Rules; “NZSX” means the main board equity security market operated by NZX;
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Examples of NZ Markets Disciplinary Tribunal in a sentence

  • The Settlement Agreement is approved by the Tribunal pursuant to NZ Markets Disciplinary Tribunal Rule 8, and as such, the Settlement Agreement is the determination of the Tribunal.

  • NZX Regulation (“NZXR”) may refer breaches of the continuous disclosure rules to the NZ Markets Disciplinary Tribunal, which may impose penalties on issuers in respect of such breaches.

  • Under the NZ Markets Disciplinary Tribunal Rules, the Tribunal determines and imposes penalties for referrals made to it by NZX in relation to the conduct of parties regulated by the NZX market rules.

  • Thus, updating and maintaining the library, recommending essential reading are key concerns of this committee.

  • NZX shall appoint NZ Markets Disciplinary Tribunal which shall have the powers, rights and discretions set out in the NZ Markets Disciplinary Tribunal Rules which are incorporated by reference into these Rules.

  • The Settlement Agreement is approved by the Tribunal pursuant to Rule 10 of the NZ Markets Disciplinary Tribunal Rules (“ NZMDT Rules”), and as such, the Settlement Agreement is the determination of the Tribunal.

  • In the event that NZX does not reverse the decision, the Advisor may apply in writing for NZX to refer the matter to NZ Markets Disciplinary Tribunal and NZX shall refer any such decision to NZ Markets Disciplinary Tribunal.

  • In a public censure of Rakon Limited by the NZ Markets Disciplinary Tribunal (“tribunal”) released on 5 March 2014, the tribunal determined that “a proposal or negotiation can be complete for the purposes of Rule 10.1.1(a)(iii)(B) before it becomes legally binding” and that, generally, the appropriate point at which a proposal ceases to be an incomplete proposal or negotiation is “when both parties sign an agreement” See the full statement from the tribunal for further detail.

  • The NZ Markets Disciplinary Tribunal can require the settlement system operator to redetermine a claim for compensation if the settlement system operator has acted in bad faith.

  • In a public censure of Energy Mad by the NZ Markets Disciplinary Tribunal (“the tribunal”) released on 14 October 2013, the tribunal found that Energy Mad did not release Material Information in relation to a change in its forecast EBITDA for the FY2012 promptly enough, as required by NZX Main Board Listing Rule10.1.1. The tribunal noted that “financial projects and forecasts can be inherently commercially difficult, particularly for new issuers.

Related to NZ Markets Disciplinary Tribunal

  • Disciplinary Tribunal means the judicial body established to hear and decide all breaches of the Integrity Code of Conduct in accordance with the Rules and Regulations and such other matters as set out in the Constitution, Rules or Regulations.

  • Internal Market Buyer means a Market Buyer making purchases of energy from the PJM Interchange Energy Market for ultimate consumption by end-users inside the PJM Region that are served by Network Transmission Service.

  • External Market Buyer means a Market Buyer making purchases of energy from the PJM Interchange Energy Market for consumption by end-users outside the PJM Region, or for load in the PJM Region that is not served by Network Transmission Service.

  • Disciplinary Authority means the appointing authority or any other authority as may be specified to be the Disciplinary Authority in respect of any of the post/posts and includes all the authorities superior to the appointing authority.

  • Disciplinary Panel means the panel appointed pursuant to Rule 613(b) to conduct hearings in connection with disciplinary proceedings (other than summary impositions of fines pursuant to Rule 601(b)), to make findings, render decisions, and impose sanctions pursuant to Chapter 6 of the Rules. The Disciplinary Panel must meet the composition requirements set forth in Part 40 of the CFTC Regulations and the composition requirements set forth in Rule 613(b).

  • Financial Markets means international financial markets in which currency and other financial assets exchange rates are determined in multi-party trade.

  • Financial Markets Act means the Financial Markets Act, 2012 (Act No. 19 of 2012);

  • Appeal Tribunal means the all-citizen Tribunal duly appointed by Council to conduct hearings under this By-law; (200-08)

  • Disciplinary sanction means any action listed in s. UWS 14.04 taken in response to student academic misconduct.

  • disciplinary offence means an Indictable Offence and/or offences described as a Disciplinary Offence in paragraphs 5.3, 7.7, 9.2 and 11.5 of this Board Membership and Conduct Policy

  • Investigation Committee means the Investigation Committee appointed by the Board under Regulation 5 of these Regulations;

  • Multidisciplinary team means a membership of individuals who possess knowledge and skills related to the diagnosis, assessment, and disposition of dependent adult abuse cases and who are professionals practicing in the disciplines of medicine, public health, social work, law, law enforcement and other disciplines relative to dependent adults. Members of the team shall include, but are not limited to, persons representing the area agencies on aging, county attorneys, health care providers, and others involved in advocating or providing services for dependent adults.

  • Normal Market Size for CFD trading shall mean the maximum number of units of the Underlying Asset that are transmitted by the Company for execution.

  • Disciplinary Board means the Medical Disciplinary

  • Recognised Market means any stock exchange or market specified in the Prospectus provided that, with the exception of permitted investments in unlisted securities and off- exchange derivative instruments, investment in securities or financial derivative instruments will be made only in securities or financial derivative instruments listed or traded on an exchange or market (including derivative markets) which meets the regulatory criteria (regulated, operating regularly, recognised and open to the public) and which is listed in the Prospectus.

  • disciplinary law means a law regulating the discipline of any disciplined force;

  • Residual market mechanism means an arrangement, either voluntary or mandated by law, involving participation by insurers in the equitable apportionment among them of insurance which may be afforded applicants who are unable to obtain insurance through ordinary methods.

  • Small group market means the health insurance market under which individuals obtain health

  • Disciplinary Committee means any person or committee of persons, or any subcommittee thereof, that is author- ized by a self-regulatory organization to issue disciplinary charges, to con- duct disciplinary proceedings, to settle disciplinary charges, to impose dis- ciplinary sanctions or to hear appeals thereof.

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • exempt market dealer means a person or company registered in the category of exempt market dealer;

  • Abnormal Market Conditions means conditions contrary to Normal Markets Conditions e.g. when there is low liquidity in the market or rapid price movements in the market or Price Gaps.

  • Individual market means the market for health insurance coverage offered to individuals other than

  • Principal Market means the Nasdaq National Market, the Nasdaq SmallCap Market, the American Stock Exchange, the OTC Bulletin Board or the New York Stock Exchange, whichever is at the time the principal trading exchange or market for the Common Stock.

  • Pink OTC Markets means the OTC Markets Group Inc. electronic inter-dealer quotation system, including OTCQX, OTCQB and OTC Pink.

  • Arbitral Tribunal means a sole arbitrator or a panel of arbitrators;