Disciplinary Panel definition
Disciplinary Panel means the panel appointed by the Board at the recommendation of the Chief Regulatory Officer to act in an adjudicative role and fulfill various adjudicative responsibilities and duties described in Chapter 7.
Disciplinary Panel means the panel appointed pursuant to Rule 613(b) to conduct hearings in connection with disciplinary proceedings (other than summary impositions of fines pursuant to Rule 601(b)), to make findings, render decisions, and impose sanctions pursuant to Chapter 6 of the Rules. The Disciplinary Panel must meet the composition requirements set forth in Part 40 of the CFTC Regulations and the composition requirements set forth in Rule 613(b).
Disciplinary Panel means the panel appointed pursuant to Rule 709 to conduct hearings in connection with disciplinary proceedings (other than summary impositions of fines pursuant to Rule 717) to make findings, render decisions and impose sanctions pursuant to Chapter 7 of the Rules.
Examples of Disciplinary Panel in a sentence
If you appeal against a decision of a Disciplinary Panel to withdraw you, the withdrawal will be deferred until the Appeals Panel has taken place.
You (together with an adviser if you wish) will have a full opportunity to answer the complaint at a meeting of the Council’s Disciplinary Panel held in the absence of the public and the press.
The Disciplinary Panel may make enquiries and ask witnesses to attend.
The Disciplinary Panel is held as soon as practicable and normally within 20 working days after the initial meeting.
Normally, we will tell you the decision of the Disciplinary Panel within one hour of the end of the hearing.
More Definitions of Disciplinary Panel
Disciplinary Panel means the panel appointed by the Chief Compliance Officer to act in an adjudicative role and fulfill various adjudicative responsibilities and duties described in Section 6 of the SEF Rules.
Disciplinary Panel means, as the context may require, either or both of a Review Panel and a Hearing Panel.
Disciplinary Panel means one or more Review Panels and one or more Hearing Panels collectively which are responsible for conducting hearings, rendering decisions and imposing sanctions with respect to disciplinary matters.
Disciplinary Panel means a disciplinary panel convened pursuant to Rule E.4.4; "EFRPs" has the meaning given to the term in the Trading Procedures;
Disciplinary Panel means a panel appointed from time to time by the Disciplinary Committee constituted as set out in Annex 3
Disciplinary Panel means the members of the FIE Disciplinary Panel appointed by FIE to perform the functions assigned to it in these Rules.
Disciplinary Panel means the panel appointed in accordance with paragraph 7 of the Policy. ‘Disciplinary Panel Chair’ means the person so appointed in accordance with paragraph 7.1 of the Policy. ‘Investigator’ means the person so appointed to investigate a reported disciplinary matter.