Disciplinary Panel definition

Disciplinary Panel means the panel appointed by the Board at the recommendation of the Chief Regulatory Officer to act in an adjudicative role and fulfill various adjudicative responsibilities and duties described in Chapter 7.

Disciplinary Panel means the panel appointed pursuant to Rule 613(b) to conduct hearings in connection with disciplinary proceedings (other than summary impositions of fines pursuant to Rule 601(b)), to make findings, render decisions, and impose sanctions pursuant to Chapter 6 of the Rules. The Disciplinary Panel must meet the composition requirements set forth in Part 40 of the CFTC Regulations and the composition requirements set forth in Rule 613(b).

Disciplinary Panel means the panel appointed pursuant to Rule 709 to conduct hearings in connection with disciplinary proceedings (other than summary impositions of fines pursuant to Rule 717) to make findings, render decisions and impose sanctions pursuant to Chapter 7 of the Rules.

Examples of Disciplinary Panel in a sentence

Each member of the Disciplinary Panel shall serve for a term of two calendar years from the date of his or her appointment, and until the due appointment of his or her successor, or until his or her earlier resignation or removal, with or without cause, as a member of the Disciplinary Panel.
The Chief Judge shall appoint three judges of the Court to be known as the Disciplinary Panel and shall appoint two additional judges to serve as alternate members.
Upon presentation to the Disciplinary Panel of a certified copy of a court record demonstrating that an attorney subject to these Rules has been found guilty of a felony in any court, the attorney shall be immediately suspended from practicing before this Court by order of the Disciplinary Panel, whether the finding resulted from a plea of guilty or nolo contendere or from a verdict after trial or otherwise, and regardless of the pendency of an appeal.
The Disciplinary Panel may defer entry of the order or set aside an order of suspension when it appears to the Panel in the interest of justice to do so.
The Disciplinary Panel may, in its discretion, schedule a hearing.

More Definitions of Disciplinary Panel

Disciplinary Panel means the panel appointed by the Chief Compliance Officer to act in an adjudicative role and fulfill various adjudicative responsibilities and duties described in Section 6 of the SEF Rules.

Disciplinary Panel means, as the context may require, either or both of a Review Panel and a Hearing Panel.

Disciplinary Panel means one or more Review Panels and one or more Hearing Panels collectively which are responsible for conducting hearings, rendering decisions and imposing sanctions with respect to disciplinary matters. At least one member of the Disciplinary Panel must be a Person who would not be disqualified from serving as a Public Director.

Disciplinary Panel means a panel appointed from time to time by the Disciplinary Committee constituted as set out in Annex 3

Disciplinary Panel means a disciplinary panel convened pursuant to Rule E.4.4; "EFRPs" has the meaning given to the term in the Trading Procedures;

Disciplinary Panel means the panel appointed in accordance with paragraph 7 of the Policy. ‘Disciplinary Panel Chair’ means the person so appointed in accordance with paragraph 7.1 of the Policy. ‘Investigator’ means the person so appointed to investigate a reported disciplinary matter.