Disciplinary Panel definition

Disciplinary Panel means the panel appointed pursuant to Rule 613(b) to conduct hearings in connection with disciplinary proceedings (other than summary impositions of fines pursuant to Rule 601(b)), to make findings, render decisions, and impose sanctions pursuant to Chapter 6 of the Rules. The Disciplinary Panel must meet the composition requirements set forth in Part 40 of the CFTC Regulations and the composition requirements set forth in Rule 613(b).

Disciplinary Panel means the panel appointed by the Board at the recommendation of the Chief Regulatory Officer to act in an adjudicative role and fulfill various adjudicative responsibilities and duties described in Chapter 7.

Disciplinary Panel means the panel appointed pursuant to Rule 709 to conduct hearings in connection with disciplinary proceedings (other than summary impositions of fines pursuant to Rule 717) to make findings, render decisions and impose sanctions pursuant to Chapter 7 of the Rules.

Examples of Disciplinary Panel in a sentence

• The Exchange, through the Exchange Regulation Department and the Disciplinary Panel, will conduct inquiries, Investigations, disciplinary proceedings and appeals from disciplinary proceedings, summary impositions of fines, summary suspensions or other summary actions in accordance with this Chapter 6.

• A failure of the Disciplinary Panel to act within the time prescribed in Rule 605(b)(i) shall not prevent the Chief Compliance Officer or the Chief Regulatory Officer from acting pursuant to Rule 605(a).

• An appeal against the decision of the Disciplinary Panel can be submitted by the school (for participants, coaches, and TMs) and / or the official to the Council, whose decision shall be final ( Refer to Para.

• All information, records, materials and documents provided to the Disciplinary Panel and all deliberations, testimony, information, records, materials and documents related thereto shall be treated as non-public and confidential and shall not be disclosed, except as necessary to further an Investigation or as required by law.

• No individual appointed to an Appeal Panel shall be a member of the Exchange Regulation Department or have been a member of any Disciplinary Panel involved in the matters on appeal.

More Definitions of Disciplinary Panel

Disciplinary Panel means the panel appointed by the Chief Compliance Officer to act in an adjudicative role and fulfill various adjudicative responsibilities and duties described in Section 6 of the SEF Rules.

Disciplinary Panel means, as the context may require, either or both of a Review Panel and a Hearing Panel.

Disciplinary Panel means one or more Review Panels and one or more Hearing Panels collectively which are responsible for conducting hearings, rendering decisions and imposing sanctions with respect to disciplinary matters. At least one member of the Disciplinary Panel must be a Person who would not be disqualified from serving as a Public Director.

Disciplinary Panel means one or more Review Panels and one or more Hearing Panels collectively which are responsible for conducting hearings, rendering decisions and imposing sanctions with respect to disciplinary matters.

Disciplinary Panel means a disciplinary panel convened pursuant to Rule E.4.4; "EFRPs" has the meaning given to the term in the Trading Procedures;

Disciplinary Panel means a panel appointed from time to time by the Disciplinary Committee constituted as set out in Annex 3

Disciplinary Panel means the panel appointed in accordance with paragraph 7 of the Policy. ‘Disciplinary Panel Chair’ means the person so appointed in accordance with paragraph 7.1 of the Policy. ‘Investigator’ means the person so appointed to investigate a reported disciplinary matter.