Examples of JMP Group Inc. in a sentence
JMP Group Inc., a Delaware corporation (the “Company”), hereby issues to the Grantee (the “Grantee”) named in the Notice of Restricted Stock Unit Award (the “Notice”) an award (the “Award”) of the Total Number of Restricted Stock Units Awarded set forth in the Notice (the “Units”), subject to the Notice, this Restricted Stock Unit Agreement (the “Agreement”) and the terms and provisions of the JMP Group Inc.
JMP Securities LLC is a wholly owned subsidiary of JMP Holding LLC, which is a wholly owned subsidiary of JMP Group Inc., which is a wholly owned subsidiary of JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC.
Xxxxx Title: Portfolio Manager Schedule I Investor No. of Shares Purchase Price JMP Group, Inc.
Pursuant to SEC filings as of March 16, 2011, HCS and JMP Group Inc.
The Company entered into the Prior Advisory Agreement concurrent and in connection with its private placement of Series A Preferred Stock to JMP Group Inc.
In addition, until its redemption on December 31, 2010, HCS and JMP Group Inc.
Common Stock they previously represented were converted in accordance with the Merger Agreement and (iii) each holder of JMP Group Inc.
Neither the Company nor, to the knowledge of the Company, any of its affiliates, (A) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act, or (B) directly, or indirectly through one or more intermediaries, controls or has any other association with (within the meaning of Article I of the By-laws of the Financial Industry Regulatory Authority (“FINRA”)) any member firm of FINRA, other than JMP Group Inc., the Placement Agent and their affiliates.
I have reviewed this Amendment No. 1 to the Annual Report of JMP Group Inc.
JMP Securities LLC is a direct, wholly owned subsidiary of JMP Holding LLC, which is a direct, wholly owned subsidiary of JMP Group Inc., which is a direct, wholly owned subsidiary of JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC.