Intermediary definition

Intermediary means “a person who actively participates in the facilitation of the contract or negotiating the contract, including a broker, adviser, attorney, or representative of or agent for the business entity who:
Intermediary means a person who:
Intermediary means any entity that in the ordinary course of its business maintains securities accounts for others and is acting in that capacity.

Examples of Intermediary in a sentence

Likewise, the law applicable to all issues in Article 2(1) of the Hague Convention on the Law Applicable to Certain Rights in respect of Securities Held with an Intermediary is the law in force in the Commonwealth of Massachusetts.

Each Fund agrees to pay Service Fees at an annual rate as set forth in Schedule 1 to this Agreement of up to 0.25% of the average net assets held in Fund accounts for which an Unregistered Intermediary has agreed to provide Services.

A Relevant Intermediary may appoint more than two proxies, but each proxy must be appointed to exercise the rights attached to a different share or shares held by him (which number and class of shares shall be specified).

Adjunct Professor of Law, Cornell Law School; Special Counsel, Division of Swap Dealer and Intermediary Oversight (DSIO), U.S. Commodity Futures Trading Commission (CFTC).

Please note, however, that if your shares are held of record by an Intermediary and you wish to vote at the meeting, you must obtain a proxy issued in your name from that Intermediary.


More Definitions of Intermediary

Intermediary means a person who:- • carries on a business which consists of, or includes, the receipt of payments from an investment undertaking on behalf of other persons; or • holds shares in an investment undertaking on behalf of other persons.
Intermediary means OpenDeal Portal LLC, a registered securities crowdfunding portal CRD#283874, or a qualified successor.
Intermediary means a person who:-
Intermediary means a person who: (i) carries on a business which consists of, or includes, the receipt of payments from an investment undertaking on behalf of other persons; or (ii) holds Participating Shares in an investment undertaking on behalf of other persons;
Intermediary for purposes of this rule, means a person:
Intermediary. ’ means a person through whom an interest is acquired, and includes—
Intermediary means a broker, custodian, investment dealer, nominee, bank, trust company or other intermediary;