Intermediary definition

Intermediary means “a person who actively participates in the facilitation of the contract or negotiating the contract, including a broker, adviser, attorney, or representative of or agent for the business entity who:
Intermediary means a “financial institution” as defined in SEC Rule 22c-2.
Intermediary means a person who:

Examples of Intermediary in a sentence

  • Intermediary that organises international transportation and tasks carried out under the customs transit regime, including the following: i) Contracting the transport that has been contracted in their own name with the carrier, as a loader; they will be known to the actual shipper as the carrier, and ii) The reception and making available to the carrier designated by the shipper, the merchandise sent to them as consignees.

  • None of the Fund Representatives, DBS Vickers, the Custodian, the sub-custodian, the Intermediary and their respective Officers shall be liable for any Losses or failure or delay in complying with their obligations under this Agreement caused by a Force Majeure Event or any other cause beyond the control of the Fund Representatives, DBS Vickers, the Custodian, the sub-custodian, the Intermediary or their Officers.

More Definitions of Intermediary

Intermediary means a person who:- • carries on a business which consists of, or includes, the receipt of payments from an investment undertaking on behalf of other persons; or • holds shares in an investment undertaking on behalf of other persons.
Intermediary means OpenDeal Portal LLC, a registered securities crowdfunding portal CRD#283874, or a qualified successor.
Intermediary for purposes of this rule, means a person:
Intermediary means a broker, an agent or any other person, by whatever name called, who arranges or facilitates the supply of goods or services or both, or securities, between two or more persons, but does not include a person who supplies such goods or services or both or securities on his own account;
Intermediary means an insurance company separate account.
Intermediary means any entity that in the ordinary course of its business maintains securities accounts for others and is acting in that capacity.
Intermediary means an entity contracted directly with an insurer or with another entity contracted with an insurer to facilitate the sale of the insurer’s annuities by producers.