ICE Block Broker definition

ICE Block Broker means an entity which has been admitted to the General Participant category of membership for the sole purpose of accessing the ICE Block facility to enter Block Trades brokered on behalf of Members;
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Examples of ICE Block Broker in a sentence

  • B.6.1(A) A General Participant who is an ICE Block Broker shall, in accordance with the elections it has communicated to the Exchange in respect of the Contracts it wishes to enter into ICE Block on behalf of Members (trading and/or clearing as required under Rules B.4.1 or B.4.6), only be permitted to access ICE Block to enter Block Trades for such communicated Contracts.

  • In the case of a Trade Participant or an Individual Participant, the EFP or EFS must be in respect of business for its own account and the counterparty with whom it arranges the EFP or EFS being another Member or ICE Block Broker Member.

  • The applicant shall be admitted to the category of membership applied for and details of the contracts it may trade (or in the case of an ICE Block Broker, the Contracts for which it may have access to ICE Block) will be confirmed, and where appropriate, it will be further confirmed that the applicant has been granted an Emissions Trading Privilege.

  • Where a General Participant Member or ICE Block Broker Member executes a Block Trade with or on behalf of a client who is not a Member or an ICE Block Broker Member of the Exchange, it must comply with all applicable laws, including in relation to suitability and appropriateness.

  • In the case of a Trade Participant or an Individual Participant, the EFM must be in respect of business for its own account and the counterparty with whom it arranges the EFM being another Member or ICE Block Broker Member.

  • Not necessary if applying for General Participant ICE Block Broker Membership.The ICE Futures Europe Regulations state that a Member must ensure that relevant Directors and staff are fit and proper, adequately trained and properly supervised with well defined procedures for compliance with the ICE Futures Europe Regulations, as appropriate.

  • Not necessary if applying for General Participant ICE Block Broker Membership.Please confirm below the name of the clearing Member who will provide clearing services for the Applicant if appropriate and also attach with your application written confirmation from the clearer that this has been agreed.

  • For the purposes of this Guidance, and in accordance with the Rules, a Member shall include all registered General, Trade and Individual Participants; ICE Block Broker Members; and all Member representatives such as traders, brokers and back office staff, as appropriate.

  • Also, agreement on who is responsible for the replacement of buses for the campus shuttle service.

  • Where a General Participant Member or ICE Block Broker Member executes an EFM transaction with or on behalf of a client who is not a Member or an ICE Block Broker Member of the Exchange, it must comply with all applicable laws, including in relation to suitability and appropriateness.

Related to ICE Block Broker

  • Data Broker means either of the following:

  • Seller’s Broker means CB Xxxxxxx Xxxxx.

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

  • Mortgage broker means any person who for compensation or

  • Approved Broker means Arrow, Xxxxx Xxxxxxxx Sales, Clarksons, Xxxx Xxxxxxxx, SSY Valuation Services, Maersk Brokers, XX Xxxxxx Shipbrokers and Fearnleys (or such subsidiary or other company in the same corporate group through which valuations are commonly issued) and, in the plural, means all of them;

  • Surplus lines broker means a person licensed pursuant to Article 5.1 (§ 38.2-1857.1 et seq.) of this

  • Tenant’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Tenant.

  • Landlord’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Landlord.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Associate broker means a licensed broker who is employed by

  • Approved Brokers means such firm of insurance brokers, appointed by the Charterer during the Charter Period, as may from time to time be approved in writing by the Mortgagee for the purposes of this Deed;

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Insurance broker means an insurance brokerage firm,

  • Customs Broker Agreement means a custom broker agreement in form and substance satisfactory to Agent in its Permitted Discretion, duly executed and delivered to Agent by a Customs Broker and Borrower.

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

  • Customs Broker/Carrier Agreement means an agreement in form and substance satisfactory to the Agent among a Loan Party, a customs broker, freight forwarder, consolidator, or carrier, and the Agent, in which the customs broker, freight forwarder, consolidator, or carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Agent and agrees, upon notice from the Agent, to hold and dispose of the subject Inventory solely as directed by the Agent.

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • BT or "CT" under the column "LN FEATURE," indicating that the Mortgage Loan is secured by a second or vacation residence; and

  • Broker investment adviser," "net assets," "sale," "sell" and "security" shall have the same meanings as such terms have in the 1940 Act, subject to such exemption as may be granted by the SEC by any rule, regulation or order. Where the effect of a requirement of the federal securities laws reflected in any provision of this Agreement is made less restrictive by a rule, regulation or order of the SEC, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order. This Agreement may be signed in counterpart.

  • Asset Management Fee shall have the meaning set forth in Section 8.02.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.