Examples of ICE Block Broker in a sentence
Where a General Participant Member or ICE Block Broker Member executes an EFM transaction with or on behalf of a client who is not a Member or an ICE Block Broker Member of the Exchange, it must comply with all applicable laws, including in relation to suitability and appropriateness.
In fact, all Heads of Delegations had received a letter from the Chairman of the General Council, Ambassador Pérez del Castillo, indicating that subordinate bodies needed to complete their reports for the General Council meeting of 24-25 July.
Where a General Participant Member or ICE Block Broker Member executes a Block Trade with or on behalf of a client who is not a Member or an ICE Block Broker Member of the Exchange, it must comply with all applicable laws, including in relation to suitability and appropriateness.
B.6.1(A) A General Participant who is an ICE Block Broker shall, in accordance with the elections it has communicated to the Exchange in respect of the Contracts it wishes to enter into ICE Block on behalf of Members (trading and/or clearing as required under Rules B.4.1 or B.4.6), only be permitted to access ICE Block to enter Block Trades for such communicated Contracts.
For the purposes of this Guidance, and in accordance with the Rules, a Member shall include all registered General, Trade and Individual Participants; ICE Block Broker Members; and all Member representatives such as traders, brokers and back office staff, as appropriate.
Not necessary if applying for General Participant ICE Block Broker Membership.The ICE Futures Europe Regulations state that a Member must ensure that relevant Directors and staff are fit and proper, adequately trained and properly supervised with well defined procedures for compliance with the ICE Futures Europe Regulations, as appropriate.
The applicant shall be admitted to the category of membership applied for and details of the contracts it may trade (or in the case of an ICE Block Broker, the Contracts for which it may have access to ICE Block) will be confirmed, and where appropriate, it will be further confirmed that the applicant has been granted an Emissions Trading Privilege.
In the case of a Trade Participant or an Individual Participant, the EFM must be in respect of business for its own account and the counterparty with whom it arranges the EFM being another Member or ICE Block Broker Member.
Not necessary if applying for General Participant ICE Block Broker Membership.Please confirm below the name of the clearing Member who will provide clearing services for the Applicant if appropriate and also attach with your application written confirmation from the clearer that this has been agreed.
Also, agreement on who is responsible for the replacement of buses for the campus shuttle service.