Examples of Excessive trading in a sentence
Excessive trading may interfere with job performance or compromise the duty that the Firm owes to clients and consequently is not permitted.
Excessive trading includes individuals or groups of individuals whose securities transactions seem to follow a timing pattern or are characterised by excessively frequent or large trades.
Excessive trading activity, such as a frequent pattern of exchanges, could result in harm to shareholders or clients.
Excessive trading activity can raise transaction costs for the fund, disrupt the fund’s stated portfolio management strategy, require a fund to maintain an elevated cash position, and result in unwanted taxable gains for fund shareholders and reduce the fund’s long-term performance Covered Person investments in Reportable Funds are also subject to the Short Term Trading policy described in Section V.
Excessive trading is defined as the purchase and sale, or sale and purchase, of any Mutual Fund, in any 30 day period.
Excessive trading means trading with a frequency that potentially imposes an administrative burden on the Compliance department, interferes with regular job duties, or adversely affects clients, as determined by the Compliance Officer in his or her discretion.
Restrictions on Personal Trading Activity Excessive trading by employees is discouraged and will be documented by Compliance and any issues identified will be presented to Senior Management.
Excessive trading may be a potential distraction from servicing clients.
Excessive trading, such as frequent patterns of exchanges occurring within several months, could involve actual or potential harm to the funds’ shareholders.
Excessive trading into and out of a Fund can disrupt portfolio investment strategies and increase the Fund’s operating expenses.