Component Securities definition

Component Securities has the meaning set forth in the third recital.

Examples of Component Securities in a sentence

  • Hedging Disruption the Issuer and/or its Affiliates is/are unable, after using commercially reasonable efforts, to: (i) hold, acquire, re-establish, substitute, maintain, unwind or dispose of the Share or any Component Securities of the Index and/or any Hedging Arrangement; and/or (ii) realise, recover or remit the proceeds of the Share or any Component Securities of the Index and/or any Hedging Arrangement.

  • In the worst cases, the risk is that there will be disputes over the title to underlying securities which may cause a Foreign Investor outside the Reference Jurisdiction or a China Connect Investor not to receive the proceeds of a disposal of such Underlying or Component Securities, and in turn the Final Redemption Amount will not be due under the Notes or the Cash Settlement Amount will not be due under the Warrants.

  • Therefore, there is a risk that the trading price of such Notes and Warrants may be more volatile and that value of the Underlyings or Component Securities may be adversely affected (following which, amounts payable under the Notes and Warrants would be adversely affected as a consequence).

  • An investor in the Notes and Warrants is subject to the risk that changes in dividend or other distribution rates on the Underlying or the Component Securities may adversely affect the trading value of the Notes and Warrants.

  • Notes and Warrants issued may relate to Underlyings or Component Securities which are located in an emerging market.

  • As a result of such restrictions and controls, potential delays might occur in respect of payments due under the Notes and Warrants linked to such Underlyings or Component Securities may not be payable under the Notes and Warrants on settlement following redemption, sale or redemption of the Notes or exercise, sale or termination of the Warrants.

  • All of these economic factors may adversely affect the value and performance of Underlyings or Component Securities and therefore the value of the Notes and Warrants.

  • On a political level, such restrictions could lead to renationalisation of privatised industries and expropriation of private property without compensation which may have a negative effect on the financial position of the issuers of the Underlyings or Component Securities.

  • Emerging markets may experience higher volatility in their foreign exchange rate movements than other countries, and changes in the foreign exchange rates may have a negative impact on issuers of Underlyings or Component Securities whose businesses are heavily reliant on exports and, as a consequence, the general economic conditions in emerging market countries which are heavily reliant on exports.

  • Moreover the value of investments in the Underlying or Component Securities can fluctuate significantly due to volatile exchange rates and high inflation.


More Definitions of Component Securities

Component Securities. Means the component securities of the benchmark index.
Component Securities means each of the fund units or other assets comprising the Index;
Component Securities means, collectively, the Purchase Contracts, the Convertible Preferred Stock and the Issuable Common Stock. The terms and rights of any particular issuance of the Equity Units and/or Component Securities and/or Underlying Securities shall be specified in (i) the Articles of Incorporation, (ii) the Articles of Amendment or (iii) the Purchase Contract and Pledge Agreement, as applicable (the documents listed in clauses
Component Securities means, in respect of an Index, the securities or futures contracts or other constituents as the case may be, comprised in such Index (and each, a "Component Security").
Component Securities means, collectively, the Series I 2.00% Combination Notes, the Series II 2.00% Combination Notes, the Series III 3.15% Combination Notes, the Class P-1 Combination Securities, the Class P-2 Combination Securities and the Class P-3 Combination Securities.

Related to Component Securities

  • Component Security means with respect to an Index, each component security of that Index.

  • Parent Securities has the meaning set forth in Section 4.02(b)(ii).

  • Investment Securities means any of the following:

  • Equivalent Securities with respect to a Transaction, Securities equivalent to Purchased Securities under that Transaction. If and to the extent that such Purchased Securities have been redeemed, the expression shall mean a sum of money equivalent to the proceeds of the redemption;

  • Replacement Securities means securities of the same issuer, class and denomination as Loaned Securities.

  • Liquid Securities means securities that are publicly traded on the New York Stock Exchange, the American Stock Exchange or the Nasdaq Stock Market and as to which the Company or any Restricted Subsidiary is not subject to any restrictions on sale or transfer (including any volume restrictions under Rule 144 under the Securities Act or any other restrictions imposed by the Securities Act) or as to which a registration statement under the Securities Act covering the resale thereof is in effect for as long as the securities are held; provided that securities meeting the foregoing requirements shall be treated as Liquid Securities from the date of receipt thereof until and only until the earlier of (a) the date on which such securities are sold or exchanged for cash or Cash Equivalents and (b) 180 days following the date of receipt of such securities. If such securities are not sold or exchanged for cash or Cash Equivalents within 180 days of receipt thereof, for purposes of determining whether the transaction pursuant to which the Company or a Restricted Subsidiary received the securities was in compliance with Section 4.11, such securities shall be deemed not to have been Liquid Securities at any time.

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Compliant Securities means securities issued by UBS Group AG or any of its subsidiaries that have economic terms not materially less favourable to a Holder than these Terms and Conditions (as reasonably determined by the Issuer), provided that

  • Subsidiary Securities collectively, the (i) investments, including Loans, acquired by a Subsidiary and delivered to the Custodian from time to time during the term of, and pursuant to the terms of, this Agreement and (ii) all dividends in kind (e.g., non-cash dividends) from the investments described in clause (i).

  • uncertificated securities means securities as defined in the Securities Services Act which are by virtue of the Companies Act transferable without a written instrument and are not evidenced by a certificate;

  • Alternative Investments means investments in the said State which are within the ability and competence of the Company or of corporations which are related to the Company for the purposes of the Companies (Western Australia) Code and which are approved by the Minister from time to time as alternative investments for the purpose of this Agreement (which approval shall not be unreasonably withheld in the case of an investment which would add value or facilitate the addition of value, beyond mining, to the mineral resources of the said State);”;

  • relevant securities means Ordinary Shares and securities carrying conversion or subscription rights into Ordinary Shares;

  • Deposit Securities means, as of any date, any United States dollar-denominated security or other investment of a type described below that either (i) is a demand obligation payable to the holder thereof on any Business Day or (ii) has a maturity date, mandatory redemption date or mandatory payment date, on its face or at the option of the holder, preceding the relevant payment date in respect of which such security or other investment has been deposited or set aside as a Deposit Security:

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Investment security means a marketable obligation in the form of a bond, note, or debenture, commonly regarded as an investment security and which is salable under ordinary circumstances with reasonable promptness at a fair value.

  • Class A Ordinary Shares shall have the meaning ascribed to it in Section 2.4(a).

  • Index Securities means the securities included in the 10 Uncommon Values Index from time to time.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Contract Securities means the Offered Securities, if any, to be purchased pursuant to the delayed delivery contracts referred to below.

  • Asset-Backed Securities means securities which:

  • Exchangeable Securities means any securities of any trust, limited partnership or corporation other than the Trust that are convertible or exchangeable directly for Units without the payment of additional consideration therefore;

  • Specified Securities means ‘equity shares’ and ‘convertible securities’ as defined under clause (zj) of sub-regulation (1) of regulation 2 of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009;

  • Unrestricted Securities with respect to any series of Securities, means a Security (i) effectively registered under the Securities Act and disposed of in accordance with a registration statement with respect to such series or (ii) distributed to the public pursuant to Rule 144 under the Securities Act or any similar provision then in force.

  • Class A Warrants means, collectively, the Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Warrants shall be exercisable immediately and have a term of exercise equal to five (5) years, in the form of Exhibit A attached hereto.

  • non-redeemable investment fund means an issuer,